Fca jobs in Richmond - Page 3Create job alerts

Based in Farringdon, London, Skill Capital is an FCA-regulated advisory business (capital raising, due diligence, headhunting, deal origination) working with the largest private equity investors in ...

... FCA regulated regulated Professionals. This is a hybrid role located in London (City), with flexibility for some remote work. The ideal candidates will be qualified Solicitor with experience in ...

Adhere to internal underwriting policy and regulatory requirements - FCA, PRA, Money Laundering, Prevention of Financial Crime, Data Protection, etc * Work with Sales to progress cases from decision ...

Experience * Proven compliance experience in an FCA-regulated firm (Investment bank, brokerage, trading house, etc.) * Fixed income or commodities experience is preferred but not essential

Ensure operational activities comply with all relevant regulations, including LME, FCA, and MiFID II. 2. Trade Lifecycle Management: * Oversee the end-to-end trade lifecycle for LME transactions ...

Strong understanding of the UK regulatory landscape, particularly FCA requirements. * Excellent communication skills * Knowledge of additional regulatory frameworks is a plus.

Proven expertise in financial services regulation, with a strong track record advising on matters such as FSMA, FCA, and PRA compliance, fintech, or regulatory investigations. * A clear business ...

PRA, FCA, Lloyd's * Policy Development and Maintenance * Sanctions screening and implementation If you are looking to make a move or interested in what is out there, drop me a message or contact me ...

Support compliance with Bank of England, FCA, and European Banking Authority standards, bridging principles-based regulations with actionable strategies. * Drive culture change, support tooling ...

My client is PE backed and FCA regulated. This is a fantastic opportunity for a confident and technically capable Laywer to take on an autonomous role within a market leading organisation. The main ...

Ensure operational resilience documentation aligns with governance and regulatory standards (FCA/PRA, DORA). * Stakeholder Engagement : Collaborate with key stakeholders to drive a coordinated ...

The role will suit a seasoned Financial Crime professional with a demonstrable background in a 2nd line advisory role within Financial Crime and a good understanding of FCA &/or PRA regulations and ...

Good knowledge of FCA requirements pertaining to Product Governance and Consumer Duty. * Insurance experience highly desirable. * Insurance broking experience desirable. * Strong project management ...

Regulated (FCA) financial services industry sector experience. * Proven ability to build and maintain effective relationships with stakeholders at all levels. * Skilled in influencing decision-making ...

Previous UK risk and compliance experience Excellent FCA experience ideally from a consumer lending perspective Commercially focused, capable of effective business partnering Management/Leadership ...

Providing key regulatory advice across PRA, FCA and Lloyd's. This role would really suit a lawyer seeking a broad, generalist In-House position, and is a great route into the Insurance Market

Assisting new businesses and organisations with processes, permissions and applications to ensure compliance with all rules, including FCA authorisations * Regulatory matters concerning funds ...

As a Professional Indemnity Claims Solicitor, you will be responsible for handling and managing professional indemnity claims with a focus on SRA regulated Professionals and FCA regulated ...

The team advises on a wide range of matters, from financial promotions and FCA compliance to acquisitions and restructurings of regulated businesses, offering exposure to diverse and impactful work ...

To promote a culture where client's needs are placed at the heart of underwriting decision-making and business is conducted in a manner that meets Optio's internal standards and FCA guidelines * To ...

... FCA Guidelines · To maintain professional expertise through course attendance, reading of financial journals, and further training in line with but not limited to CF CPD requirements · To ...

Familiarity with regulatory frameworks such as PRA, FCA, or similar would be highly desirable. * Project Management Tools: Proficiency in tools like MS Project, JIRA, and PowerPoint. * Data-Driven ...

Handling regulatory filings with SEC, FCA, and authorities in the Cayman Islands and Ireland. * Negotiating standard form GMRA, GMSLA and ISDA off of rating agency approved templates. * Drafting a ...

Negotiate and secure renewal terms while maintaining FCA compliance What We're Looking For: * Experience with large corporate clients (Turnover £25M+ preferred) * Minimum 2 years' expertise in ...