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Handling regulatory filings with SEC, FCA, and authorities in the Cayman Islands and Ireland. * Negotiating standard form GMRA, GMSLA and ISDA off of rating agency approved templates. * Drafting a ...

Negotiate and secure renewal terms while maintaining FCA compliance What We're Looking For: * Experience with large corporate clients (Turnover £25M+ preferred) * Minimum 2 years' expertise in ...

Practical understanding of the UK FS sector and FCA agenda. * Strong analytical skills and problem solving toolkit * Good work ethic and desire for continuous improvement * Outstanding communication ...

... and FCA Handbook requirements on how new and existing products and services can be structured to operate within regulatory requirements. * Produce and effectively communicate (verbally and/or in ...

Preparing and submitting regulatory reports to the FCA including the ICARA * Carrying out the annual visits to outsourced providers and producing the compliance report on each (this is a regulatory ...

... FCA (SYSC). * Ideally work in an Global environment, with understanding of Global regulations. * Degree and/or Masters & MCIPS preferred This is an exciting opportunity for someone at the early ...

Acting in line with the FCA/PRA Code of Conduct. * Meeting all business continuity requirements as outlined by the Bank. Qualifications and Experience: * A minimum of 3 years Trade finance Guarantees ...

Develop and manage the day-to-day relationship with the FCA and other relevant regulators, building mutual confidence and respect by fostering an open and constructive relationship through a ...

FCA regulated / passed relevant regulatory exams - If not already held then the candidate would be expected to complete these qualifications shortly after arrival * 4-6 years + of fund placement or ...

FCA experience and investment management background Behavioural qualities : * Ability to work closely with all disciplines across the business, as well as communicating clearly with others * You'll ...

... FCA requirements and how they affect the business. Base Salary - £36,000 to £40,000 plus benefits

Excellent knowledge of FCA rules and regulations * Ability to work with autonomy and make decisions Salary: The Senior Compliance officer (15 Months Mat cover role) has a FTC salary of c£100k-£110k ...

Strong understanding of regulatory requirements and industry standards such as FCA regulations, AIFMD, and MiFID II. Skills: * Excellent analytical and problem-solving skills, with the ability to ...

Familiarity with FCA rules, Lloyd's requirements, and other applicable regulations, including data protection and anti-money laundering protocols. * Risk Management: Ability to evaluate and mitigate ...

Good exposure to UK Financial Conduct Authority (FCA) regulatory requirements impacting Capital Markets activities. * Excellent analytical skills. Ability to review and assess detailed information ...

Ensure the FX rules and procedures are in line with new recommendations under FCA Remediation Programme, and new FX markets best practices. * Challenge the existing practices and help the FX Business ...

Strong knowledge of regulatory requirements, including FCA guidelines and international frameworks relevant to credit and payments businesses. * Strategic Vision: Ability to define and implement risk ...

Mandatory completion of company-prescribed learning and adherence to FCA rules. * Compliance with all company procedures. * Any additional duties as assigned. Role Requirements * London Market ...

Ensure all trading activities comply with local and international regulations (e.g., FCA, ESMA). Collaborate with the compliance team to maintain best practices in market conduct. Reporting: Produce ...

Ensure adherence to FCA regulations, especially CASS and MiFID II Transaction Reporting. Qualifications, Skills, and Experience: Essential: * 1-3 years of experience in a trade support, settlements ...

... FCA registered "Sellside" Brokerage. The "Administration" side of the business refers oversight of their HR Function, Systems and 3rd party Technology providers, Operational Suppliers, Banking ...

Your responsibilities will include regulatory advice, FCA authorisation applications, drafting legal documents, and managing cross-border compliance for clients operating at the forefront of ...

Considered candidates will have: • Lead or joint lead roles for client compliance reviews, ad-hoc inquiries and relationship management • Experience with Financial Conduct Authority (FCA) a plus ...

Strong working knowledge of legal compliance in the UK & Australia - including knowledge of AML, payments services and e-money regulations, data protection, TCF and the FCA handbook * Excellent ...