Financial compliance jobs in Halifax - Page 2Create job alerts

Senior Compliance Advisory Lead – Financial Promotions. We are partnering with a leading financial services organisation to appoint a. Senior Compliance Advisory lead.

This is a Director-level position, sitting in the second line of defence, with overall responsibility for the financial crime framework and acting as the Money Laundering Compliance Officer (MLCO). You’ll lead the 2LOD financial crime function, providing oversight, challenge, and strategic directi

Leading the financial crime compliance function, offering guidance to partners, lawyers and business services teams on issues such as AML, sanctions, and bribery. Advising on broader compliance topics such as conflicts, confidentiality and regulatory obligations. This is an outstanding opportunity t

Candidates should have a strong understanding of UK financial regulations and prior experience in compliance roles. A growing financial advisory firm in England is seeking a File Checker to ensure compliance with internal standards and regulatory requirements. The successful candidate will conduct d

Financial Services Tax & Law - US Global Compliance & Reporting - SALT ManagerTax. The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equi

An internship provider in financial services seeks ambitious individuals for an internship in Financial Crime Compliance. The role includes a 4-week online training and a 3-month internship with a reputable financial firm, either remote or onsite. This opportunity is designed for recent graduates or

A financial consultancy firm in the UK is seeking Compliance Consultants to deliver risk-based consultancy services for financial advice and mortgage firms. Key responsibilities include providing tailored compliance guidance, maintaining positive relationships with member firms, and producing compli

A financial services firm in the United Kingdom is seeking a Compliance & Financial Crime Manager. Responsibilities include designing regulatory frameworks, implementing Consumer Duty, and overseeing Financial Crime prevention policies. The position offers the opportunity to engage with senior leade

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with banking and capital markets clients on key risk and regulatory programmes. Support design and implementation of risk and compliance processes and controls. Experience in financial services risk o

A global financial services firm is looking for an Internal Auditor to oversee compliance and corporate governance. Candidates should have at least 3 years of experience in a compliance role, preferably in financial services, and have strong communication and analytical skills.

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

An international technical project management leader in Greater London is seeking a Finance Assistant to support accounting, reporting, and compliance functions.

Senior Manager (Regulatory, Compliance & Risk). Alpha Financial Markets Consulting (Alpha FMC) is the leading global consultancy to the asset and wealth management industry. Alpha’s Regulatory Compliance & Risk practice in Asset & Wealth Management.

A leading financial services firm in the UK is seeking an experienced Internal Auditor to join its Compliance & Legal Internal Audit team. The role focuses on auditing financial crime programs including anti-money laundering and sanctions, requiring collaboration with various stakeholders. Candidate

Compliance Professionals is seeking a Head of Compliance for a fully remote position. The ideal candidate will have 3-5 years of experience in compliance, particularly within financial services or mortgage broking. Key responsibilities include managing regulatory compliance, conducting file reviews,

A leading automotive manufacturer in the UK is looking for an experienced Group Financial Accountant to oversee financial compliance and reporting. You will lead important financial processes, ensuring accuracy and support for the Group's strategic initiatives. The ideal candidate will be ACA/ACCA q

You will be responsible for monitoring market trends, developing governance frameworks, and ensuring compliance with regulatory standards.

They are looking for a Financial Crime Officer to support the second line of defence. Act as a point of reference for financial crime matters across the bank.

As the Vertical Head of Commercial Compliance for the Financial Institutions segment, you will be working as part of Nium’s global, dynamic compliance team. Experience in compliance within a complex international financial institution or for financial institution businesses. This role will lead th

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. This is a key operational leadership role responsible for driving service quality, compliance standards, workflow performance and team

The ideal candidate will have a strong background in tax compliance, attention to detail, and experience working independently.

Background in financial services, ideally working with hedge funds in a US tax capacity.

We’ve been on the frontline of the world’s response to HIV and AIDS for over 25 years, working with marginalised people who are denied HIV prevention and treatment simply because of who they are and where they live.Set up in 1993 to work with community groups in the countries most affected by th

A leading global financial institution is seeking a Chief Compliance Officer / Head of Non-Financial Risk Management for the UK, Ireland, Middle East & Africa. The ideal candidate will have extensive experience in risk management within financial services, with demonstrated success in regulatory com

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects.

A leading international corporate and investment bank is seeking a Head of Compliance, Risk & MLRO (Director) to oversee compliance and risk for its Swedish Branch. Candidates should possess extensive experience in compliance within banking, particularly knowledge of the Swedish regulatory landscape

A global financial institution is seeking an EMEA Head of Financial Crime Compliance. The role involves developing strategies, leading teams, and ensuring compliance across multiple branches.

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

You'll apply your extensive experience in financial compliance to design, lead, and improve the future of oversight and compliance. Financial Crime Compliance Manager (Crypto). Financial Crime Compliance Manager (Crypto).

The role offers comprehensive on-the-job training and mentorship from experienced professionals, crafting future experts in portfolio management and compliance.

We are seeking a Finance Manager to become a key member of the Statutory Financial Reporting and Compliance team, located in our London office. Driving standardization and continuous improvement of processes and controls to obtain the highest integrity of financial reporting (US, local GAAP, and man

This position entails leading the monthly close process, managing balance sheet reconciliations, and supporting audits in compliance with IFRS standards. Proficiency in Excel and familiarity with financial software such as Microsoft Dynamics 365 is ideal. A global gaming technology leader is seeking

A leading global insurer seeks a Compliance Manager for Financial Crime and Underwriting Advisory in London. This permanent, full-time role involves overseeing sanctions screening solutions, developing financial crime metrics, and supporting automation projects. The ideal candidate has proven experi

A major financial institution is seeking a Deputy Head of Sanctions to oversee compliance across the EMEA region. Candidates should have extensive experience in sanctions compliance, previous leadership of strategic projects, and the ability to handle complex investigations.

This hands-on role involves managing the month-end close process, strengthening financial controls, and providing financial insights. A fast-growing fintech company in the UK is seeking a UK Financial Controller to shape the finance function and support growth in a regulated environment.

SPIE Turbomachinery in Slapewath is looking for a Financial Controller with at least 3 years of experience in a large corporate setting. The role involves leading the month-end close process, preparing management accounts, and ensuring compliance with UK accounting standards. Key qualifications incl

A leading European financial association seeks an Associate Director for the Compliance Control and Accounting division. The candidate will manage projects related to Financial Crime, AML, and compliance matters. Qualified individuals should have expertise in regulatory conduct, strong analytical sk

This position will involve managing daily finance operations including accounts payable and receivable, preparing P&L and balance sheets, and ensuring financial compliance. H International Consultant / HIa Legal is seeking a Financial Controller for a hotel in the Leicester area.

The Integrated Financial Crime (IFC) portfolio is a multi-faceted Financial Crime programme of change delivered via over 20 programmes to create a holistic, risk-based and effective Financial Crime environment, strengthen robustness and enhance automation of Financial Crime processes, develop and st

Asta is looking for a Financial Crime Analyst to support the financial crime function and enhance its controls in London. This role involves performing screening, conducting financial crime checks, and collaborating with compliance teams. Ideal candidates will show interest in financial crime and po

The Financial Crime Compliance function is an independent function that identifies, assesses, advises on and monitors financial crime compliance risk – the risk of regulatory penalties as a result of failure to comply with applicable regulations. Be a key member of the Financial Crime Compliance t

A financial services firm in the UK seeks a Financial Services Administrator to support their Financial Planner. Ideal candidates will have excellent organizational skills, proficiency with Microsoft Office, and a willingness to learn about financial products.

Ideal candidates will have 2–3 years of experience in a law firm or financial services and a strong academic background. A global trading and investment firm in London is seeking an experienced Paralegal to join its Legal & Compliance team.

Responsibilities include offering tailored financial crime advice, conducting compliance monitoring, and guiding clients through regulatory changes. A leading Investor Services group in the UK seeks a Compliance Consultant to manage client relationships and provide compliance support. The role requi

A leading banking group in Greater London seeks a Financial Crime Officer to oversee financial crime risks within a hybrid working environment. Candidates should have a strong knowledge of financial crime, excellent communication skills, and experience in a regulated environment.

Reporting into the Group Head of Compliance (SMF16), you’ll have plenty of autonomy to really shape Compliance Advice and Oversight for the Financial Advice arm that’ll be combining cutting‑edge digital technology with personal financial advice to modernise wealth management. Senior Compliance

Develop and execute go‑to‑market strategies for new non‑financial and compliance risk management solutions. Breadth across and depth in specific areas of non‑financial risk, compliance and control – prior experience and expertise could include MIFID II, FX Consent Orders, Brexit, DMR, Libo

A start-up WealthTech firm in London is seeking a Senior Compliance Manager to lead its Compliance operations. Ideal candidates are experienced Compliance professionals familiar with regulatory requirements like COBS, PROD, and Consumer Duty.