Financial compliance jobs in Lancaster - Page 2Create job alerts

Leading the financial crime compliance function, offering guidance to partners, lawyers and business services teams on issues such as AML, sanctions, and bribery. If you are a skilled compliance lawyer seeking your next challenge in a collaborative and supportive environment, we would like to hear f

This is a Director-level position, sitting in the second line of defence, with overall responsibility for the financial crime framework and acting as the Money Laundering Compliance Officer (MLCO). You’ll lead the 2LOD financial crime function, providing oversight, challenge, and strategic directi

Ideal candidates will have senior level experience in Financial Services compliance and proven capabilities in managing relationships with the FCA. A leading Investment Management firm in York and North Yorkshire is seeking an experienced Compliance professional. This role involves providing regulat

A global logistics company is seeking an experienced Assistant Financial Controller to drive financial excellence and compliance in the UK. The candidate will oversee financial operations, ensuring timely compliance with financial reporting requirements, and partner with external advisors.

A leading Investor Services group in the UK seeks a Compliance Consultant to manage client relationships and provide compliance support. Responsibilities include offering tailored financial crime advice, conducting compliance monitoring, and guiding clients through regulatory changes. The role requi

Breadth across and depth in specific areas of non‑financial risk, compliance and control – prior experience and expertise could include MIFID II, FX Consent Orders, Brexit, DMR, Libor transition, Algo’s / E‑Trading, Trading Controls & Supervision, T+1 Accelerated Settlement, Unauthorised Tra

A leading insurance firm in London seeks a Financial Crime Assistant to manage financial crime risks and provide operational support to the Compliance team. Ideal candidates will have experience in compliance-related roles within insurance or financial services. Join a committed team dedicated to en

Compliance Manager: Financial Crime & UW Advisory. Given Convex's rapid growth, global distribution model, and potential regulatory changes, this role offers a unique opportunity to be involved in all aspects of compliance at a global level. As a Compliance Manager, you will take ownership of your r

A leading leisure company based in Hemel Hempstead is seeking a Compliance & Financial Crime Manager to lead regulatory adherence and compliance frameworks. The role requires significant experience in compliance within FCA-regulated environments and the ability to influence senior stakeholders.

A leading consulting firm is seeking a Non-Financial Risk & Compliance Manager / Senior Manager to lead teams working with financial services clients in London, Edinburgh, and Glasgow.

A global financial institution seeks a Senior Associate for their Global Financial Crimes Compliance team in London. This role focuses on providing advisory regarding AML and Sanctions, supporting onboarding processes, and ensuring compliance with applicable regulations.

A leading banking group in Greater London seeks a Financial Crime Officer to oversee financial crime risks within a hybrid working environment. Candidates should have a strong knowledge of financial crime, excellent communication skills, and experience in a regulated environment.

Reporting into the Group Head of Compliance (SMF16), you’ll have plenty of autonomy to really shape Compliance Advice and Oversight for the Financial Advice arm that’ll be combining cutting‑edge digital technology with personal financial advice to modernise wealth management. Senior Compliance

Demonstrable experience of working within Financial Crime and Compliance/Fraud & Identity industries. Proven track record of supporting solution selling related to Financial Crime and Compliance/Fraud & Identity technology platforms. Solutions Consultant - Fraud and Financial Crime Compliance.

Ability to manage large scale fund compliance projects involving 2,500+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the tea

AFME is the European member of the Global Financial Markets Association (GFMA), a global alliance with the Securities Industry and Financial Markets Association (SIFMA) in the US, and the Asia Securities Industry and Financial Markets Association (ASIFMA) in Asia. The Association for Financial Marke

A start-up WealthTech firm in London is seeking a Senior Compliance Manager to lead its Compliance operations. Ideal candidates are experienced Compliance professionals familiar with regulatory requirements like COBS, PROD, and Consumer Duty.

Engage with other colleagues across Financial Crime Compliance, Audit etc to ensure awareness of how financial crime effectiveness is being assessed through these other channels and ensure the work of the Assurance team is informed by (and does not duplicate) this. Marex Group plc (NASDAQ: MRX) is a

Reporting to APUK’s Deputy Money Laundering Reporting Officer (DMLRO), the Financial Crime Manager will be responsible for supporting financial crime compliance of the payments propositions within the UK. ICA or ACAMS qualification, or equivalent degree-level qualification in AML/financial crime c

The role emphasizes financial reporting, compliance, and collaboration with internal teams. A leading financial services organization is seeking a Financial Accountant in Derby.

Work closely with Compliance leaders, Policy Champions, and local compliance teams to ensure effective and consistent implementation of anti bribery and AML controls across markets. A recognised subject matter expert in Anti Bribery and AML/CTF, with 8+ years experience in financial crime compliance

A leading global Financial Services firm seeks an experienced Internal Auditor to focus on Compliance and Corporate Governance. Ideal applicants should have at least 3 years’ experience in compliance functions, preferably within financial services, and possess strong analytical and communication s

A prestigious international law firm in London seeks a Financial Crime Lawyer to lead their compliance function. The ideal candidate will have at least 5 years' PQE experience, a strong background in financial crime laws, and excellent communication skills. This is an exceptional opportunity to join

A leading fashion brand is seeking a Financial Reporting Manager to enhance financial controls and take charge of statutory reporting. The candidate will manage the audit process, oversee tax compliance, and lead projects aimed at process automation. This position offers a chance to impact core fina

A high-performing professional services firm in London seeks a Financial Reporting Manager to manage corporate reporting and ensure technical compliance.

Industry recognised subject matter expert in at least one in‑demand area within Risk and Compliance. Undertaking effective account management including financial management. Alpha’s Regulatory Compliance & Risk practice.

Financial Services Tax & Law - US Global Compliance & Reporting - US Tax - Senior. Background in financial services, ideally working with hedge funds in a US tax capacity.

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Regulatory Transformation team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. We work across Front Office, Risk, Compliance and Finance functions. Design and imple

A respected financial services firm is seeking a Senior IFA Administrator to support Office Managers and Financial Planners. This role involves processing new business, preparing compliance documents, and maintaining accurate client data.

Compliance Manager: Financial Crime & UW Advisory. Proven experience within a Financial Crime role for a regulated insurance entity. The Group Compliance function at Convex ensures that we meet regulatory requirements across all product lines and countries within which we operate.

Our client, a large financial services organisation, is seeking a Head of Financial Markets - Conduct & Compliance to lead compliance oversight across key financial markets activities. Extensive experience within the financial services industry, including leadership experience within a Compliance Ad

A leading e-commerce company is seeking a Financial Crime Manager to support financial crime compliance within the UK. The role involves regulatory oversight, policy development, and collaborative teamwork while managing compliance with UK Financial Crime regulations. Candidates should have experien

Ideal candidates will have proven experience in regulatory compliance within financial services or fintech and strong stakeholder management skills. A leading payments company in Greater London seeks an experienced Regulatory Compliance Manager for a 6-month contract. The role involves advising team

Strong skills in financial reporting and regulatory compliance are essential, along with effective communication and problem-solving abilities. A financial services company based in London is seeking an Accounting and Reporting Specialist to maintain financial integrity. This role involves preparing

A boutique financial services advisory firm in the UK is seeking a Compliance Consultant to join their Managed Services team. The ideal candidate will have over 3 years of experience in compliance or regulatory support within financial services and a strong understanding of UK regulatory frameworks

We are seeking a highly capable and strategically minded Senior Specialist - Financial Crime Compliance to play a pivotal role in safeguarding our European businesses against financial crime risks. Experience in governance, policy, risk assessments, testing, or monitoring within Financial Crime or C

A fast-growing fintech company in Greater London seeks a Group Financial Controller to lead the financial control environment. You will report to the Group CFO and be responsible for designing compliance processes and regulatory infrastructure, ensuring the company's transition to a fully authorised

A financial services firm in the UK seeks a Financial Services Administrator to support their Financial Planner. Ideal candidates will have excellent organizational skills, proficiency with Microsoft Office, and a willingness to learn about financial products.

A global banking group based in the West End seeks a Mid-Senior Level Compliance Officer to oversee and maintain compliance frameworks. Candidates must have experience in banking compliance, particularly in AML and financial sanctions, alongside a solid knowledge of related regulations. Key responsi

A lawyer is sought who is able to demonstrate at least two years of meaningful experience of advisory work up to senior level on financial crime compliance and/or sanctions and related engagement with regulators and enforcement authorities. More important than experience is a genuine interest in san

This position involves advising on regulatory requirements to ensure compliance. A financial services company in Greater London is searching for an Associate in the Credit Hub.

A financial consultancy firm in the UK is seeking Compliance Consultants to deliver risk-based consultancy services for financial advice and mortgage firms. Key responsibilities include providing tailored compliance guidance, maintaining positive relationships with member firms, and producing compli

A financial association in London is seeking a Graduate to join its Technology and Operations Division.

A leading international law firm in London seeks a qualified solicitor to support Senior Financial Crime Lawyers in compliance and AML policies. Responsibilities include assisting with client due diligence, advising on compliance with AML laws, and drafting policies.

Financial Services Tax & Law - US Global Compliance & Reporting - SALT ManagerTax. The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equi

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects.

An esteemed charitable organization based in Greater London is looking for a qualified accountant to lead financial reporting and audit compliance. This position involves preparing statutory accounts, managing external audits, and ensuring tax compliance.