Financial services compliance jobs in Wickford - Page 2Create job alerts

A recruitment consultancy is looking for an experienced Compliance Consultant to join their growing team in Liverpool. This role involves ensuring compliance with regulatory requirements and industry standards. The candidate should have strong compliance monitoring skills, excellent IT literacy, and

This senior role involves ensuring compliance with local tax laws, managing a small team, and influencing business strategy through effective tax planning. A leading financial institution in Greater London is seeking a Tax Director to oversee the Europe and APAC tax function.

The successful candidate will have a Level 4 Diploma in Financial Planning and experience in investments and pensions compliance. A leading consultancy firm is seeking a Business Compliance Consultant in Liverpool City Centre to join their growing team.

The candidate must have significant experience in financial services, particularly in assessing customer outcomes.

A leading financial services firm in the UK seeks a Regulatory Lawyer Assistant Vice President to support the legal team in navigating the complex UK and EU regulatory landscape. The ideal candidate will have substantial experience in financial services law and be a qualified lawyer. Responsibilitie

Compliance Consultant (Financial Services) Location: Liverpool City Centre Contract Type: Permanent, Full Time Hours: Monday to Friday, 9am-5pm (35 hours per week, 1‑hour lunch) Salary: Dependent on experience Are you an experienced Compliance professional with strong monitoring expertise and a de

Candidates who value the compliance and reporting function as a crucial element of Financial Services Tax. Manager or Senior Manager level, with strong UK tax compliance and advisory expertise. Build a strong career foundation with access to significant advisory and compliance work.

The role involves delivering compliance audits, analyzing customer view data, and acting as a subject matter expert in SCV. A financial regulatory body in the United Kingdom is seeking a SCV Data Assurance Analyst to audit processes and controls of Banks and Building Societies.

Financial Services Tax & Law - US Global Compliance & Reporting - SALT ManagerTax. The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equi

Business Compliance Consultant (Financial Services) Location: Liverpool City Centre Hours: Monday-Friday, 9am-5pm (35 hours per week) Contract: Permanent, Full Time Salary: Dependent on experience Essential: Level 4 Diploma in Financial Planning Are you an experienced Financial Services professional

Financial Services Tax & Law - US Global Compliance & Reporting - US Tax - Senior. Background in financial services, ideally working with hedge funds in a US tax capacity. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions.

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

Financial Services Tax & Law - US Global Compliance & Reporting - US Tax - Manager. Background in financial services, ideally working with private equity funds in a US tax capacity. Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-

AML Services Business Compliance Officer. The Maples Group is a global leader in financial services, trusted by many of the world's largest hedge fund managers, private equity firms, and international corporations. Our side-by-side financial and legal teams consistently deliver award-winning service

Compliance Manager - Leading Financial Services Firm. We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services. Our services include executive search and market intelligence within the Legal, Compliance and Corporat

Compliance Consultant - Managed Services - Financial Services Advisory Firm. Miryco Consultants is working with a boutique financial services advisory firm who are in growth mode and looking for highly motivated Senior Consultants/Managers to join their Managed Services team. Support delivery of reg

A global consulting firm is looking for a Senior in Financial Crime & Forensics in London. The ideal candidate will have a strong academic background and experience analyzing financial information.

This junior lawyer will provide commercial and regulatory support across the EMEALA business, drafting and negotiating various agreements while advising on financial services regulations. A leading global asset management firm is seeking an Assistant General Counsel to join their Legal & Compliance

Ideal candidates will have a degree in Accountancy or Business Law, with at least three years of experience in the financial industry. A leading financial advisory firm is seeking motivated professionals for the Consultant/Senior Consultant role. Responsibilities include conducting risk-based audits

Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosystem partners, EY teams can provide services in more than 150 countries and territories. Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and

Ideal candidates will have senior level experience in Financial Services compliance and proven capabilities in managing relationships with the FCA. A leading Investment Management firm in York and North Yorkshire is seeking an experienced Compliance professional. This role involves providing regulat

Financial Services Tax & Law - US Global Compliance & Reporting - US Tax - Senior. Background in financial services, ideally working with hedge funds in a US tax capacity. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions.

A financial services company in Bristol is seeking an experienced Team Leader for their contact centre.

EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosystem partners, EY teams can provide services in more than 150 countries and territories. Ernst & You

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. Ability to manage large scale fund compliance projects involving 2,500+ hours, multiple funds/deliverables, and cross-border teams of 10+

A leading AI firm in financial services seeks a Regulatory Compliance SME to help develop innovative compliance solutions. Ideal candidates should have 5–10 years of experience in regulatory compliance and a strong background in large financial services institutions or consulting firms. This role

SALT experience, ideally within financial services. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions.

A boutique financial services advisory firm in the UK is seeking a Compliance Consultant to join their Managed Services team. The ideal candidate will have over 3 years of experience in compliance or regulatory support within financial services and a strong understanding of UK regulatory frameworks

A financial risk advisory firm is seeking a full-time Legal and Compliance Counsel to strengthen its legal function. The role is suitable for a qualified solicitor with around 2 years’ post-qualification experience in the financial services sector, emphasizing contractual drafting and analytical s

Financial Crime & Forensics is part of EY’s Financial Services practice: we work closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. Within the Financial Crime & Forensics team you will work

A leading financial services firm in Greater London seeks a Consultant/Senior Consultant to join its Financial Services Group. Candidates should possess a degree in Accountancy or Business Law, with at least 2 years of relevant experience in the financial industry. Responsibilities include conductin

Financial Services Tax & Law - US Global Compliance & Reporting - SALT ManagerTax. The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equi

The ideal candidate has extensive experience in UK regulatory compliance within financial services, proven leadership skills, and the ability to influence senior stakeholders. A leading recruitment agency is looking for an experienced Head of Compliance for their London Branch. This senior role invo

Background in financial services, ideally working with private equity funds in a US tax capacity. Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. EY teams work across a full spectrum of services in

This role requires a strong background in financial services compliance, ideally with previous experience at a retail investment broker. A leading investment platform in the UK is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory risks. Successful candidates

A leading financial services provider is hiring an AML Services Business Compliance Officer in Jersey (Hybrid). This role encompasses crucial regulatory responsibilities such as acting as the MLRO, ensuring compliance with local regulations, and undertaking periodic reviews. Ideal candidates will ha

You will oversee delivery of technical financial crime expertise and regulatory services to relevant business areas, embed technical expertise and oversight processes, manage compliance risks, and advise on controls and monitoring. Head of Compliance - Financial Crime and Advisory Services. As Head

Background in financial services, ideally working with hedge funds in a US tax capacity. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi‑disciplinary network and diverse ecosystem part

A leading financial services firm in the UK is seeking an experienced Financial Controller to manage all financial activities. This pivotal role requires expertise in financial management, compliance with UK GAAP, and leadership skills to oversee a team. Responsibilities include producing accurate f