Financial services compliance jobs in St AlbansCreate job alerts

To develop new and existing systems, system enhancements and modifications to accurately fulfill the Technical Specifications and Change Request received. To review and analyse assigned requests to provide solutions and indicative timescales in order to provide an efficient and coordinated instal...

We are seeking a client services administrator to join a well-established financial services firm based near to St. Albans. You will work closely with the senior paraplanners and financial advisers to support the existing client bank and assist in the process of taking on new clients. The Role Jo...

Are you a highly organised and motivated professional with experience in financial services? We're seeking a talented Senior Administrator to join my clients growing team in St. Albans. As a Senior Administrator, you'll play a crucial role in supporting the team of financial advisors and providin...

We are currently recruiting for a Financial Planning practice based near St. Albans who are looking for a Junior Paraplanner to join their team. The main purpose of this role is to provide the highest level possible of support to the Financial Services Sales Team. To deliver the agreed strategy a...

We have a new direct opportunity working within education, our client is search for an AV & Digital Media Technical Development Consultant who will be responsible for the development, design and delivery of all Audio-Visual systems across the business from requirement to delivery into business as...

About the Role: We are seeking a detailoriented and proactive Fund Switch Administrator to join our UK financial advice business. The successful candidate will be responsible for managing the fund switching process for our clients ensuring that all transactions are executed accurately and efficie...

The Head of Compliance position is a key leadership role within the organisation and the successful candidate will be responsible for developing and implementing compliance strategies, managing regulatory relationships, and fostering a culture of compliance throughout the company. Our client, a m...

InterQuest are looking for a Senior Analyst to join the team of a Payments company with a focus on onboarding new customers and ensuring continuous monitoring of our existing customer base. Perform in-depth due diligence on potential clients to ensure compliance with regulatory and policy standar...

Senior Compliance Manager (Retail Investments). The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on investment products, preferably in the retail arena, and have a detailed knowledge of UK reg...

My Leading Financial Services Client are looking for a Senior Endur Commodities Business Analyst to lead on a greenfield Trading Technology programme. Solid Business Analyst skill set. You'll be developing best in class platforms for their Traders, Desk Analysts, Middle Office and Schedulers. You...

Perform second-line compliance monitoring to review the effectiveness of compliance controls. Compliance Monitoring Specialist - Wealth Management (Remote). Are you passionate about ensuring strong corporate governance and supporting sustainable growth? We are seeking a skilled Compliance Monitor...

My client is a leading global sourcing and marketing business seeking to employ a commercially minded Global Head of Contracts (May or may not have a legal background but compliance/audit experience is desired). As the Head of Commercial Compliance, you will play a critical role in ensuring adher...

We are currently partnering with a Housing Association, with a Head Office in Hertfordshire, who are recruiting for a Compliance Manager to join their growing team on a permanent basis. Identifying evidence of the Association's compliance with all statutory and regulatory requirements across the ...

Here at Mobilize Financial Services we are recruiting for an established DBA (Database Administrator). Who is Mobilize Financial Services?. As a partner who cares for all its customers, we build innovative financial services to create sustainable mobility for all. At Mobilize Financial Services w...

An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers. Are you a highly skilled and dedicated professional wi...

Trilogy International are seeking a Business Analyst (Payments) for their Financial Services Client in Dublin. Strong analytical skills with the ability to translate complex business requirements into actionable deliverables. ...

We have an exciting opportunity for a Conflicts Analyst to join a Global Law Firm in London. Reviewing internal compliance policies and procedures. Assisting with compliance projects. ...

The Head of Compliance position is a key leadership role within the organisation and the successful candidate will be responsible for developing and implementing compliance strategies, managing regulatory relationships, and fostering a culture of compliance throughout the company. Our client, a m...

Contributes to the ongoing delivery of the business wide financial crime risk assessment process to identify and assess compliance risk for businesses / products. ...

This is an excellent opportunity for a compliance analyst looking to progress into a more senior and broader compliance role. As a Senior Compliance Analyst you will be joining a business that is looking to expand and will be an integral part of the firm with exposure to a wide variety of busines...

We are seeking a highly motivated Business Analyst to work within the M&A Integration team following the acquisition of new businesses into the group. M&A Integration Business Analyst. The ideal candidate will have a strong blend of business process and change impact analysis, the ability to defi...

You will manage the day-to-day activities of the Compliance Consultancy Team by ensuring member compliance consultancy services are delivered within agreed SLAs through oversight, management and development of the team, whilst operating as a subject matter expert. This exciting field-based opport...

We are seeking an experienced Marketing Compliance Manager to join our team within a leading investment management firm based in London. As the Marketing Compliance Manager, you will play a crucial role in ensuring that all marketing materials, including financial promotions, fund documentation, ...

Recognised as a subject matter expert in your area, you will be expected to support the wider team with prudential compliance knowledge as well as 1st line teams to ensure the implementation and compliance with prudential requirements. This is a great opportunity for a Risk Manager to join the se...