Financial services compliance jobs in CheltenhamCrear alertas

The role of Operations Manager in the insurance sector is focused on overseeing and improving processes within the insurance and financial services industry.This position requires a skilled professional to ensure operational efficiency and compliance with relevant regulations.The employer is a medi

A UK financial services company is seeking a part-time Nominee Executive to assist in the establishment of a UK bank account and ensure compliance with statutory requirements. Ideal candidates must be permanent UK residents and comfortable handling administrative tasks remotely.

A professional services provider in Cheltenham is seeking a Finance Assistant for a hybrid role on a 12-month fixed term contract with a salary of up to £34,000.The Finance Assistant will be involved in various tasks including assisting with legal cashiering service, compliance with financial regul

A private financial services firm in Cheltenham is seeking a Financial Accountant to ensure the accuracy and compliance of financial reporting across group entities. Ideal candidates will be ACA or ACCA qualified with experience in financial services or accounting practices. The role involves prepar

A leading financial institution in Greater London is seeking a Tax Director to oversee the Europe and APAC tax function. This senior role involves ensuring compliance with local tax laws, managing a small team, and influencing business strategy through effective tax planning.

A financial regulatory body in Greater London is looking for Senior Analysts in the Investment, Fiduciary and Pension Division. Candidates should have experience in analyzing data and financial statements, as well as an ability to assist with legislative changes. This position presents a unique oppo

A leading financial services firm in the UK seeks a Regulatory Lawyer Assistant Vice President to support the legal team in navigating the complex UK and EU regulatory landscape. The ideal candidate will have substantial experience in financial services law and be a qualified lawyer. Responsibilitie

This junior lawyer will provide commercial and regulatory support across the EMEALA business, drafting and negotiating various agreements while advising on financial services regulations. A leading global asset management firm is seeking an Assistant General Counsel to join their Legal & Compliance

A global consulting firm is looking for a Senior in Financial Crime & Forensics in London. The ideal candidate will have a strong academic background and experience analyzing financial information.

A professional consulting firm is seeking a seasoned Compliance Officer to provide compliance advice and support for financial services businesses. This full-time role requires experience in a financial services compliance context, particularly within insurance. The successful candidate will engage

A leading financial advisory firm is seeking motivated professionals for the Consultant/Senior Consultant role. Responsibilities include conducting risk-based audits, providing regulatory compliance advisory, and assisting in corporate governance. Ideal candidates will have a degree in Accountancy o

You will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and prevention, and compliance programme development within the financial services sector. We work closely with financial services clients

A financial risk advisory firm is seeking a full-time Legal and Compliance Counsel to strengthen its legal function. The role is suitable for a qualified solicitor with around 2 years’ post-qualification experience in the financial services sector, emphasizing contractual drafting and analytical s

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

A leading financial services firm in Greater London seeks a Consultant/Senior Consultant to join its Financial Services Group. Responsibilities include conducting risk-based audits, providing regulatory compliance advisory, and assisting with corporate governance practices. Candidates should possess

A financial regulatory body in Greater London is seeking Senior Analysts in the Investment, Fiduciary, and Pension Division. Ideal candidates should have strong analysis skills and a background in financial statements, promoting effective legislative assistance. This position offers a unique opportu

Advise the Board on compliance and deliver staff training. Act as Compliance Officer and MLCO, fulfilling Key Person responsibilities. Maintain and monitor the firm’s compliance framework and policies.

The ideal candidate has extensive experience in UK regulatory compliance within financial services, proven leadership skills, and the ability to influence senior stakeholders. A leading recruitment agency is looking for an experienced Head of Compliance for their London Branch. This senior role invo

You will lead interaction with the first line financial crime team and embed a robust financial crime oversight framework, key outsourcers, supporting the Head pf Compliance with the Compliance plan, creating reports for boards and committees and interaction with Swiss and European colleagues. You s

The firm specializes in financial services regulation and compliance, advising banks, insurers, and fintechs on various obligations and business structures. A leading UK law firm in Greater London seeks a senior Financial Services Regulatory lawyer to join their team. Candidates should have extensiv

Financial Services Tax & Law - US Global Compliance & Reporting - SALT ManagerTax. The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equi

A financial regulatory body in the United Kingdom is seeking a SCV Data Assurance Analyst to audit processes and controls of Banks and Building Societies. The role involves delivering compliance audits, analyzing customer view data, and acting as a subject matter expert in SCV.

Candidates should have over three years in financial services consulting with expertise in compliance and risk management. A management consulting firm is looking for a Senior Consultant in Financial Services to manage client relationships and ensure effective project delivery.

This role requires a strong background in financial services compliance, ideally with previous experience at a retail investment broker. A leading investment platform in the UK is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory risks. Successful candidates

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

Financial Services Tax & Law - US Global Compliance & Reporting - SALT Senior Manager Tax. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy an

A leading AI firm in financial services seeks a Regulatory Compliance SME to help develop innovative compliance solutions. Ideal candidates should have 5–10 years of experience in regulatory compliance and a strong background in large financial services institutions or consulting firms. This role

With at least 5 years of experience in compliance advisory within financial services, strong knowledge of the FCA Handbook, and excellent communication skills, this hybrid role offers flexibility and the opportunity to shape compliance culture in the organization. The successful candidate will manag

A boutique financial services advisory firm in the UK is seeking a Compliance Consultant to join their Managed Services team. The ideal candidate will have over 3 years of experience in compliance or regulatory support within financial services and a strong understanding of UK regulatory frameworks

The ideal candidate will have a strong background in financial services compliance, preferably with experience at a retail investment broker, and demonstrate excellent communication skills. A leading investment platform is seeking a Senior Compliance Manager to oversee compliance initiatives and man

A leading financial services provider is hiring an AML Services Business Compliance Officer in Jersey (Hybrid). This role encompasses crucial regulatory responsibilities such as acting as the MLRO, ensuring compliance with local regulations, and undertaking periodic reviews. Ideal candidates will ha

This role requires a strong background in financial services compliance, ideally with previous experience at a retail investment broker. A leading investment platform in the UK is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory risks. Successful candidates

Financial Crime & Forensics is part of EY’s Financial Services practice: we work closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. Within the Financial Crime & Forensics team you will work

As Head of Compliance - Financial Crime and Advisory Services, you will manage a team that supports the business with understanding and adhering to complex regulatory requirements. You will oversee delivery of technical financial crime expertise and regulatory services to relevant business areas, em

Compliance Manager - Leading Financial Services Firm. We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services. Our services include executive search and market intelligence within the Legal, Compliance and Corporat

Co-ordinating any necessary submission with the Jersey Financial Services Commission for the purpose of registrations, de-registrations and updates to client entities. Position at The Maples Group (Financial Services). The Maples Group is a global leader in financial services, trusted by many of the

You will lead interaction with the first line financial crime team and embed a robust financial crime oversight framework, key outsourcers, supporting the Head pf Compliance with the Compliance plan, creating reports for boards and committees and interaction with Swiss and European colleagues. You s

Compliance Consultant - Managed Services - Financial Services Advisory Firm. Miryco Consultants is working with a boutique financial services advisory firm who are in growth mode and looking for highly motivated Senior Consultants/Managers to join their Managed Services team. Support delivery of reg

You should have at least 5 years’ experience in a similar Compliance related role within the Financial Services Industry. Ensure the Financial Crime team improve compliance standards by the provision of clear guidance and fair challenge. You will have excellent technical knowledge and experience o

You will oversee delivery of technical financial‑crime expertise and regulatory services to relevant business areas, embed technical expertise and oversight processes, manage compliance risks, and advise on controls and monitoring. As Head of Compliance – Financial Crime and Advisory Services, y

A dynamic financial services firm is seeking an experienced Head of Compliance to manage the compliance framework. Responsibilities include regulatory compliance oversight, policy development, and compliance monitoring. This is an opportunity to lead compliance in a proactive environment while ensur

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

A leading financial services firm in the UK is seeking an experienced Financial Controller to manage all financial activities. This pivotal role requires expertise in financial management, compliance with UK GAAP, and leadership skills to oversee a team. Responsibilities include producing accurate f

This remote role requires strong compliance and risk management experience, with tasks including developing compliance programs, maintaining internal policies, and ensuring regulatory compliance. A specialist insurer is seeking a Compliance Support Officer to join their team.