Trabajos financial services compliance en Witney - Page 4Crear alertas

A well-regarded consultancy in Greater London is seeking a Regulatory Compliance Associate to support financial services clients with compliance monitoring programs, regulatory submissions, and research on regulatory developments. The ideal candidate will have previous compliance experience in finan

This role involves designing and optimizing contact flows tailored for financial services, ensuring compliance with regulations like PCI-DSS and GDPR. Candidates should have a strong background in Amazon Connect and the ability to integrate it with financial systems. The position requires hands-on e

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

Are you driven by fairness, truth, and the confidence to stand up to complex financial and ethical challenges? This is a rare opportunity to step into a pivotal role at the heart of organisational integrity, where your work directly protects public trust, strengthens financial governance, and uphold

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a gl

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

A growing, FCA-regulated financial services organisation is looking to appoint a senior Compliance leader to support the continued evolution of its business. Experience within investment and/or advisory-led financial services businesses. You’ll play a key role in shaping how compliance supports th

Just Mortgages is seeking a Quality & Compliance Supervisor to oversee the implementation of compliance standards and lead a talented team. The role involves monitoring performance, supporting new brokers, and ensuring adherence to financial regulations.

We are recruiting a leader with deep expertise in trade compliance activities that will have a passion for leading the division’s trade compliance, while working closely with a growing business. Competently skilled in Trade compliance including global imports, exports, export controls, duty drawba

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Proven leadership experience within financial services, wealth management or IFA operations. Long-term career progression within financ

Our Financial Crime & Forensics team works closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. You will help create a positive learning culture and support the execution of investigations, fin

An international consulting firm is looking for an experienced Senior Business Analyst in Greater London to lead analysis and documentation of business requirements.You will gather, document, and analyze requirements from various stakeholders and define project scope and objectives.The ideal candida

Centralis Group is looking for a Compliance Officer in London. The ideal candidate will have a minimum of four years' experience within a compliance team of a UK Corporate Service Provider. Responsibilities include overseeing regulatory obligations, preparing internal and external reports, and advis

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

Background in financial services, ideally working with private equity funds in a US tax capacity. Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. EY teams work across a full spectrum of services in

To abide by the requirement of the FCA’s Consumer Duty Regulations to place customers’ needs first to ensure fairness and good value remains at the heart of the Bank’s products and services. Good understanding of KYC / AML requirements and Financial crime. Knowledge of FAFT 40 recommendations,

If you are a resilient compliance specialist who thrives in a collaborative and intellectually challenging environment, we would love to hear from you. In this role, you will be part of a sophisticated, international risk and compliance function, ensuring the firm manages legal and commercial confli

In this role, you’ll conduct financial reviews with customers and provide them with accurate information, allowing them to make informed decisions on financial products and services. Looking for a permanent, rewarding role in Belfast City Centre that fits around your life and saves you money? We'r

In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake. We’re looking for a detail-oriented individual with at least 3 years of experience in a compliance-focused role, preferabl

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This is a great opportunity for new Senior Financial Analyst to join the University’s Finance Office.

Essential qualifications include experience in financial services and proficiency in Microsoft technologies.

A leading banking group is seeking a Compliance Monitoring Officer to support its London branch. This role involves executing the Compliance Monitoring Plan, conducting reviews, and preparing reports for senior management. Interested candidates should have at least 2 years of compliance experience,

Une entreprise internationale de gestion d'actifs recherche un spécialiste pour soutenir le processus de clôture financière et assurer la conformité avec les normes comptables et fiscales au Royaume-Uni.Les candidats doivent posséder un Bachelor en comptabilité, une expertise dans les système

The role requires a background in financial services, preferably insurance, with skills in SQL, Python, and Excel. A leading (re)insurer is looking for an Investment Analyst in London to provide regulatory reporting, operational support, and compliance monitoring.

A leading financial institution in Birmingham seeks a compliance officer to monitor confidential information and ensure adherence to legal obligations. Candidates should possess 4+ years of experience in compliance, strong understanding of the financial regulatory landscape, and excellent communicat

In this role, you will be part of a sophisticated, international risk and compliance function, ensuring the firm manages legal and commercial conflict risks across an expansive global network. The firm is looking for an analytical professional with significant experience in conflicts and confidentia

EMEA Region, while also working closely with Marketing Compliance teams in APAC and Americas. Serve as the Team Lead for the EMEA Marketing & Sales Compliance Team, including setting function’s strategic focus, defining priorities, allocating responsibilities across team members and taking account

The VP Technology Business Analyst will partner with Compliance, Technology, and Front Office stakeholders to define, deliver, and continuously enhance trade and electronic communications surveillance capabilities. Lead workshops with Compliance Surveillance, Legal/Regulatory, Operations, and Techno

A leading governance and compliance advisor is seeking a qualified individual to assist with compliance reviews and consulting services. The ideal candidate should have a strong academic background and relevant financial services experience, ideally with knowledge of UK regulations.

A compliance and regulatory firm in Greater London is seeking a compliance reporting specialist with over 3 years of experience in threshold disclosures.

The Pokémon Company International is seeking a Trade Compliance Analyst for Europe. This role supports the trade compliance program by developing guidelines, managing projects, and collaborating across functions. Key qualifications include 4+ years in trade compliance, a degree in Logistics or rela

A financial services company in Greater London is seeking a Compliance professional to assist in managing the Compliance function and lead monitoring reviews across key risk areas. The ideal candidate will have strong compliance monitoring experience and significant exposure to FX and payments. Resp

Luxoft is seeking a Business Analyst (BA) with expertise in Compliance processes and systems in Greater London. Candidates should have proven experience within a top-tier bank or consultancy, strong knowledge of Compliance processes, and proficiency in SQL.

A top-tier US law firm in Greater London is hiring an AML Analyst to support client due diligence and compliance processes. The role requires previous experience in AML or compliance, strong knowledge of UK regulations, and the ability to manage multiple priorities.

At least five years of relevant experience (ideally in compliance or product marketing) at investment management and/or financial services firms, with at least three years’ experience with fund-related financial promotions and/or fund distribution in the region. Based in Frankfurt and working clos

A financial services firm in London is seeking an Indirect Tax Analyst to support tax compliance and reporting. The ideal candidate will have at least 3 years of tax experience, preferably with a professional services firm, and possess relevant qualifications like ACA or CTA.

Cross-Functional Trust: You are recognized by the TechOps and Engineering teams as a collaborative partner who provides clear, actionable compliance guidance rather than just "compliance hurdles. Managed Maturity: You have moved the security program from "Point-in-Time" compliance to a Continuous Co

Candidates should have 1-2 years of compliance experience, be bilingual in English/Ukrainian, and possess strong analytical and communication skills.

A leading global insurance firm in Greater London is searching for a Senior Compliance Analyst to manage regulatory risk and ensure compliance across its business operations. The role involves advising underwriters on compliance issues, preparing reports, and maintaining relationships with regulator

Compliance monitoring support – Assist with the execution of the Compliance Monitoring Plan, including gathering evidence, conducting sample checks, and documenting findings under the guidance of the Compliance Manager. Zego Insurance Limited (ZIL) is a Gibraltar-based motor insurer, authorised an

A global trading firm is seeking a Surveillance Analyst for their compliance team in Europe.

As a Compliance Analyst, you will support our Head of Compliance in delivering and maintaining our Managed Compliance Service for our customers and end-users. We transform high fixed cost financial infrastructure into a pay as you grow subscription business and lay the foundation upon which entrepre