Financial services compliance jobs in Witney - Page 5Create job alerts

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Proven leadership experience within financial services, wealth management or IFA operations. Long-term career progression within financ

Our Financial Crime & Forensics team works closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. You will help create a positive learning culture and support the execution of investigations, fin

An international consulting firm is looking for an experienced Senior Business Analyst in Greater London to lead analysis and documentation of business requirements.You will gather, document, and analyze requirements from various stakeholders and define project scope and objectives.The ideal candida

Background in financial services, ideally working with private equity funds in a US tax capacity. Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. EY teams work across a full spectrum of services in

Responsibilities include overseeing regulatory obligations, preparing internal and external reports, and advising senior management on compliance matters. Centralis Group is looking for a Compliance Officer in London. The ideal candidate will have a minimum of four years' experience within a complia

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

Are you driven by fairness, truth, and the confidence to stand up to complex financial and ethical challenges? This is a rare opportunity to step into a pivotal role at the heart of organisational integrity, where your work directly protects public trust, strengthens financial governance, and uphold

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a gl

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

A well-regarded consultancy in Greater London is seeking a Regulatory Compliance Associate to support financial services clients with compliance monitoring programs, regulatory submissions, and research on regulatory developments. The ideal candidate will have previous compliance experience in finan

This role involves designing and optimizing contact flows tailored for financial services, ensuring compliance with regulations like PCI-DSS and GDPR. The position requires hands-on experience with AWS tools and interaction with various compliance teams. Candidates should have a strong background in

The role involves conducting risk-based audits and compliance reviews for financial institutions, providing regulatory and compliance advisory, and assisting clients in developing corporate governance practices. Consultant/Senior Consultant to join their Financial Services Group.

A growing, FCA-regulated financial services organisation is looking to appoint a senior Compliance leader to support the continued evolution of its business. Experience within investment and/or advisory-led financial services businesses. Ensure regulatory compliance across a range of investment and

The role requires conducting risk-based audits, providing regulatory and compliance advisory to financial institutions, and assisting clients in developing corporate governance practices. Assistant Manager/Manager in Greater London to join their Financial Services Group.

Just Mortgages is seeking a Quality & Compliance Supervisor to oversee the implementation of compliance standards and lead a talented team. The role involves monitoring performance, supporting new brokers, and ensuring adherence to financial regulations.

We are recruiting a leader with deep expertise in trade compliance activities that will have a passion for leading the division’s trade compliance, while working closely with a growing business. Oversee all import and export activities to ensure compliance with laws and regulations, consulting wit

In this role, you will be part of a sophisticated, international risk and compliance function, ensuring the firm manages legal and commercial conflict risks across an expansive global network. The firm is looking for an analytical professional with significant experience in conflicts and confidentia

Knowledge of FAFT 40 recommendations, JMLSG Guidance notes, Money Laundering regulations, financial crime guide and relevant industry guidance essentials. To abide by the requirement of the FCA’s Consumer Duty Regulations to place customers’ needs first to ensure fairness and good value remains

In this role, you’ll conduct financial reviews with customers and provide them with accurate information, allowing them to make informed decisions on financial products and services. Looking for a permanent, rewarding role in Belfast City Centre that fits around your life and saves you money? We'r

Free Healthcare cashback Plan (re-claiming for things like optical treatment dental care, physiotherapy and GP Charges – plus more! (all to a generous fixed amount), plus 24/7 access to remote GP Services amongst other support and advice lines including mental health and financial support. You wil

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We are currently recruiting for a Streetworks Compliance Officer to support the Director of Streetworks Compliance and Streetworks teams across the Regulated Water & Utilities (North) contracts. Pass Streetworks Compliance data to the Client via project dashboards, Section 74 breaches, Fixed Penalty

The ideal candidate will have over five years of experience in compliance, specifically in fund-related financial promotions. Key responsibilities include advising sales teams, reviewing marketing materials, and ensuring compliance with regulations. A leading investment management firm based in the

KYC, AML, client onboarding, or compliance operations (financial services or fund environment preferred). This is an excellent opportunity for an early-career professional looking to build a strong foundation in financial crime compliance within an alternative asset management environment. This role

Understanding of financial services firms and investment management operations. The candidate will have the opportunity to thrive in the regulatory compliance space, leveraging exceptional technology as an accelerator. Review and interpret financial and legal entity documentation from a variety of i

This role sits between Front Office and Compliance, giving you real visibility across the business. Partners with Front Office, Compliance, Operations. Strong career progression in KYC / Compliance.

The team closely works with Policy & Quality Analytics, Legal, Financial Crime & Compliance teams for successful implementation of policy and control oversight to meet regulatory obligations. Our Asset Management Alternatives Private KYC Group is seeking a professional who will work with our clients

Experience working with corporate clients in financial services. The role also involves client outreach coordination to gather documentation and resolve KYC gaps, along with close collaboration with various internal stakeholders such as Relationship Managers, Compliance, and Operations to ensure tim

This includes conducting client outreach, Customer Due Diligence, Screening (Bribery, Corruption, Adverse Media & sanctions), and ensuring compliance with regulatory and internal policies. Perform Customer Due Diligence/Enhanced Due Diligence on a variety of entity types ensuring compliance with int

KYC, AML or Financial Crime operations within financial services or fintech. As a senior member of the team, you will act as a key escalation point for our outsourced onboarding operations (BPO), internal stakeholders including Compliance, Training, QA, Complaints, Customer Support, Fraud, Process i

Respond to AML‑related queries from partners and business services teams. Previous experience in an AML, compliance, or risk role, ideally within a US or international law firm. Our client, a top‑tier US law firm, is currently recruiting an AML Analyst to join its Compliance team.

A leading financial technology firm in Greater London is seeking a Senior Tax Analyst to ensure compliance with EMEA and APAC tax regulations. The role involves managing tax processes including compliance, reporting, and advisory services. Ideal candidates will have a Bachelor's degree in accounting

We’re looking for a Privacy Compliance Analyst to join the team on a permanent basis. Reporting to the Global Privacy Programme Manager, you’ll support the day‑to‑day delivery of ITV’s data privacy programme, helping ensure compliance across a wide range of operational activities. This is

The ideal candidate will thrive in analytical, research-driven environments and have a strong interest in compliance, risk, or financial services. Financial services or risk analysis. Identify potential risks including fraud indicators, financial irregularities, or reputational concerns.

You will partner with financial crime product teams to enhance user experience and compliance.

A technology-driven company in the UK is seeking an IT Governance, Risk and Compliance Analyst to support its Cyber Security, Risk and Assurance functions. This hybrid role involves managing the IT risk register, conducting compliance reviews, and providing insight on risk and governance to stakehol

The role entails supporting compliance with FATCA and CRS tax regulations by managing tax form updates and validations.

Synthesia is seeking a full-time GRC Analyst to enhance our governance, risk, and compliance program. You will manage compliance programs such as ISO 27001, drive audit readiness, and contribute to risk management and reporting.

Over 3 years of experience in threshold disclosures, or related compliance or regulatory reporting functions. Maternal/paternal leave benefits and family services. Monitor and analyze global threshold disclosure requirements to ensure full compliance across various jurisdictions.

A leading global Financial Services firm is seeking a Senior Regulatory Compliance Analyst to support the regulatory compliance framework. Key responsibilities include preparing regulatory returns, maintaining compliance policies, and producing compliance reports. The ideal candidate will have exper

This role focuses on internal audits, regulatory compliance, and readiness for external audits while also contributing to Cybersecurity Operations Center (CSOC) activities, including incident monitoring and response. Internal Audit Execution: Conduct internal audits to evaluate and enhance IT contro

This position offers mainly remote work opportunities, suited for individuals passionate about compliance in the financial services sector. The role demands 2-4 years of experience in compliance or due diligence.