Financial services compliance jobs in Witney - Page 6Create job alerts

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Long-term career progression within financial services operations. Proven leadership experience within financial services, wealth manag

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

Are you driven by fairness, truth, and the confidence to stand up to complex financial and ethical challenges? This is a rare opportunity to step into a pivotal role at the heart of organisational integrity, where your work directly protects public trust, strengthens financial governance, and uphold

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a gl

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

Background in financial services, ideally working with private equity funds in a US tax capacity. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosyst

A well-regarded consultancy in Greater London is seeking a Regulatory Compliance Associate to support financial services clients with compliance monitoring programs, regulatory submissions, and research on regulatory developments. The ideal candidate will have previous compliance experience in finan

This role involves designing and optimizing contact flows tailored for financial services, ensuring compliance with regulations like PCI-DSS and GDPR. Candidates should have a strong background in Amazon Connect and the ability to integrate it with financial systems. The position requires hands-on e

Assistant Manager/Manager in Greater London to join their Financial Services Group. The role requires conducting risk-based audits, providing regulatory and compliance advisory to financial institutions, and assisting clients in developing corporate governance practices.

To abide by the requirement of the FCA’s Consumer Duty Regulations to place customers’ needs first to ensure fairness and good value remains at the heart of the Bank’s products and services. Good understanding of KYC / AML requirements and Financial crime. Knowledge of FAFT 40 recommendations,

The role involves conducting risk-based audits and compliance reviews for financial institutions, providing regulatory and compliance advisory, and assisting clients in developing corporate governance practices. Consultant/Senior Consultant to join their Financial Services Group.

In this role, you will be part of a sophisticated, international risk and compliance function, ensuring the firm manages legal and commercial conflict risks across an expansive global network. The firm is looking for an analytical professional with significant experience in conflicts and confidentia

In this role, you’ll conduct financial reviews with customers and provide them with accurate information, allowing them to make informed decisions on financial products and services. Looking for a permanent, rewarding role in Belfast City Centre that fits around your life and saves you money? We'r

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Relevant qualifications within a compliance role Knowledge of the requirements with external contractor management within compliance, specifically asbestos and water hygiene What you will receive as the Compliance Contract Officer : Hourly rate between £26. As the Compliance Contract Officer you wi

JOB DESCRIPTION Customer Service: Product Specialist (German or French Speaking) Were looking for new Product Specialists with a track record of delivering high-quality Customer Service, ideally online via a digital ticketing system, and comfortable in a fast-paced environment.Are you ready to apply

Compliance monitoring support – Assist with the execution of the Compliance Monitoring Plan, including gathering evidence, conducting sample checks, and documenting findings under the guidance of the Compliance Manager. Financial crime administration – Assist with sanctions screening checks, rec

The position also contributes to continuous improvement initiatives, supports HR compliance audits, and helps maintain clear operational procedures and documentation to strengthen organisational compliance and operational effectiveness. Develop, monitor, and maintain company policies, processes and

Assist in the preparation of management information relating to sanctions screening, high-risk jurisdictions and financial crime risks for internal governance forums including the Compliance Committee. Strong understanding of UK, EU, US (OFAC) and UN sanctions regimes and financial crime risks relev

A leading financial institution is seeking a Senior KYC Analyst to join its Global Markets onboarding team. In this role, you will manage client onboarding requests, perform KYC checks, and ensure compliance with regulatory standards.

KYC, AML, client onboarding, or compliance operations (financial services or fund environment preferred). This is an excellent opportunity for an early-career professional looking to build a strong foundation in financial crime compliance within an alternative asset management environment. This role

Understanding of financial services firms and investment management operations. The candidate will have the opportunity to thrive in the regulatory compliance space, leveraging exceptional technology as an accelerator. Review and interpret financial and legal entity documentation from a variety of i

KYC, AML or Financial Crime operations within financial services or fintech. Collaborative and pragmatic, able to balance compliance with customer experience. Analyse customer accounts, transactional behaviour, and submitted documentation to identify potential financial crime risks.

Immediate availability is essential, and knowledge of financial crime regulations is a must.

Chase Buchanan Group is seeking a Group AML Analyst who will play a crucial role in ensuring compliance with Money Laundering Regulations.

Responsibilities include verifying documentation, managing large datasets, and executing compliance workflows.

This role sits between Front Office and Compliance, giving you real visibility across the business. Partners with Front Office, Compliance, Operations. Strong career progression in KYC / Compliance.

A prominent law firm in Greater London is seeking a Transactional KYC Analyst to conduct Know Your Customer (KYC) reviews and ensure compliance with AML/CTF regulations.

Our Asset Management Alternatives Private KYC Group is seeking a professional who will work with our clients and partner with key stakeholders (Business, Financial Crime & Compliance, Legal, Operations, Quality Assurance). The team closely works with Policy & Quality Analytics, Legal, Financial Crim

Experience working with corporate clients in financial services. Ensure compliance with internal policies and regulatory requirements (AMLD, FATF, GDPR). The role also involves client outreach coordination to gather documentation and resolve KYC gaps, along with close collaboration with various inte

This role involves undertaking customer due diligence checks, ensuring compliance with AML regulations, and building relationships with stakeholders.

Experience in Anti‑Money Laundering, fraud and bribery or Financial Crime roles. Technical knowledge of Financial Institutions [ESSENTIAL]. Experience in Anti‑Money Laundering, fraud and bribery or Financial Crime roles [ESSENTIAL].

A leading property services company in Oxford is seeking an Estate Administrator to support the management of various residential properties. The role includes tasks such as data management, property compliance, and tenancy management.

A leading facilities management company in Greater London is seeking a QSHE Administrator to provide essential administrative support within the QSHE team.The role involves maintaining management systems, updating spreadsheets, and ensuring timely communication of QHSE information.Candidates should

Supporting departments with compliance queries, liaising with the Risk and Compliance Manager to resolve queries. Recording compliance breaches in the risk register and following up to ensure the necessary compliance has been undertaken to close risks. We are looking for a compliance administrator t

We are seeking a highly organised and detail-oriented Compliance Administrator to provide essential administrative support to the Managing Director and Risk & Compliance Manager. Liaise with colleagues to ensure the effective operation of the compliance function. Experience supporting a compliance t

Responsible for AML, ensuring all compliance and financial regulations are met. Manage a dedicated compliance team overseeing all compliance operations. Keep all compliance documentation up to date.

DX Delivery is seeking candidates for an administrative role focused on contract duties in the United Kingdom.The successful candidate will undertake various tasks including managing reports, organizing maintenance schedules, and supporting the day operations team.Ideal applicants will have experien

The role involves handling administrative tasks, ensuring adherence to compliance requirements, and managing documentation and reports. BD Group is seeking an Administrative Assistant in Dagenham on a fixed-term basis (6-9 months maternity cover) to support the compliance team.

Consortium for Clinical Research and Innovation Singapore is seeking an HR professional in Greater London to support payroll processing and ensure compliance with regulations.

This role involves managing operational activities, ensuring compliance with quality standards, and overseeing contracts.