Collaborate with internal and external stakeholders to update and simplify compliance policies and procedures. * Quality and Risk Management: Work with the Senior Operational Team and Senior Risk and ...
You will work closely with cross-functional teams, including Front Office, IT, Compliance, and Finance, to ensure robust risk management practices are in place, continuously improving the risk ...
... compliance. * Prepare detailed reports outlining findings, risk levels, and recommended actions. * Collaborate with clients, architects, engineers, and other stakeholders to develop fire safety ...
Ensure compliance with relevant risk management standards and regulations. Continuously improve risk management processes and tools. Responsibilities: * Develop, implement, and maintain the risk ...
Together with the Risk & Compliance team, ensuring that the firm complies with the relevant laws and regulations in its operations and business activities * Identifying and managing legal risks that ...
Ensure compliance in procurement activities, aligning with relevant laws, regulations, and internal policies. * Collaborate with teams to create and apply risk control strategies that address ...
We are looking for an Operational Risk Assistant to join our team! This role will help to support ... You will have the opportunity to collaborate with stakeholders, to ensure we are compliant across ...
Project Director - ESG Risk Advisory Our client collaborates with international financial ... Experienced in development and execution of ESG projects in compliance with IFC Performance ...
Scope includes Liquidity, Compliance, Financial Information, Capital, and Statistical information ... Support the wider Finance, Risk and Treasury teams with constructive input into the regulatory ...
Oversee the TPRM programme with an emphasis on regulatory compliance and operational resilience ... Risk Frameworks & Controls : Support the embedding of operational risk frameworks , ensuring robust ...
Title : Head of Internal Audit & Risk Location : London, hybrid (3 days WFH) Salary : £110,000 ... to internal controls, compliance, and/or governance requiring prompt attention. * Plan and ...
Regulatory Compliance: * Ensure compliance with relevant industry regulations, including monitoring for updates and changes that could impact the company's risk profile. * Work with legal and ...
Maintain the firms organisational structure chart and advise the Risk & Compliance team on queries relating to client and firm's banks KYC queries. Partner Finance * Manage Partner's financial ...
Create dashboards for the Investment/Risk Committee and support Compliance and Investor * Relations with regulatory reporting and performance queries. * Uphold risk policies, escalate critical issues ...
Strong understanding of data flow from risk systems to finance, ensuring compliance with IRB standards. Skills Required: * In-depth knowledge of risk and finance systems. * Proficiency in managing ...
Showing a good understanding of compliance and sanctions risk management, relating it to product and service within the firm. * Understanding customer use cases and requirements and in turn apply ...
Third Party Risk Management Specialist Location: London (Hybrid - 3 Days a week in the London ... Collaborate with internal teams to refine security standards and ensure compliance with contractual ...
To assist Enterprise Risk and Operational Resilience team in day-to-day activities across the ... Understanding of other operational risks including IT security, BCP and regulatory compliance risks
Compliance & Financial Crime * Sales & Relationship Management * Risk * Transformation & Change We have our own community - Broadgate Social, where we host regular events, podcasts, webinars and ...
Third Party Risk Manager A global trading firm in London is recruiting for Third Party Risk Manager ... You will review a central list of third parties and undertake a gap analysis to assess compliance ...
Regulatory Compliance * Support in any regulatory risk assessments, mainly focusing on EBA outsourcing requirements, operational risk and operational resilience. Operational Risk Reporting * Prepare ...
The role includes ensuring regulatory compliance and developing risk frameworks that align with the firm's strategic objectives. Additionally, the successful candidate will be key in growing the risk ...
Provide regular and ad-hoc reporting to senior management highlighting key risk metrics, emerging risks, and compliance with risk policies Do you have: * 4+ years experience working in commodities ...