COMPLIANCE MANAGER - Berkshire/ Hybrid - to £120,000 Depending on experience
hace 15 horas
As Compliance Manager, you will be at the centre of the firm’s regulatory integrity, ensuring full adherence to FCA requirements across COBS, SYSC, SM&CR, Consumer Duty, GDPR and AML. Own and manage the Compliance Monitoring Programme including file reviews, thematic assessments, surveillance