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Puma Capital Group are looking for a Compliance Monitoring Analyst to join our Compliance team in London. Previous exposure to Compliance Frameworks, with experience of compliance monitoring including thematic reviews and horizon scanning. The role will be responsible for the review and approval of

You’ll be joining a Compliance Team of 20, working closely with and supporting the Compliance Monitoring Manager. Supporting the Monitoring Manager in the development of the annual Compliance Monitoring Assurance Plan. Compliance Monitoring Officer, Midlands (Hybrid/remote).

Undertaking or assisting in other Compliance Reviews and Monitoring activities in accordance with the timetable set out in the Compliance Monitoring Programme. As Compliance Monitoring Officer you will assist the Company in the management of regulatoryrisk by undertaking independent assessments and

Responsibilities include managing compliance monitoring activities and ensuring effective oversight of AR activities. A leading Investor Services firm in the UK is looking for a Compliance Manager to oversee a portfolio of Appointed Representatives. The ideal candidate will have over 5 years of comp

You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management, although strong candidates looking to move into Compliance Monitoring from other areas of Regulatory Compliance will also be considered. You’ll undertake 2nd LoD Compliance Mo

Reporting to the Head of UK Compliance (SMF16 and 17), the Head of Compliance Operations & Monitoring will play a key role in ensuring compliance with all relevant regulations and implementing effective compliance monitoring frameworks. This role is responsible for leading the Compliance Operations

Our client is seeking a Compliance Monitoring Specialist to join their dynamic Risk & Compliance team. The ideal candidate for this Compliance Monitoring Specialist role brings a deep understanding of risk factors along with a hands-on, collaborative approach. This role offers an exciting opportunit

A leading compliance services provider in Manchester is seeking a Compliance Monitoring Officer to deliver a comprehensive file review service for financial businesses. Candidates need a Level 4 Diploma and experience in compliance.

Proven experience in compliance monitoring, testing, and assurance activities. My client is seeking an experienced Compliance Monitoring Business Partner to play a critical role in delivering assurance that the business meets its regulatory obligations. The successful role holder will focus on desig

This role involves leading a team to enhance compliance efforts and manage investigations. The ideal candidate will have over 5 years of relevant compliance experience, strong analytical skills, and leadership capabilities. A leading financial technology company in London is seeking a Transaction Mo

This full-time position involves monitoring trades for compliance with local regulations, supporting the Risk and Compliance Team, and performing various compliance tasks. A leading financial services firm in the UK is seeking a Senior Compliance Associate to join their Compliance Team. The ideal ca

A leading compliance firm in London is seeking a Head of Compliance Monitoring & Operations to lead compliance functions and ensure adherence to regulatory standards. The successful candidate will oversee compliance monitoring, provide strategic insights to manage compliance risks, and maintain oper

The Senior Compliance Monitoring Officer (SCMO) supports the HoCM in providing effective compliance oversight through the development, execution, and refinement of a risk‑based Compliance Monitoring Plan (CMP). Support the Head of Compliance Monitoring with the maintenance and delivery of the Comp

Ideal candidates are experienced in compliance monitoring and have a strong understanding of PRA and FCA regulations. A leading Financial Services institution in the United Kingdom is seeking a Compliance Officer for a full-time, 6-month contract. The successful candidate will monitor regulatory dev

A leading financial services provider in Manchester is seeking a Senior Compliance Monitoring Officer to ensure compliance with FCA regulations through monitoring activities. The role involves conducting in-depth reviews, producing structured reports, and supporting the compliance function.

A financial services firm in the UK is seeking a Compliance Monitoring Business Partner to ensure adherence to regulatory requirements. The role focuses on designing and executing compliance plans, delivering assessments, and providing actionable insights for continuous improvement. Candidates shoul

A global insurance company is seeking a Compliance Officer – Assurance to support and contribute to its second line compliance oversight. The ideal candidate will have strong experience in compliance thematic reviews, a solid understanding of insurance regulations, and effective communication skil

A financial services firm based in Manchester is seeking a qualified Compliance Monitoring Officer to join its team. The role includes assessing client files for compliance, answering queries, and generating reports. Candidates must hold a QCF Level 4 Diploma and have experience in a compliance area

A progressive consumer finance firm in the UK is looking for a Compliance Monitoring Specialist to ensure adherence to regulatory standards while improving customer outcomes. Candidates should have experience in compliance within UK financial services and strong analytical skills.

UK-based provider of compliance, regulatory, and business-support services for financial advice firms and we are looking for a Compliance Monitoring Officer to join the team. The role of the Compliance Monitoring Officer is to provide a file review service to the clients of threesixty. Report to the

A prominent financial services company in Manchester is seeking a Compliance Monitoring Specialist to ensure regulatory compliance and enhance customer outcomes. The ideal candidate will possess strong knowledge of FCA rules and experience in compliance monitoring within UK financial services.

Collaborate with compliance, fraud prevention and legal teams to develop automated solutions that streamline compliance operational processes. Our client, a rapidly expanding global payments group, is seeking a Transaction Monitoring Manager to work alongside the Head of Compliance & MLRO in London.

Evolving the framework of compliance monitoring and carrying out compliance monitoring. Senior Compliance Associate, Compliance and Trade Monitoring. Perform pre‑trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines.

A global insurance group is seeking a Senior Compliance Monitoring Officer to lead compliance monitoring across various units, ensuring adherence to regulatory standards. You will develop and implement a Compliance Monitoring Plan, conduct thematic assessments, and present detailed reports with find

You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management, although strong candidates looking to move into Compliance Monitoring from other areas of Regulatory Compliance will also be considered. You’ll undertake 2nd LoD Compliance Mo

The candidate should have strong compliance monitoring skills, excellent IT literacy, and the ability to analyze complex data. A recruitment consultancy is looking for an experienced Compliance Consultant to join their growing team in Liverpool. This role involves ensuring compliance with regulatory

You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. You’ll design and execute reviews as required under the Compliance Monitoring Plan in line with departmental procedures. You’ll ideally have experience of per

The role focuses on delivering compliance monitoring activities across multiple business units, ensuring adherence to regulatory standards and internal governance frameworks. Deliver distinct elements of the Compliance Monitoring Framework and Plan. Proven experience in compliance monitoring or a si

A leading recruitment agency is seeking a compliance generalist to join a large compliance team in Greater London. The candidate will assist with monitoring programmes, regulatory scans, and advising the business on compliance issues. The role focuses on central compliance functions and advisory tas

A leading financial services company in London is seeking a Compliance Monitoring Specialist for their dynamic Risk & Compliance team. This mid-management role involves supervising compliance professionals, conducting high-level risk assessments, and ensuring adherence to regulatory requirements.

A leading Financial Services firm is seeking a Compliance Monitoring Officer in Manchester. The role involves assisting in regulatory risk management through assessments and monitoring compliance measures. Join us to ensure adherence to compliance standards and drive continuous improvement.

A growing wealth management firm in the United Kingdom is looking for a Compliance Monitoring professional to undertake 2nd LoD reviews and ensure effective compliance controls.

Conduct thematic reviews, customer journey reviews, deep dives, and ongoing monitoring activity in line with the annual compliance monitoring plan. Experience in compliance monitoring, audit, risk, or a similar oversight role within UK financial services. As a Compliance Monitoring Specialist, you��

A leading Investor Services group in the United Kingdom is seeking an experienced compliance professional to oversee Appointed Representatives. You will manage relationships, ensure regulatory compliance, and conduct quality assurance reviews. Ideal candidates will have over 5 years of compliance ex

Undertaking second line of defence compliance monitoring for review of the effectiveness of the compliance controls in place in the business. Designing & executing reviews as required under the Compliance Monitoring Programme in line with departmental procedures. Providing monthly report information

Client Onboarding and Client monitoring:. CDD Framework, Risk Management and Portfolio Monitoring:. Adhere to the Group’s compliance related policies and procedures such as anti-bribery and corruption, anti-money laundering and combating the financing of terrorism and proliferation (AML-CFT), cond

A leading insurance firm in Greater London is seeking a Compliance Officer - Assurance to support the development of their compliance oversight. This role involves conducting thematic reviews, analyzing compliance risks, and drafting reports for governing bodies. Candidates should have relevant expe

A compliance consulting firm based in Greater London is seeking an experienced compliance professional to undertake compliance monitoring tasks, support regulatory reporting, and maintain relationships within the firm. This role offers the opportunity to work closely with the Head of Compliance and

Conduct thematic reviews, customer journey reviews, deep dives, and ongoing monitoring activity in line with the annual compliance monitoring plan. Compliance Monitoring Specialist. As a Compliance Monitoring Specialist, you’ll play a key role in providing independent assurance that the business m

You will be responsible for monitoring effectiveness of compliance, engaging with senior management to address concerns, and designing compliance reviews. A well-known Wealth Management firm in Greater London is seeking a dedicated Compliance Monitoring Officer to enhance compliance controls. Candid

Owning and evolving a risk-based compliance monitoring programme. Experience in compliance monitoring, assurance, or risk within fintech, payments, FX, e‑money, banking, or broader financial services. We’re a fast-growing, founder-led FinTech who are scaling globally on an opportunity within the

Report directly to the Compliance Manager as part of the Compliance Monitoring team. Oaklands Global are recruiting a Compliance Monitoring Engineer for a leading aviation client based in Southeast England. Conduct internal audits and inspections to monitor compliance with EASA Part 145 and company

UK-based provider of compliance, regulatory, and business-support services for financial advice firms and we are looking for a Compliance Monitoring Officer to join the team. The Compliance Monitoring Officer will be responsible for providing feedback to clients with reference to files reviewed and

The Senior Compliance Monitoring Officer (SCMO) supports the HoCM in providing effective compliance oversight through the development, execution, and refinement of a risk-based Compliance Monitoring Plan (CMP). Represent the compliance function in delivering feedback on monitoring reviews, unaided,

You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. Compliance Monitoring Officer (Wealth Management). You’ll design and execute reviews as required under the Compliance Monitoring Plan in line with departmental

All stages of the compliance process are subject to necessary safeguarding checks and compliance with statutory requirements, which may affect timescales. Whilst we aim to keep applicants informed throughout, Outcomes First Group does not accept liability for any loss of earnings or other associated

Social Support Worker REF: HSCP/ 80348.Salary: Grade 5 £32,294 - £34,185 .I