Fca jobs in Chatham

Are you passionate about empowering others and developing individual, team and company growth? Our dynamic People Development team are seeking an experienced Training & Competence Consultant , to join them in either our Chatham or Wolverhampton sites. We are seeking a strong communicator who exce...

Are you passionate about empowering others and developing individual, team and company growth? Our dynamic People Development team are seeking an experienced Training & Competence Consultant, to join them in either our Chatham or Wolverhampton sites. We are seeking a strong communicator who excel...

Ensure accurate documentation and compliance with FCA guidelines. Preferred Requirements: * CEMAP 1 (minimum) qualification or equivalent. * Proven track record in mortgage advising or a related ...

Adhere to the FCA Conduct rules. The Ideal Senior Legal Assistant will have/be: * Previous experience as a senior legal assistant / legal assistant. * Experience handling a defended and contentious ...

Experience of PRA/FCA regulation within a regulated financial environment. * Experience of a more digital environment and increased dependency on third parties and technology. * Proven track record ...

Knowledge of FCA regulations and industry best practices * Excellent communication and interpersonal skills * The ability to build effective relationships with stakeholders at all levels of the ...

Knowledge of FCA regulations and compliance * Excellent communication skills, being able to communicate at all levels * An enthusiasm for insurance and providing the very best experience for the ...

Collaborating with their Admin Support Team to ensure cases are completed and FCA compliant is also essential. Work Pattern: Your work pattern will be five days per week, including some Saturdays ...

... with FCA guidelines and maintain accurate documentation. Qualifications and Experience: - You need to be driven and motivated by success, results, and reward- CEMAP 1 (minimum) qualified or ...

Demonstrate an understanding of FCA regulations and the importance of acting compliantly. Why Join Us? * Professional Growth: * Experience continuous professional growth in a supportive and dynamic ...

As the Compliance Manager, you will be responsible for generalist compliance activities covering both the UK & US. Coopman Search and Selection are delighted to partner with a leading alternative asset manager who specialise across the fixed income spectrum. Compliance Monitoring & Surveillance. ...

We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments, such as pharmaceuticals. Ensure compliance with industry safety regulations and standard...

Lutine Bell are currently supporting a leading Investment Manager based in London looking to appoint a Compliance Advisory Officer. Contribute to reporting due from the Compliance team including Regulatory reporting. Analyse, plan and execute actions and regulatory developments which affect the C...

Assist the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. Senior Compliance Officer (Contract). Very successful and established stock broking and wealth management company have a generalist compl...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...

The daily duties of an ISO compliance manager will vary depending on the ISO and maintaining the quality management system. This role requires a quality/compliance professional with significant experience in. Liaising with external auditors: This involves working with external auditors who are re...

Conduct regular risk assessments and audits to ensure compliance with legislation. Liaise with external bodies and authorities regarding health and safety compliance. ...

Complaint Handler | Life Insurer | Kent/Hybrid | £25 - 28,000 (doe). Finitas are delighted to be partnered with a growing life insurer in their search for an additional Complaints Handler to join their team. You will be resolving complaints in line with the FCA Dispute Resolution regulations to e...

The Compliance Program Manager will be responsible for compliance for the EMEA region and will be responsible for the following:. Develop and implement a compliance training program to address compliance risk and support employee and third-party awareness of the Code of Conduct and other complian...

The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. ...

You will play a key part in supporting the delivery of the compliance plan, developing as well as enhancing compliance processes, providing compliance advice, working on regulatory projects and more. Risk & Compliance Manager | Insurance MGA | West Midlands | £45 - 55,000 (doe). Finitas are delig...

Assisting the Chief Compliance Officer (CCO) and the MLRO of MarTrust in overseeing AML Compliance Framework, systems and controls used to combat Financial Crime risks and conducting Compliance Monitoring testing in line with MarTrust’s Compliance Monitoring Programme (CMP). The Compliance Office...

To provide an excellent and efficient service to our customers' policyholders, responding to written and verbal complaints received from policyholders and IFA's. To respond to complaints received from policyholders and IFA's received via multchannels. Process complaints on policies in priority or...

Due to rapid growth, our Asset Finance client is looking for add to their Governance team with the appointment of a Compliance Officer. This wide-reaching role offers the opportunity to engage in all aspects of their compliance and operational risk activities. Ensure the business achieves and mai...