Financial services compliance jobs in , London - Page 4Create job alerts

You will work closely with stakeholders across the business, assisting with compliance monitoring, complaints handling, delegated authority reviews, sanctions and financial crime advice, regulatory reporting, and compliance training. This role will support the delivery of the annual compliance plan,

Compliance Manager - Leading Financial Services Firm. We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services. Our services include executive search and market intelligence within the Legal, Compliance and Corporat

Deliver compliance training and promote a strong compliance culture. A growing specialty insurance business is seeking an experienced Head of Compliance to lead compliance activity across the UK and EU. You will act as the primary contact for regulatory matters, ensuring ongoing compliance with FCA

A leading financial services firm in Greater London seeks a Consultant/Senior Consultant to join its Financial Services Group. Responsibilities include conducting risk-based audits, providing regulatory compliance advisory, and assisting with corporate governance practices. Candidates should possess

A compliance consultancy firm is seeking a Senior Consultant in London to support clients in the insurance and financial services sectors.

A recruitment consultancy is looking for an experienced Compliance Consultant to join their growing team in Liverpool. This role involves ensuring compliance with regulatory requirements and industry standards. The candidate should have strong compliance monitoring skills, excellent IT literacy, and

Candidates should have a degree in Law or Business and experience in compliance and AI governance, ideally within financial services. This role involves supporting the AI governance framework, ensuring compliance with relevant regulations, and advising stakeholders on AI governance obligations.

Background in financial services, ideally working with private equity funds in a US tax capacity. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi‑disciplinary network and diverse ecosy

Background in compliance operations, internal audit, or quality assurance within financial services. Compliance Consultant, Compliance Officer, Compliance Manager, Quality Assurance, Process Controls, Audit. Compliance Consultant – Payments / Financial Services.

Financial Services Tax & Law - US Global Compliance & Reporting - US Tax - Manager. Background in financial services, ideally working with private equity funds in a US tax capacity. Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-

Ideal candidates will have senior level experience in Financial Services compliance and proven capabilities in managing relationships with the FCA. A leading Investment Management firm in York and North Yorkshire is seeking an experienced Compliance professional. This role involves providing regulat

Compliance Consultant - Managed Services - Financial Services Advisory Firm. Miryco Consultants is working with a boutique financial services advisory firm who are in growth mode and looking for highly motivated Senior Consultants/Managers to join their Managed Services team. Support delivery of reg

At least 5 years of compliance experience in the financial services industry. You will oversee delivery of technical financial crime expertise and regulatory services to relevant business areas, embed technical expertise and oversight processes, manage compliance risks, and advise on controls and mo

The business has a selection of financial services products (money transfers, mobile payments) which require specialist regulatory support from a legal compliance perspective. Delivering tailored training programmes on financial crime and compliance. The ideal candidate for this role will be an esta

Candidates who value the compliance and reporting function as a crucial element of Financial Services Tax. Manager or Senior Manager level, with strong UK tax compliance and advisory expertise. Build a strong career foundation with access to significant advisory and compliance work.

A leading outsourcing firm in the United Kingdom seeks a Head of Quality Assurance to lead the QA strategy for its Financial Services division.

The candidate must have significant experience in financial services, particularly in assessing customer outcomes.

This senior role involves ensuring compliance with local tax laws, managing a small team, and influencing business strategy through effective tax planning. A leading financial institution in Greater London is seeking a Tax Director to oversee the Europe and APAC tax function.

Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi-disciplinary network

Business Compliance Consultant (Financial Services) Location: Liverpool City Centre Hours: Monday-Friday, 9am-5pm (35 hours per week) Contract: Permanent, Full Time Salary: Dependent on experience Essential: Level 4 Diploma in Financial Planning Are you an experienced Financial Services professional

A leading AI firm in financial services seeks a Regulatory Compliance SME to help develop innovative compliance solutions. Ideal candidates should have 5–10 years of experience in regulatory compliance and a strong background in large financial services institutions or consulting firms. This role

This junior lawyer will provide commercial and regulatory support across the EMEALA business, drafting and negotiating various agreements while advising on financial services regulations. A leading global asset management firm is seeking an Assistant General Counsel to join their Legal & Compliance

Financial Services Tax & Law - US Global Compliance & Reporting - SALT ManagerTax. The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equi

This role requires a strong background in financial services compliance, ideally with previous experience at a retail investment broker. A leading investment platform in the UK is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory risks. Successful candidates

Fiduciary team as part of our financial services business in Jersey. Position at The Maples Group (Financial Services). Co-ordinating any necessary submission with the Jersey Financial Services Commission for the purpose of registrations, de-registrations and updates to client entities.

The successful candidate will have a Level 4 Diploma in Financial Planning and experience in investments and pensions compliance. A leading consultancy firm is seeking a Business Compliance Consultant in Liverpool City Centre to join their growing team.

Financial services experience (banking, brokerage, private equity) is advantageous but not essential. Managing group tax compliance and reporting obligations across the UK, EMEA and APAC. Leading Pillar 2 reporting requirements in collaboration with regional financial controllers.

A leading financial services firm in the UK is seeking an experienced Financial Controller to manage all financial activities. This pivotal role requires expertise in financial management, compliance with UK GAAP, and leadership skills to oversee a team. Responsibilities include producing accurate f

A leading financial services provider is hiring an AML Services Business Compliance Officer in Jersey (Hybrid). This role encompasses crucial regulatory responsibilities such as acting as the MLRO, ensuring compliance with local regulations, and undertaking periodic reviews. Ideal candidates will ha

A dynamic international company in the UK is seeking a Financial Controller to manage financial operations and ensure compliance with local GAAP. Key responsibilities include ensuring financial accuracy, preparing reports, and leading audits.

A prominent advisory firm based in the UK is seeking a Junior Compliance Professional to join their Regulatory Consultancy team. In this role, you will draft and maintain compliance policies, deliver training materials, and assist with regulatory matters. The ideal candidate will have a minimum of 6

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

A leading financial advisory firm is seeking motivated professionals for the Consultant/Senior Consultant role. Responsibilities include conducting risk-based audits, providing regulatory compliance advisory, and assisting in corporate governance. Ideal candidates will have a degree in Accountancy o

A financial risk advisory firm is seeking a full-time Legal and Compliance Counsel to strengthen its legal function. The role is suitable for a qualified solicitor with around 2 years’ post-qualification experience in the financial services sector, emphasizing contractual drafting and analytical s

Financial Services Tax & Law - US Global Compliance & Reporting - US Tax - Senior. Background in financial services, ideally working with hedge funds in a US tax capacity. Fueled by sector insights, a globally connected, multi‑disciplinary network and diverse ecosystem partners, EY teams can provi

Compliance Consultant (Financial Services) Location: Liverpool City Centre Contract Type: Permanent, Full Time Hours: Monday to Friday, 9am-5pm (35 hours per week, 1‑hour lunch) Salary: Dependent on experience Are you an experienced Compliance professional with strong monitoring expertise and a de

A boutique financial services advisory firm in the UK is seeking a Compliance Consultant to join their Managed Services team. The ideal candidate will have over 3 years of experience in compliance or regulatory support within financial services and a strong understanding of UK regulatory frameworks

A leading financial institution in the United Kingdom is seeking an experienced Tax Compliance & Reporting Senior Manager to oversee tax obligations for the UK, EMEA, and APAC. The ideal candidate will have strong qualifications (ACA, ACCA, CTA or ATT) and extensive experience in tax compliance and

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

This role will involve leading UK corporation tax compliance and managing a diverse portfolio of tax work, while also contributing to significant finance transformation initiatives.

SALT experience, ideally within financial services. Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projec

A leading education provider is seeking a Financial Services Coach to support apprentices in the Level 3 Compliance & Risk Officer program. This remote role requires experience in financial services, along with coaching and mentoring skills. Ideal for those passionate about shaping future financial

Background in financial services, ideally working with hedge funds in a US tax capacity. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi‑disciplinary network and diverse ecosystem part