Regulator jobs in London - Page 12Create job alerts

Draft responses to regulator enquiries, regulatory returns or other submissions * Prepare and present Compliance reporting for internal management/governance forums * Prepare and deliver training to ...

Liaise with stakeholders to manage regulator requests, oversee detailed responses, and coordinate action plans to enhance IT and operational processes. * Team Representation: Act as a representative ...

Regulatory Compliance and Governance * Serve as the primary point of accountability for the company's adherence to FCA regulations, focusing on FCA Handbook requirements and the Senior Managers and ...

Oversee and maintain compliance with reporting regulations (e.g., MiFID II, EMIR, Dodd-Frank), acting as the main contact for regulatory bodies. * Develop and drive transaction reporting strategies ...

Our Team You'll be part of a team of assurance professionals helping the bank meet its legal and regulatory obligations by conducting timely Thematic Reviews, Ongoing Assurance and Close and ...

This role offers an exciting opportunity to lead strategic initiatives, ensure regulatory compliance, and foster a culture of vigilance and integrity. Key Responsibilities: * Strategic Leadership

Senior Manager, Medical Writing - Regulatory Affairs Job Type: Permanent, full-time Location: Central London, UK - 4x a week in London Remuneration: Up to £80,000 + Benefits An exciting and rare ...

In this role you will be responsible for the firms legal and regulatory activities in the UK and EU markets, these activities include fund formation and private offerings throughout the EU, as well ...

Position Overview We are hiring a skilled Head of Medical Writing and Regulatory Submissions to lead our medical writing and regulatory teams. This senior-level position will oversee the production ...

To lead the management of compliance across the operations and implement policy to meet regulatory requirements enabling the business to respond to regulatory and legislative changes. To fulfil the ...

Regulatory Advice: Provide guidance to trading teams across various asset classes, including Fixed Income, Equities, and Derivatives. * Regulatory Compliance: Advise on global regulations from bodies ...

To provide comprehensive advice on regulatory requirements * Interpret and communicate complex regulatory change * To work closely with key stakeholders and ensure appropriate regulatory advice is ...

We are a small forward-thinking organization committed to regulatory excellence, corporate governance, and risk management. As we continue to grow, we are looking for a dedicated Compliance Manager ...

This strategic role requires a highly experienced professional with a deep understanding of regulatory compliance in financial markets, coupled with strong advisory skills to effectively support and ...

Key Responsibilities -Lead Projects in regulatory finance change, focusing on liquidity management, financial risk controls, and Basel IV implementation. -Develop and Maintain Project Plans that ...

Role: Liquidity Regulatory Reporting Level: Vice President Location: London (City) with Hybrid Working Salary: £85k-£95k My client is a leading Bank based in London (City) with an outstanding ...

Monitor compliance with laws, regulations and internal policies and be up to date with any relevant changes that may affect the organisation * Develop and implement a comprehensive risk-based ...

Regulatory Compliance : Ensure all risk management processes are compliant with local regulations in Hong Kong and prepare for regulatory compliance in future overseas markets. * Cross-Functional ...

Their global presence is supported by a strong commitment to regulatory compliance and the delivery of tailored financial products to a diverse client base. Background With an emphasis on advanced ...

Paralegal - Regulatory Compliance - Niche Telecoms Company, Central London EMEA Legal is currently seeking a highly skilled Paralegal to join a niche telecoms company in central London. This role ...

Our Building Safety Act service focuses on assisting the design team with the Building Regulations Principal Designer role and assisting clients to comply with their duties. Your purpose: • ...

Regulatory Leadership: Act as a subject matter expert in external regulatory frameworks (CQC/CI/CSSIW), supporting and advising on regulatory submissions, challenges, and queries. * Inspection and ...

Regulatory Compliance & Licensing : * Oversee licensing and regulatory compliance for each jurisdiction, including liaising with local regulatory authorities. * Establish and implement internal ...

Regulatory Returns - collate information for routine returns and information requests and obtain relevant approvals to ensure these are submitted on time and to an appropriate quality