Regulator jobs in London - Page 17Create job alerts

This is an exciting opportunity to join an expanding international business which is looking to grow their Competition / Regulation team and you would be dealing with some of the big names in the ...

Advise management on the company's compliance with regulations through regular reporting * Develop and implement an audit calendar to be approved by the Risk Committee for internal and external ...

Assessing cases to ensure compliance with regulations and company standards and provide feedback on any areas of development. * Conducting 2nd line risk-based reviews, ensuring that identified issues ...

Your duties will also include preparing reports for regulators, advising the business on regulatory changes, and supporting the enhancement of monitoring and surveillance processes. You'll play a key ...

The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports ...

Regulatory Compliance & Reporting: Ensure all credit activities comply with PRA standards, prepare reports for senior management, and liaise with regulatory bodies. * Governance & Oversight: Enhance ...

You'll oversee a comprehensive quality assurance framework and lead a dedicated team , ensuring that the organisation's exams meet regulatory standards and are recognised as the gold standard in the ...

We are a global RegTech business defining and implementing the gold standard of regulatory intelligence and change for the financial services industry. We deliver our services through a SaaS platform ...

Regulatory Compliance : Ensure equity swap operations comply with regulations (e.g., EMIR, Dodd-Frank) and work on reporting obligations related to swap trades. * System Implementation and Support

Regulatory compliance * Provision of accurate and timely advice to the UK Entities to facilitate their adherence to compliance standards and requirements and expectations of AXA IM Group and AXA ...

Responsible for bringing the organisation into compliance by driving and delivering the required regulatory change objectives and goals across the EMEA entities to the required standards, within the ...

As the Compliance Manager (UK, EU & USA), you will play a pivotal role in ensuring the firm meet key regulatory requirements. Working closely with the Head of Compliance and reporting to the Director ...

The team's future projects will be in diverse areas, such as regulatory, clinical, legal and HR. Versatility is key, with an ability to quickly understand domain data and requirements and translate ...

The role will be to help lead the charge in ensuring all buildings within their portfolio are compliant, with health & safety and fire regulations up-to-date. Responsibilities: * Assist the Head of ...

Regulatory Analysis : Monitor and assess emerging regulations, implementing necessary changes swiftly and effectively. * Conflict Resolution : Act as the main contact for addressing and managing ...

The General Counsel team provides legal advice and support to the NMC to enable us to fulfil our regulatory purpose, live our values and manage legal risk. It is part of a large, talented legal ...

Manage the General Insurance Solvency II reporting processes to regulatory bodies. Optimize reporting procedures and implement best practices in financial management. Collaborate with internal and ...

You will oversee the day-to-day management of the clinic, ensuring compliance with relevant regulations and managing both the clinical and administrative teams. As a key member of the leadership team ...

The ideal candidate has a strong understanding of applicable payroll regulations, benefit schemes, and tax compliance requirements, as well as an ability to be a fast learner with strong attention to ...

We are a specialised consulting firm dedicated to providing high-quality support to financial institutions, focusing on regulatory compliance and financial projects across Europe. We work closely ...

Follow legal and regulatory developments and advise business and management accordingly; * Advise/support Asset Servicing business in developing and implementing services and products in line with ...

They will also collaborate closely with cross-functional teams across Europe, including R&D, Regulatory Affairs, and sales team, to drive the success of the business. Key Responsibilities Include

Conduct assurance reviews to maintain compliance with regulatory obligations. * Enhance the assurance framework for Embedded Banking, supporting a scalable, efficient, and consistent review structure

Financial Services Consultant/ Senior Consultant - Risk and Regulation Consultant, Senior Consultant £35,000 - £50,000 + bonus + benefits I'm working with a rapidly growing, boutique, Financial ...