Financial compliance jobs in BraintreeCreate job alerts

Are you looking for your next Compliance career step or currently a. Senior Compliance Monitoring Analyst?. Do you have a good understanding of Financial Conduct Authority (FCA) as a regulator, Subject Matter Expert in the Debt Collection industry and the regulatory framework which governs it?. I...

You’ll lead the financial crime team and be responsible for the ongoing development of financial crime policies, processes, and technology, ensuring that lawyers across the business are compliant with the legislative and regulatory framework relating to financial crime. A leading International La...

Reporting directly to the Head of M&A Compliance & Group Governance, the Compliance & Financial Crime Contractor will be responsible for ensuring all legislative, regulatory and best practice requirements are met throughout the Group. Strong knowledge and experience of financial crime compliance ...

Key Responsibilities: SOX Compliance Internal audit Controls Perform financial risk assessments in key areas of the business Business lead for penetration testing Responsible for Quarterly Debt compliance Responsible for Charting Directors compliance Ensure all site disaster recovery plans are av...

Business Analyst / PMO (KYC, Financial Crime, Compliance) – Banking Client – London. The role as Business Analyst was created to deliver against our strategic objectives and to comply with regulatory expectations to adopt and enforce the highest Financial Crime and Sanctions compliance and behavi...

The role will focus on developing the training programme with regards to AML, PEPs and wider financial Crime Compliance. Manage the financial Crime Training Team. Previous experience within a similar training role covering Financial Crime and Compliance (in particular AML). AML Training Manager- ...

Assist the Compliance team with day-to-day support to the London Business on all regulatory matters. Assisting with Compliance Monitoring. Support the team with compliance monitoring reviews. ...

InterQuest are supporting a well-established business bank with the search for a Financial Crime Manager. Manage the daily operations of the Financial Crime First Line of Defense team,. Answer ad hoc queries relating to Financial Crime. In this role you will be overseeing the Fin Crime Ops team a...

Governance, Risk, and Compliance (GRC) Manager - UK, remote. Governance, Risk, and Compliance (GRC) Manager. Evaluate and implement additional compliance frameworks, standards, or best practices such as FedRAMP and the NIST Software Supply Chain Security Guidance. Continuously manage the ISO 2700...

A top International Law firm is searching for a Senior Conflicts Analyst to join them in London. Collaborate with colleagues in compliance teams to identify potential conflicts. ...

Recognised as a subject matter expert in your area, you will be expected to support the wider team with prudential compliance knowledge as well as 1st line teams to ensure the implementation and compliance with prudential requirements. This is a great opportunity for a Risk Manager to join the se...

To verify that the regulatory requirements for on-boarding a new Retailer / Broker are met as per the information received in the on-boarding pack and completion of the on-boarding compliance checklist; where any compliance issues arise, the Regional Compliance Manager will follow them up with th...

Head of Compliance Monitoring. A leading asset management business is looking for a Head of Compliance monitoring to join up on a contractor basis. We are looking for a senior contractor with a number of years of experience with compliance monitoring. The business is going through a significant p...

Implements risk management and compliance strategies, conducts assessments, and promotes a culture of risk awareness and compliance across the organisation. Monitor and evaluate the effectiveness of the risk and compliance framework and policies, and recommend improvements as needed. Assist in th...

Compliance & Controls Manager ***. ROLE // Compliance & Controls Manager – from Audit. Lead and drive compliance programs and activities across the BBU, by proactively working with each market to establish a robust compliance and controls framework, identify the key controls and to monitor these ...

Senior Compliance Manager (Retail Investments). The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on investment products, preferably in the retail arena, and have a detailed knowledge of UK reg...

An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers. Are you a highly skilled and dedicated professional wi...

This exciting opportunity has arisen to join a growing Risk & Compliance (R&C) Team working from home but with travel to sites that may include overnight stays as business needs require. Reporting to the Head of Compliance Acquisitions & MGA, you will be part of a team independent of segment line...

An excellent opportunity has come up to join the firm’s successful compliance function as a Senior Compliance Manager, to oversee regulatory and legal compliance globally for the firm. If you are a seasoned compliance professional looking to lead compliance initiatives and ensure regulatory adher...

The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on funds / investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. ...

They have engaged Quotacom exclusively to recruit a Compliance professional who will be at the forefront of product and environmental compliance and driving sustainability initiatives. PEC with experience developing the infrastructure needed to support business compliance,. ...

Are you an experienced AML Analyst?. We're looking for a Senior AML Analyst to join a leading UK Accountancy Firm in London. As a Senior AML Analyst, you will oversee the onboarding procedures for new and existing clients, ensuring high standards of compliance are upheld and processes are execute...

Contingent Workforce Compliance Manager. BCA are looking for a Contingent Workforce Compliance Manager to increase governance and reduce spend around agency usage, ensuring all temporary workers are legally compliant and suitably qualified. Keep up to date with employment law, IR35, workforce pla...

Conduct regular audit work of the Compliance Function alongside external Compliance Consultants to test its standards and potential areas for improvement. Compliance practices and support the streamlining of existing processes within the business, providing ideas and identifying operational effic...