Financial compliance jobs in Potters Bar - Page 3Create job alerts

You’ll design, implement and enhance the firm’s compliance framework, support risk management, conduct monitoring and thematic reviews, and act as the principal liaison with the FCA. This role demands initiative, ownership and the ability to embed a culture of compliance throughout the business.

We’re looking for an Operational Compliance Coordinator to assist with compliance activities across all Customer Operations departments and provide full administrative support to Customer Operations committees. This high-impact and compliance focused role will be instrumental in ensuring customer

A leading IT consulting firm in the United Kingdom is looking for a Senior Financial Analyst to ensure statutory accuracy and compliance. This role involves preparing financial statements, supporting audits, and collaborating with internal teams.

A financial technology company based in Greater London is seeking a Money Laundering Reporting Officer (MLRO) to lead their financial crime compliance framework. The ideal candidate will have 5-7 years of experience in AML/CTF compliance, a strong analytical mindset, and the ability to communicate e

The ideal candidate will possess a Bachelor’s degree and at least 5 years of experience in banking or consulting, focusing on operational risks and compliance. A management consulting firm is seeking a Managing Consultant in London to lead projects in the commercial financial services sector.

Ideal candidates should possess over 5 years of compliance experience within the financial services industry with a strong understanding of financial crime regulations. A leading international insurance company seeks a Head of Compliance for Financial Crime and Advisory Services in London. The role

A leading financial services firm in the UK is seeking a Head of Compliance to manage a team focused on regulatory adherence and financial crime. The ideal candidate will have significant experience in compliance, specifically related to AML and fraud.

A global consulting firm is looking for a Senior in Financial Crime & Forensics in London. The ideal candidate will have a strong academic background and experience analyzing financial information.

The ideal candidate will oversee the accounting function, lead month-end reporting, and ensure compliance with UK legislation. Applicants should be ACA/ACCA/CIMA qualified with excellent communication skills and a strong background in financial reporting.

A leading global asset management firm is seeking an Assistant General Counsel to join their Legal & Compliance team. This junior lawyer will provide commercial and regulatory support across the EMEALA business, drafting and negotiating various agreements while advising on financial services regulat

Experience in either Compliance (data quality, data governance, regulatory reporting / monitoring and trade / comms surveillance) or Financial Crime (AML, KYC and Sanctions screening) is a must to ensure quick understanding of content and anticipating risks or issues. Discover your opportunity with

The ideal candidate will have 3-6 years of experience in financial crime or compliance in financial services. A leading investment management company is seeking a Financial Crime Compliance Consultant for a 9-month FTC. This role involves leading financial crime workstreams, drafting procedures, and

A leading global investment management firm is seeking an Anti-Financial Crime Compliance Officer to enhance its compliance program across EMEA. This role involves collaboration with senior management to ensure adherence to UK and EU regulations while developing a robust compliance framework. The id

Financial Crime Compliance Consultant (9 month FTC) page is loaded## Financial Crime Compliance Consultant (9 month FTC)locations: Londontime type: Full timeposted on: Posted Todayjob requisition id: JR456The Value of Active MindsAbout JupiterJupiter is one of the UK’s leading investme

Compliance Officer – Anti-Financial Crime (6m FTC) page is loaded## Compliance Officer – Anti-Financial Crime (6m FTC)locations: London, GBRtime type: Full timeposted on: Posted Todayjob requisition id: R105986PIMCO is a global leader in active fixed income with deep expertise across pub

The role is to help give prospects the confidence and understanding of how the RiskNarrative solution operates, and will interface with their internal architecture, to ensure the success of the sales team, and correspondingly, the global RiskNarrative sales target* Assist sales calls remotely or fac

An investment management firm in Greater London is seeking a consultant to support its Financial Crime Compliance team. Candidates should have 3–6 years of experience in financial crime within financial services, strong project management skills, and the ability to produce high-quality documentati

A prominent financial institution in the United Kingdom is looking for a Manager - Accounts to oversee overall accounting operations, regulatory compliance, and internal control functions. Responsibilities include preparing financial statements, ensuring compliance with regulatory requirements, and

Candidates must be fully qualified accountants (ACA, ACCA, CIMA) with strong skills in financial reporting, tax compliance, and management accounting. This position provides a dynamic environment with a focus on compliance and accurate financial reporting. A well-known family-run organisation locate

A financial institution in West London seeks a Head of Legal and Compliance for a senior management role. This position involves overseeing regulatory compliance, leading the Legal and Compliance department, and engaging with executives and board members. Candidates should possess a recognized degre

A modern fragrance company located in Greater London is seeking a qualified Financial Accountant to manage UK tax compliance, statutory accounting, and audit responsibilities.

Crown Agents Bank (‘CAB’) is seeking a financial crime advisor to work across both the Risk & Compliance and Financial Markets & Banking departments. The role will require the candidate to support the development of the Financial Crime Compliance (FCC) annual risk-based assurance monitoring plan

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG) one of the world’s leading financial groups. MUFG (Mitsubishi UFJ Financial Group) is one of the world’s leading financial groups. As one of the top financial groups globally with a vision to be the world’s most trusted we wa

A leading trading platform is seeking a Director to lead financial crime compliance initiatives in London. The role demands at least 7 years of experience in financial crime compliance, with responsibilities including framework design, oversight, and team leadership.

A leading financial services provider is seeking a Head of Financial Crime to lead compliance efforts in London. This hybrid role involves developing policies against financial crimes like money laundering and fraud, managing the compliance team, and ensuring adherence to regulations. Candidates sho

A successful retail and corporate banking firm in Greater London is looking for an Assistant Manager in Financial Crime Operations. This role involves undertaking fraud investigations, ensuring compliance with AML and KYC regulations, and conducting risk assessments on new accounts. Ideal candidates

This position involves collaborating with various teams to refine the Compliance Analyzer product, conducting regulatory analysis, and ensuring compliance with legal standards in financial advertising. A leading marketing AI platform is seeking a Legal Specialist for Financial Advertising Compliance

A leading financial recruitment agency seeks a Tax Manager Compliance & Reporting in Greater London. The role entails managing UK corporation tax compliance and reporting, including preparation of tax returns and liaising with auditors and finance teams.

In this role you will be part of a busy team engaged in interesting work, passionate about all things financial crime and sanctions, play a key role in helping to set the standards for and drive the firm's financial crime and sanctions compliance activities across the network of offices, and help to

A leading financial services firm in the UK seeks a Regulatory Lawyer Assistant Vice President to support the legal team in navigating the complex UK and EU regulatory landscape. The ideal candidate will have substantial experience in financial services law and be a qualified lawyer. Responsibilitie

This role involves leading business development initiatives, advising clients on financial crime compliance, and ensuring successful delivery of high-impact projects. The ideal candidate will have extensive experience in financial crime compliance, broad regulatory expertise, and a strong ability to

Domain Knowledge: Breadth across and depth in specific areas of non‑financial risk, compliance and control – prior experience and expertise could include MIFID II, FX Consent Orders, Brexit, DMR, Libor transition, Algo’s / E‑Trading, Trading Controls & Supervision, T+1 Accelerated Settleme

A high-performing professional services firm in London seeks a Financial Reporting Manager to manage corporate reporting and ensure technical compliance.

Ensure compliance with AML/KYC related laws and regulations and identify matters of non-compliance and elevate them as necessary. Strong background in AML/KYC, CDD/EDD, financial crime investigations and transaction monitoring and screening. Knowledge of financial services sector.

A leading technology consulting firm in the UK is looking for a Financial Accountant to manage the month-end close, ensure compliance with accounting standards, and oversee audit activities.

The team will include financial‑crime technical experts and compliance advisors. You will oversee delivery of technical financial‑crime expertise and regulatory services to relevant business areas, embed technical expertise and oversight processes, manage compliance risks, and advise on controls

A dynamic financial services firm is seeking an experienced Head of Compliance to manage the compliance framework. Responsibilities include regulatory compliance oversight, policy development, and compliance monitoring. This is an opportunity to lead compliance in a proactive environment while ensur

A recruitment agency is looking for a Financial Controller based in Greater London. Key responsibilities include managing finances, producing detailed reports, and implementing financial systems.

This pivotal role involves acting as the main point of escalation for financial crime matters, advising on sanctions, and ensuring compliance with regulations. A global law firm is seeking a Senior Financial Crime Analyst to join their Risk Management team in Greater London. Candidates should have a

Provide expert advice and guidance to the Global Business Acceptance team on FCS risks in connection with new business, to other global and regional Legal Department teams, and advising stakeholders of all levels from business teams, for example, Internal Audit, and fee-earners on a range of FCS rel

A leading financial services firm in Greater London is seeking an experienced professional to manage complex change projects in Compliance and Financial Crime.

We are working with a leading national law firm to recruit a Financial Crime Lawyer into their Risk and Compliance team. In this role, you’ll be a central figure in upholding the firm’s high standards in anti‑money laundering and financial crime compliance, while contributing to strategic risk

The Anti‑Financial Crime Compliance (AFC) Officer will support in executing and evolving the AFC Compliance program at PIMCO EMEA. Support AFC Program Execution: Assist in implementing and monitoring Anti Financial Crime compliance activities across functions, including testing and adherence to po

A global technology consulting firm seeks a Business Analyst to lead the implementation of Salesforce solutions.This hybrid role involves working closely with stakeholders to define requirements and ensure effective design and execution of regulatory processes.Candidates should have expertise in AML

The Anti-Financial Crime Compliance (AFC) Officer will support in executing and evolving the AFC Compliance program at PIMCO EMEA. The role involves close collaboration with senior management and client-facing teams, providing compliance advice, producing timely management information, and contribut

Review and sign off on KYC/CDD files, ensuring completeness, accuracy, and compliance with internal policies and regulatory expectations. Draft and review detailed financial crime risk assessments, incorporating transaction behaviour, adverse media, and other risk indicators. Identify and assess fin

A global financial services organization seeks an Investigator for Major Investigations. The role involves identifying financial crime threats, supporting investigations, and communicating findings. Candidates should have expertise in financial crime, experience in regulatory roles, and exceptional

Managed compliance and risk assessment processes for large banks ensuring adherence to international regulatory standards and enhancing the institution’s financial stability. We are growing our Commercial Financial Services capabilities in the UK at Managing Consultant (Project Manager) level. FIV