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This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supportin...

Provide compliance advisory services to Front, Middle, and Back Office teams on regulations such as anti-bribery, AML/CTF, sanctions, anti-trust, and financial trading regulations (Market Abuse, UK MIFID, RAO, UK EMIR). We are seeking a Specialist in Compliance to join their dynamic team and supp...

We are seeking a Specialist in Compliance to join their dynamic team and support their financial trading activities. As a Specialist in Compliance, you will play a crucial role in managing compliance risks and opportunities within our client's marketing business. Your focus will be on supporting ...

To identify any Breaches or Misconduct by firms and individual and report any training/compliance failures to the Compliance Manager. Our client is a specialist financial services company based in Horsham and they are currently looking for an experienced IFA Compliance Officer/Supervisor to join ...

Work with client stakeholders to maintain awareness of regulatory expectations and promote compliance best practices. Financial Services or Consulting. Miryco Consultants are working with a private equity backed high-growth Financial Services Consultancy.

Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money). Audits (financial crime, regulatory, safeguarding).

The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients. Support clients with the execution and ongoing maintenance of compliance monitoring programmes. Assist with the drafting and review o...

We’re looking for a junior Compliance Officer with industry advisory compliance experience to join our Financial Markets Compliance Advisory function to support the Group in adhering to core regulatory requirements in relation to UK FCA, Trading Venue, Swap Dealer rules and FMSB Market Practice S...

Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money). AML, sanctions, fraud & regulatory compliance. Audits (financial crime, regulatory, safeguarding).

Financial Analyst - VAT Compliance (4-month contract). Financial Analysts to join our client's high-energy, ever-evolving VAT Compliance team. You'll be working in a specialist VAT compliance team, primarily focused on ensuring timely and accurate filing and corrections of VAT returns across the....

Participate in internal projects aimed at enhancing the financial crime compliance framework. At least 2 years of experience in financial crime compliance in a 2nd line role. We are seeking a proactive and detail oriented Financial Crime Compliance professional to join a small but dynamic 2LoD te...

We are seeking a proactive and detail oriented Financial Crime Compliance professional to join a small but dynamic 2LoD team. The role will provide critical support across a range of financial crime compliance activities, with a particular focus on investigative research and analysis. Participate...

Maintain, update, and monitor compliance standards including written policies and procedures. Train and onboard new financial planners, including certifying competency. Conduct regular competence assessments across the financial planner team.

This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and suppor

Financial Services or Consulting. Miryco Consultants are working with a private equity backed high-growth Financial Services Consultancy. The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clie...

Participate in internal projects aimed at enhancing the financial crime compliance framework. At least 2 years of experience in financial crime compliance in a 2nd line role. We are seeking a proactive and detail oriented Financial Crime Compliance professional to join a small but dynamic 2LoD te...

Assist with the drafting and review of key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing. Perform ad hoc regulatory compliance research and analysis tasks for clients. Work with client stakeholders to maintain awareness of regulatory expectations and ...

At a minimum must hold the Diploma in Regulated Financial Planning by the CII (or equivalent). Supporting the growth of Castlegate Financial Management and the wider Duncan & Toplis Group. Maintain, update, and monitor compliance standards including written policies and procedures.

Minimum of 10 years of experience in Public Accounting, First, Second or Third Line of defense financial services industry Compliance or Fraud and Financial Crimes functions. We are looking for a Senior Audit Manager for Compliance, Fraud & Financial Crime, Vice President. Drive consistent risk a...

We are working with a leading national law firm to recruit a Financial Crime Lawyer into their Risk and Compliance team in Manchester. In this role, you’ll be a central figure in upholding the firm’s high standards in anti-money laundering and financial crime compliance, while contributing to st

Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achieving excellent standards of compliance. Maintain knowledge of regulatory developments and rule changes to support the firm’s adherence to high levels of compliance. Conduct regular co...

Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money). Experience with compliance systems (monitoring, screening, case management). Audits (financial crime, regulatory, safeguarding).

This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supportin...

Minimum of 5 years of experience in compliance, with a proven track record in supporting financial trading activities. If you are a compliance professional with a passion for financial trading and a commitment to excellence, we would love to hear from you. Your focus will be on supporting exchang...

Reinforcing a financial crime & compliance risk-oriented culture. Ensure key 1st line of defense controls and procedures to satisfy financial crime and compliance related legal and regulatory requirements are appropriately designed, implemented and where necessary, remediated. Providing oversight...

This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supportin...

You will act as an escalation point for complex queries from the current financial crime lawyers, along with mentoring new joiners, existing financial crime lawyers and those in the wider team. Offer guidance on various compliance issues, such as AML, financial sanctions, fraud prevention. Suppor...

Supporting the growth of Castlegate Financial Management and the wider Duncan & Toplis Group. Maintain, update, and monitor compliance standards including written policies and procedures. Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and ...

Maintain and enhance the financial crime compliance framework, including policies, procedures, and controls, ensuring compliance with UK laws and regulatory requirements. Design and deliver AML, sanctions, and financial crime compliance training to staff, fostering a culture of compliance and ris...

Role Overview: As a Specialist in Compliance, you will play a crucial role in managing compliance risks and opportunities within our client's marketing business. Your focus will be on supporting exchange and OTC financial trading activities, ensuring adherence to relevant regulations, and fosteri...

Join us at Barclays Bank PLC where you will be joining Financial Crime Compliance as our new Business Growth Director. Experience operating in a business oversight Compliance role or a role setting overall strategic direction, including designing end-to-end financial crime control frameworks. Imp...

Head of Legal & Compliance UK will contribute to the global legal and compliance team, reporting to the General Counsel, and will lead the business-critical UK compliance team and legal function. About Chatham Financial: Chatham Financial is the largest independent financial risk management advis...

Head of Legal & Compliance UK will contribute to the global legal and compliance team, reporting to the General Counsel, and will lead the business-critical UK compliance team and legal function. Chatham Financial is the largest independent financial risk management advisory and technology firm. ...

We are seeking a proactive and detail oriented Financial Crime Compliance professional to join a small but dynamic 2LoD team. The role will provide critical support across a range of financial crime compliance activities, with a particular focus on investigative research and analysis. Participate...

The role holder will support the Compliance Manager and Head of Risk & Compliance in the delivery of the continuous compliance process by conducting deep dives, providing timely, evidence-based reporting for the Board, Risk Committee, Executive Team and wider management in accordance with FSCS's ...

Who You Are This role suits either: - A senior consultant ready to step into broader responsibility, or - An experienced industry compliance professional seeking to move into a consulting environment Requirements: - 8+ years in compliance/consultancy (preferably in payments/e-money) - Strong comm...

Financial Services Consultant - Regulatory Compliance Monitoring, London. The firm is seeking a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients. Support clients in executing and maintaining compliance monitori...

Strong knowledge of regulatory compliance rather than financial crime People management experience – previous experience in managing a small team Experience with compliance monitoring, risk assessments, regulatory reporting, or governance frameworks. Ensures that the Compliance RCSAs are compl

Support clients with the execution and ongoing maintenance of compliance monitoring programmes. Assist with the drafting and review of key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing. Perform ad hoc regulatory compliance research and analysis tasks ...

Your responsibilities Here's a bit more on what you can expect to be doing day-to-day: Maintain, update, and monitor compliance standards including written policies and procedures Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achi

Demonstrated in-house legal experience with a proven track record in managing complex legal and compliance issues within the financial services sector. Chatham Financial is the largest independent financial risk management advisory and technology firm. Contribute to the global legal and complianc...

Your responsibilities Here's a bit more on what you can expect to be doing day-to-day: Maintain, update, and monitor compliance standards including written policies and procedures Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achi

Experience in a business oversight compliance role or in setting strategic direction, including designing end-to-end financial crime control frameworks. Join us at Barclays Bank PLC, where you will be part of the Financial Crime Compliance team as our new Business Growth Director. Assess complian...

Your responsibilities Here's a bit more on what you can expect to be doing day-to-day: Maintain, update, and monitor compliance standards including written policies and procedures Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achi

Congratulations on making it this far! Shield is a fast-growing start-up in the financial services domain, solving complex challenges for financial enterprises using a blend of regulatory expertise, technology, and artificial intelligence. As a Solutions Engineer, you will report directly to the ...

Strong knowledge of regulatory compliance rather than financial crime People management experience – previous experience in managing a small team Experience with compliance monitoring, risk assessments, regulatory reporting, or governance frameworks. Ensures that the Compliance RCSAs are compl

Minimum of 10 years of experience in Public Accounting, First, Second or Third Line of defense financial services industry Compliance or Fraud and Financial Crimes functions. You will report directly to the UK Managing Director and will support the annual audit planning and development, risk asse...

Your responsibilities Here's a bit more on what you can expect to be doing day-to-day: Maintain, update, and monitor compliance standards including written policies and procedures Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achi