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Reviewing supplier contracts and assisting with regulatory aspects of procurement. * Undertaking a preliminary review of complaints and potential claims. Reporting matters to the firm's senior ...

The firm has a market-leading reputation for its international expertise in Regulatory, Asset Management, M&A and Dispute Resolution & Investigations. Clients include asset managers across the ...

Ensuring all documentation related to operational resilience is updated in line with governance and regulatory requirements. * Build and maintain collaborative relationships with key stakeholder ...

Regulatory Compliance: * Support the implementation of regulatory changes affecting back office operations. * Ensure all configurations and processes comply with financial regulatory standards

Lead Second Line of Defence assessment of regulatory and conduct risks to ensure the assurance activity completed remains risk based. * Support the continuous improvement of First Line of Defence ...

This role includes strategic planning, execution, and management of clinical studies across various phases (I-III) to ensure regulatory compliance, efficiency, and achievement of company objectives

Ensure all methods are compliant with EU and FDA GMP regulations, maintaining data integrity and supporting regulatory submissions * External Testing Oversight: Manage and coordinate external testing ...

The role is within their regulatory reporting department and initially has significant emphasis on the Basel 3.1 implementation and also implementation of regulatory reporting software for capital ...

Regulatory Implementation : * Partner with the wider compliance team to integrate regulatory policy changes affecting in-scope jurisdictions, which may include new rules or shifts in regulatory ...

Monitor regulatory developments and policy initiatives, coordinate with the Regulatory Affairs Specialist, represent the company's interests through proactive engagement, and assist with analysis and ...

We are also expert in more specialist areas that are increasingly relevant to our clients, such as remuneration reform, senior managers regime, regulatory investigations and corporate governance. One ...

Ensure all regulatory documentation and reports are accurate, complete, and submitted in a timely manner. - Team Building: Recruit, develop, and manage a compliance team, setting strategic direction ...

The ideal candidate is someone who can effectively navigate the complexities of compliance and regulatory matters in the legal industry. Client Details Our client is a top-tier US Law firm. It prides ...

Managing the end-to-end regulatory documents process (author and review) - covering ICAAP, ILAAP, Recovery Plan, Pillar 3, etc. This involves liaison and co-operation with other departments of the ...

Regulatory Requirements The roleholder will have be obliged to follow all company policies to meet regulatory requirements. Key Responsibilities * To provide expertise on a wide range of UK related ...

Develop and implement robust quality management strategies, policies, and procedures to meet regulatory requirements (e.g., FDA, EMA) and industry standards (e.g., GMP, GDP, GCP). * Lead and guide ...

Identify and assess financial, operational, regulatory, and strategic risks across the organization. * Develop and maintain risk assessments, including risk registers, to track and mitigate key risks

... Regulator and authorities * Support the evolution of the Bank's financial crime framework, developing policies and procedures and maintaining systems and controls sufficient to protect the Bank and ...

Thistle Initiatives, our regulatory consultancy, provides expert compliance advice and support right across the financial services sector. Our clients range from niche start-ups to long-established ...

Act as the main point of contact with regulatory bodies, including the National Crime Agency (NCA), managing all Suspicious Activity Reports (SARs) and related communications. * Conduct comprehensive ...

Translate regulatory requirements into actionable product features and processes focused on effective data retention, dormancy, and deletion practices. * Design and support IT systems and ...

Oversee financial control processes, including management information, and compliance with regulatory and statutory reporting. * Financial planning : Lead the short- and medium-term budgeting and ...

A good understanding of regulatory, consumer, data protection and corporate laws is also required. • Must be a qualified lawyer idealy 3 to 5 years PQE - excellent academics, training, and ...

Support Compliance with ongoing regulatory reporting across the UK/EU. * Support in the development of new business/product initiatives and implementation of new processes providing regulatory ...