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Big 4 Legal Team Seeks Top-Tier Financial Services Regulatory Lawyer (3-6 PQE) - London Do you thrive in a fast-paced environment advising on complex financial services regulations? Are you a ...

Key Responsibilities · Ensure that the company complies with all local and international laws and regulations, including industry-specific requirements. · Review, draft, and negotiate commercial ...

Building on our deep commercial, regulatory and policy expertise of the sector, we support clients in navigating this complexity and making better decisions. We draw on competition economics ...

Join us to be part of an agile team that values innovation, collaboration and excellence in performance and reward practice and regulatory compliance. About you Your experience * Experience in total ...

Monitor emerging sustainability regulations and trends in the pharma sector to ensure ongoing compliance and innovation. Supply Chain Sustainability * Collaborate with procurement and supply chain ...

In this role, you will be responsible for ensuring the firm remains compliant with emerging regulations in market data and data governance. Your expertise will be critical in safeguarding the fund ...

Regulatory Guidance : Advise on regulatory changes in the payments and currency exchange sectors, providing insight and support to help the business remain compliant while achieving growth objectives

Main Duties Be the central point of reference for the department in regard to MCOB and CONC regulations, Consumer Credit Act requirements, procedures and documentation, providing SME technical advice ...

The role will focus on managing complaints and disciplinary matters for members who fall short of their stringent obligations, investigating cases where legal or regulatory breaches, such as criminal ...

Regulatory and Compliance Excellence : Ensure that all processes meet global standards for GMP compliance, supporting successful regulatory submissions and market readiness. What We're Looking For

The ideal candidate will have a deep understanding of global data privacy laws and regulations, and a proven track record of implementing and managing data privacy programs and compliance in a ...

The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices

Maintenance of SMCR Files in preparation for any regulatory audits. * Working with Compliance in gathering requirements for SMF approvals. * Administering on-boarding and off-boarding of SMFs on the ...

Reviewing trading activities and related support functions, identifying, and mitigating regulatory compliance risk, implementing systems of work, processes, and procedures to deliver effective ...

You will collaborate with cross-functional teams, including R&D, Quality, and Regulatory Affairs, to support end-to-end traceability and compliance in Application Lifecycle Management (ALM) processes

Continuously assess regulatory risks and monitor critical processes. * Perform quality assurance on the first line's control framework and provide improvement feedback. * Track and ensure completion ...

Regulatory Compliance * Directly support license application with FCA and MiCA * Assist in preparing for and responding to regulatory audits and reviews. * Stay updated on relevant regulatory ...

Ensure Regulatory Compliance and Permit Acquisition: * Manage the permitting process to ensure all required environmental and zoning permits are obtained. You'll make sure that projects adhere to ...

Regulatory Compliance: * Assist in ensuring compliance with national and international food safety regulations. * Stay informed of industry trends and changes in food safety regulations to support ...

Significant compliance-related experience gained at a financial institution, legal practice, consultancy and/or the regulator * Knowledge and experience of a t least one of: * EMIR * MiFID II * ...

Support the Senior Compliance Officer in responding proactively to all upcoming UK regulatory changes * Advise the Company and Group (including relevant Boards / Committees), Group Legal and ...

Have knowledge of relevant legislation and codes of practice including H&S, Building Regulations, and Fire Regulations. * Have demonstrable experience in the building and trades industry, especially ...

Global Regulatory Policy and Advisory ('GRPA') is responsible for establishing Group level, and certain regional level, regulatory capital policies, and for advising the firm's business lines of the ...