Regulatory compliance jobs in Exeter - Page 5Create job alerts

A financial technology firm in Greater London seeks a Regulatory Compliance Advisor. The ideal candidate will be a UK qualified solicitor with 2 to 6 years of experience, providing advisory support on regulatory matters, compliance, and delivering legal education. This role requires effective commun

A leading payments technology firm is seeking a Regulatory Compliance Manager to support compliance efforts for their international acquiring team. Monitor compliance for digital ecommerce customers, particularly in high risk sectors like gambling and cryptocurrency.

A leading energy company in the United Kingdom seeks a Senior Regulatory Compliance Manager to drive compliance outcomes and provide expert guidance on regulatory obligations. The role involves leading a regulatory team, influencing stakeholders, and ensuring alignment with licence conditions.

A leading wealth management platform provider in Greater London is seeking a Senior Manager for Regulatory Advisory. This role entails ensuring compliance with FCA / PRA regulations and advising clients on their business propositions. Ensure compliance with FCA / PRA regulations.

A prominent financial institution is seeking a Finance Regulatory Policy – Capital VP to lead analyses and advisory on regulatory requirements across the group. As a subject matter expert, you will work closely with global teams, ensuring compliance with UK and EU capital regulations. Key responsi

In this role, you will assist in maintaining compliance frameworks and managing relationships with regulatory bodies. The ideal candidate should have a background in insurance or regulatory environments, possess strong analytical skills, and demonstrate the ability to work collaboratively with diver

The role will involve managing risk strategies and advising senior leaders to ensure compliance. A leading insurance company is seeking a Risk and Compliance Manager in London.

A leading insurance brokerage is seeking a Compliance Business Partner to ensure robust monitoring and compliance in regional retail operations. You will drive improvements in risk management frameworks, oversee compliance reporting, and support management in implementing regulatory changes. The ide

A leading fintech company in the UK is seeking a Head of Compliance Advisory to lead their compliance advisory function. This role involves providing timely regulatory advice, managing a team of compliance advisors, and ensuring innovative practices align with regulations. The ideal candidate will h

Ideal candidates have over 7 years of experience in regulatory affairs and possess in-depth knowledge of the crypto regulatory landscape. A leading fintech company in the UK is seeking a Regulatory Affairs Manager specializing in crypto and digital assets. You will serve as the key contact with regu

MUFG is seeking an experienced Compliance professional to manage the EMEA Regulatory Compliance Processes function within Core Compliance to ensure that regulatory returns and filings are made in a well‑controlled and demonstrable manner, and that business lines and control functions are provided

A global financial services firm is seeking an experienced Compliance AVP for EMEA Regulatory Coordination in Greater London. This role offers a unique opportunity to engage with global stakeholders while enhancing compliance processes within a respected organization. The ideal candidate should poss

This role involves developing a robust framework for US regulatory compliance tasks and managing day-to-day operations in a high-visibility environment. The ideal candidate should possess extensive experience in compliance and robust interpersonal skills, significantly contributing to stakeholder en

This role involves driving regulatory strategy, maintaining competitive licenses in the UK, and ensuring compliance with regulations. This position offers full‑time employment and a chance to make a significant impact on patient care through regulatory expertise. A leading pharmaceutical company b

Compliance Officer - Advisory & Regulatory Change. A long standing client who have both AIFMD and MiFID2 obligations are looking to hire a generalist compliance officer with strong regulatory change skills. Take lead of ESG and Sustainability regimes for the compliance team.

A global investment management firm is seeking a Compliance Officer to join its UK-based compliance team. The role focuses on ensuring adherence to UK and EU regulatory requirements, reviewing marketing materials, and conducting KYC and AML reviews.

A leading financial services company is looking for a Regulatory Compliance Officer to enhance compliance culture and liaise with regulatory bodies. The ideal candidate will have 2-3 years of relevant experience, overseeing ISA and investment products compliance in the UK, along with a related degre

Co‑located with the S&T business in Westferry Circus London UK, the Senior Trading Compliance & Regulatory Advisor is a key member of our Global Trading Compliance team and a key business partner with S&T who plays an integral role to implement, manage, coordinate and support the trading complianc

The role revolves around developing and analyzing financial and regulatory policies while ensuring compliance with laws and standards. A leading international bank is seeking a Finance Regulatory Policy – Capital VP in London. Key responsibilities include managing policy implementation, stakeholde

A leading fintech-insurtech company in Greater London is seeking a Head of Compliance (UK) to lead regulatory strategy and compliance operations for market expansion. The ideal candidate will have over 8 years of experience in financial services compliance, strong knowledge of UK regulations, and a

Senior Regulatory Compliance Manager. Background in policy development, regulatory change, or strategic compliance. We’re seeking a seasoned regulatory leader to drive compliance outcomes across E.

A digital payment platform is looking for a Compliance Officer to manage compliance activities and ensure adherence to regulations. Over 4 years of experience in compliance within the fintech space. Strong understanding of regulatory frameworks.

We are seeking a senior and highly experienced regulatory compliance leader to join Clearpay UK as our Regulatory Compliance and Consumer Protection Lead. Lead the BNPL Regulatory Uplift Programme : Own and drive the strategic initiatives required to enhance our compliance framework ensuring Clearpa

A leading provider of regulated payment services is seeking a qualified Senior Legal Officer to develop legal strategies and address emerging legal issues in the crypto and banking industries.The ideal candidate should have over 5 years of post-qualification experience and strong analytical skills.T

A major pharmaceutical company in the United Kingdom is seeking a Regulatory Affairs leader to oversee operations and strategy ensuring compliance in product lifecycle management. The ideal candidate should have over 10 years of management experience in the pharmaceutical industry, with a strong bac

Candidates should have a solid background in regulatory compliance and corporate governance within the financial services or technology sectors. A leading fintech organization in London is looking for a Senior Legal Counsel for a 6-month FTC to enhance its compliance framework in the virtual assets

In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk We’re looking for an experienced Regulatory Compliance Manager to safeguard our operations and ensure compliance in a rapidly evolving regulatory landscape. Our Compliance team bl

Join our passionate team as a Regulatory Compliance Manager, where you’ll play a key role in shaping a culture of trust, transparency, and compliance across E. Supporting the Senior Regulatory Compliance Manager in drafting regulatory responses, consultation feedback, and information requests—en

Program Manager, Regulatory Compliance. Build risk assessments and develop evaluation metrics in partnership with other members of the Regulatory Compliance team. We ensure compliance with an increasingly complex and dynamic range of global regulations.

The team provides advisory services on economic crime compliance, investigation and defence of clients across all sectors that DWF operates in. Maintain an understanding of the latest developments in economic crime legislation and wider regulatory law and to regularly seek to update skills in additi

A financial technology firm based in Greater London is seeking a Senior Regulatory Compliance Manager to develop and optimize its compliance framework. Your role will involve driving compliance across all business units, ensuring legal adherence, and enhancing customer outcomes according to regulato

We are looking to expand our Digital Regulation team with highly motivated and collaborative individuals who will bring an understanding of risk and regulatory compliance issues along with project delivery skills, aimed at defining and delivering bespoke regulatory compliance solutions and build str

Responsibilities include creating environmental management plans, auditing sites for compliance, and advising clients on regulations.

Compliance Manager (Regulatory Reporting). We are seeking a highly skilled Compliance Manager (Regulatory Reporting) to join our London office. Ability to produce high‑quality management information (MI) for compliance, management, and regulatory purposes.

A global consultancy firm is seeking a Director for its Regulatory Compliance team in London. The ideal candidate will have extensive experience in financial crime compliance, broad regulatory expertise, and a strong ability to drive growth. This role involves leading business development initiative

Regulatory Compliance Manager (AI & Data). Our Compliance team blends regulatory expertise with data‑driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. We’re looking for an experienced Data Protection, Artificial Intelligence, and Da

A leading financial services firm in the UK seeks a Regulatory Lawyer Assistant Vice President to support the legal team in navigating the complex UK and EU regulatory landscape. Responsibilities include monitoring legislative changes, advising stakeholders on compliance, and providing training for

A global financial technology company is seeking an experienced Regulatory Compliance Manager in the United Kingdom. This role involves advising on compliance for a high-growth trading entity and ensuring adherence to regulatory requirements. Candidates should have over 3 years of compliance advisor

A leading proprietary trading firm in London is seeking a Senior Compliance Manager to handle regulatory reporting across various regimes. The role involves ensuring data integrity, managing trade compliance, and collaborating with tech teams for automation. Ideal candidates will have a strong regul

A leading insurance firm in London is seeking a Compliance & Regulatory Affairs Officer to assist in maintaining compliance frameworks and managing regulatory relationships. Compliance Officer • Greater London, England, GB. The ideal candidate should have experience in insurance or regulatory envi

Program Manager, Regulatory Compliance. Build risk assessments and develop evaluation metrics in partnership with other members of the Regulatory Compliance team. Program Manager, AV Compliance - EMEA Regulatory.

A leading consulting firm is seeking professionals to join their Ethics & Regulatory Compliance team in Manchester. The role focuses on providing compliance and regulatory advisory solutions, requiring 5-8 years of experience and strong communication skills to interface with key clients. Candidates

The role includes driving regulatory strategy, maintaining competitive licenses in the UK, and ensuring compliance with regulations. Candidates should have a Life Sciences degree and significant experience in regulatory affairs within a pharmaceutical environment. This position offers full‑time em

This role involves ensuring compliance with regulators, providing oversight, and mentoring junior staff. The ideal candidate should have relevant experience in compliance roles, preferably in the insurance sector, and a relevant degree or ACII qualification. The position requires strong regulatory k

The role involves supporting the Professional Indemnity Manager and handling regulatory compliance. A well-established law firm in London is seeking a Risk & Compliance Lawyer.

The ideal candidate will have relevant insurance experience in compliance and a strong knowledge of the regulatory landscape. This position involves ensuring compliance with regulatory standards and providing oversight for key third parties. The role also requires collaborative work across functions

A luxury fashion marketplace is seeking a Senior Legal Counsel, Regulatory (APAC) to lead in the APAC region. The candidate will provide strategic legal advice, oversee payments, negotiate contracts, and develop compliance processes.

A leading fintech-insurtech company is seeking a Head of Compliance (UK) to lead regulatory strategy and compliance operations for their market expansion. Key responsibilities include building compliance frameworks, overseeing risk governance, and ensuring adherence to regulatory standards. The role