Financial compliance jobs in New York, New York - Page 18Create job alerts

A leading financial institution seeks a Senior Vice President, Database Engineer in New York.The role involves consulting with internal business groups, evaluating technology compliance, mentoring junior engineers, and advocating innovative solutions.Applicants should have a Bachelor's degree and ex

A leading financial institution seeks a Compliance Risk Management Lead Vice President in New York. The ideal candidate will oversee compliance frameworks within investment banking, engaging with various teams to mitigate risks. Responsibilities include identifying compliance risks, maintaining clie

As an Investment Banking & Wholesale Credit Risk Executive Content Analyst in the Risk Management and Compliance Executive Content Team, you will play a crucial role in managing the strategic projects, executive-level content and presentations for Firm's various Executive Committees. Financial Risk

SOX 404 (15 preferred), accounting, compliance, audit experience required, with 5+ years of Financial Controls & Compliance experience, including the ability to operate effectively in complex, fast‑paced, and evolving environments. The Director Financial Controls & Compliance (FC&C) US – will pl

A leading financial services firm based in New York is seeking a Data Governance/Data Operations leader to manage Asset-Backed Finance data. Responsibilities include overseeing ABS data operations, ensuring compliance, and leading a data governance team. Candidates must have extensive experience in

A financial services firm in New York is seeking a Chief Risk Officer to lead the enterprise-wide risk management efforts and regulatory compliance as part of their Performance and Risk Management team.This key position will oversee risk governance and ensure compliance across global markets.The ide

Maintain accurate compliance trackers, monitor remediation efforts, and ensure all compliance-driven updates are completed on schedule. Works effectively across Compliance Managers and operational teams to ensure seamless implementation of compliance updates. Interest in financial services complianc

A leading financial services company is seeking an Associate General Counsel, Head of Privacy & Data Protection in New York. This role involves leading global privacy strategies and compliance programs while advising on cybersecurity, artificial intelligence, and regulatory issues. The ideal candida

BSA/AML/OFAC and/or Corporate Compliance experience in a regulated financial institution. Global banking client is seeking a compliance officer to join their team as a senior member of the Regulatory Compliance Department responsible for helping oversee the Bank's AML/OFAC and Corporate Compliance P

At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions. In actuarial services at PwC, you will be responsible for analyzing and managing financial risks for clients through statistical modeling and data ana

A leading Financial Management Services organization is seeking a Director of Tax to oversee tax strategy and compliance across multi-state operations. This role involves building a modern tax function and ensuring compliance with federal and local tax obligations while optimizing the tax position.

Assist Global Financial Crimes executives and managers with activities that support the identification, escalation and timely mitigation of compliance and operational risks in alignment with the Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance - E

GSG ensures the Firm's compliance with sanctions programs administered by the US Department of the Treasury's Office of Foreign Assets Control (OFAC), the UK's His Majestys Treasury's Office of Financial Sanctions Implementation (OFSI), the European Union, and other relevant sanctions authorities gl

A leading digital asset firm is searching for a Strategic Finance Leader to manage the finance function within their Data Center business.This role requires at least 8 years of experience in accounting, budgeting, and financial planning.The candidate will ensure compliance with GAAP standards, align

A financial services organization is hiring a Director of Resiliency Architecture in Jersey City, NJ.This strategic role involves leading enterprise-wide resiliency initiatives, ensuring compliance with availability and disaster recovery standards.The ideal candidate has over 10 years of experience

A major financial services firm located in New York seeks an experienced trading strategist to lead trading strategy and execution in capital markets products.The successful candidate will manage portfolio risk, ensure compliance with regulations, and provide mentorship to team members.This role req

The Financial Crimes Risk & Compliance Senior Consultant supports clients in strengthening their financial crimes programs through risk-based, data-informed solutions. Financial Crimes Risk & Compliance Sme Senior Consultant. Experience collaborating with cross-functional teams such as Compliance,

The Director Financial Controls & Compliance (FC&C) US will plan, execute, and ensure delivery of high‑quality compliance, controls testing, and risk advisory that meet Novartis Financial Controls Manual (NFCM) methodology standards, SOX 404 requirements and strategies. SOX 404 (15 preferred), acc

A leading global banking firm in New York seeks a COO for Financial Crime Prevention to oversee transaction monitoring and name screening processes. The role involves developing compliance frameworks and managing a team while collaborating across functions to ensure adherence to AML regulations.

Our Compliance Line of Business is seeking an experienced and highly strategic Senior Product Manager to lead the evolution of our Communication Surveillance portfolio for the world’s largest and most complex financial institutions. Strong background in communication surveillance, compliance techn

Responsibilities include but are not limited to:.Maintains oversight via internal reporting and dashboards of all ongoing portfolio monitoring requirements and client deliverables as well as compliance with all terms of the loan agreement including financial reporting, covenant compliance, collatera

Candidates should have at least 12 years of experience, including 5+ years in a financial compliance leadership role.

Our client, a financial institution in Manhattan, is seeking a Senior OFAC Analyst to support the bank's sanctions compliance program.The role will focus primarily on OFAC screening, sanctions alert review, and regulatory compliance under the Bank Secrecy Act (BSA) and USA PATRIOT Act.Review and inv

Disseminates Compliance and in-house audit information to Executives, Program Administrators, and the Corporate Compliance Committee upon request of Director of QA/Corporate Compliance Officer. The Compliance specialist will focus on (1) in-house financial ledgers, (2) Community Inclusion documentat

Oversee the preparation and consolidation of financial statements for the respective operating entities and the entire group in compliance with US Generally Accepted Accounting Principles (GAAP), SEC, Management (non-GAAP), US NAIC Statutory and Bermuda Monetary Authority (BMA) required Statutory Fi

A specialized broker-dealer is seeking a talented professional to lead end-to-end brokerage operations, reporting directly to the CEO.This high-visibility role requires a strong background in finance and extensive experience in regulatory compliance, financial reporting, and operational management.T

We are working with a well-established financial services firm that is looking to bring on a Risk Analyst to their Enterprise Risk Management team. Professional certifications in areas such as Risk Management, Compliance, Information Security, Fraud Prevention, or BSA/AML are highly valued. The role

A leading university in New Jersey is seeking a Chief Financial Officer to oversee the financial affairs of the School of Nursing.This position involves managing budget development, internal controls, and financial reporting to ensure compliance with university policies.The ideal candidate will lead

Candidates should have CPA certification and significant leadership experience. A mission-driven health organization in Brooklyn seeks a Chief Financial Officer CPA to oversee financial functions, ensuring compliance and operational excellence.

SOX 404 (15 preferred), accounting, compliance, audit experience required, with 5+ years of Financial Controls & Compliance experience, including the ability to operate effectively in complex, fast-paced, and evolving environments. The Director Financial Controls & Compliance (FC&C) US - will plan,

A leading biopharmaceutical company in East Hanover is seeking a Director of Financial Controls & Compliance to lead compliance efforts, manage a team, and oversee the US SOX 404 compliance lifecycle.The ideal candidate will have extensive experience in financial controls and compliance, strong lead

A specialized self-clearing broker-dealer is seeking a Finance Operations Lead to manage end-to-end brokerage operations.In this role, you will collaborate with senior leadership to drive improvements, oversee financial statement preparation, and ensure compliance with GAAP and SEC regulations.Candi

A global financial services firm seeks a Vice President, Markets Lawyer in New York to provide expert legal guidance across fixed income financing activities.This role involves advising on complex transactions, negotiating trading agreements, and ensuring compliance with regulatory frameworks.The id

A successful FX/MM Operations Consultant should have: Strong knowledge of FX/MM operations within the financial services industry. FX And Money Market Operations Consultant. Execute and monitor FX/MM operations to ensure accuracy and compliance with industry standards.

The CFO will oversee budgeting, compliance, and revenue management while managing the finance team to support patient-centered healthcare delivery. The ideal candidate will have extensive experience in financial leadership, specifically within FQHC or nonprofit healthcare settings.

Current is a leading consumer fintech platform transforming financial access for everyday Americans with over five million members. You will be an individual contributor focused on supporting key components of Current's Compliance Management System (CMS), including testing, licensing, audits and exa

A leading consulting firm is seeking a CFO to shape the financial strategy in the beauty and personal care industry.This role involves developing financial strategies, overseeing reporting and compliance, managing risks, and optimizing operational efficiency.The ideal candidate will have a Bachelor�

A prominent recruitment agency is seeking a temporary Tax Director in New York.The role involves overseeing tax compliance, managing tax reporting, and developing strategies to optimize financial standing.Ideal candidates should have strong knowledge of tax laws, excellent analytical and communicati

A leading global financial services firm based in New York is seeking an experienced documentation professional with a legal qualification and over 5 years of experience in trading documentation.The role involves negotiating trading agreements, managing client relationships, and ensuring compliance

Ideal candidates will likely have a background in financial services, commercial lending, legal sectors, corporate legal departments, compliance-focused organizations, or other professional service settings that emphasize structured vendor management. Foster effective vendor communications and suppo

A leading financial services company is seeking a Senior Director of Software Engineering to influence and drive financial technology solutions.This role entails managing diverse technical areas, ensuring regulatory compliance, and leading teams to enhance financial reporting processes.Ideal candida

A financial services company is seeking a Deputy Chief Legal Officer to oversee legal aspects of investment operations. This role offers a dynamic opportunity for legal professionals in investment management. Responsibilities include supporting transactions, managing compliance, and advising on lega

A global financial services company is seeking a strategic tax manager to oversee tax risks and compliance in the Americas.This role involves managing tax obligations, leading a tax team, and ensuring timely delivery of tax reporting.The ideal candidate is a qualified tax professional with in-house

Complies with federal, state, and local financial legal requirements by studying existing and new legislation, enforcing adherence to requirements, and advising management on needed actions. Maintains customer confidence and protects operations by keeping financial information confidential. Document

As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training;

Financial Crime Compliance experience. Financial Crime Compliance ("FCC") coordinates Goldman Sachs' enterprise-wide anti-money laundering (AML), economic sanctions and anti-bribery compliance efforts. The FCC First Line of Defense Risk team is responsible for driving enhanced accountability, govern

Apollo is seeking a Compliance Officer to join its Financial Crimes Compliance (FCC) team, whose mission is to prevent, detect, and address illicit financial activity across the firm. The Compliance Officer will work closely with members of Apollo's broader Compliance team, as well as with investmen

Reviewing alerted transactional activity in search of potentially suspicious activity, such as money laundering and terrorist financing. Financial Crime Compliance Analyst. As a Financial Crime Compliance Analyst, you will work with Capgemini's Financial Services industry clients, focusing on AML in