Financial compliance jobs in New York, NY - Page 18Create job alerts

Our client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team. EXPERIENCED COMPLIANCE ANALYST New York, NY. The team is generally responsible for establishing, implementing and maintaining adequate policies and procedures to ensure compliance of ...

Supervise a team of clinical microbiology technologists or technicians performing microbiology-based procedures. Provides technical support and assistance to include bench testing as needed to maintain the operations of the department. Execute protocols required for verification and validation pu...

Beacon Hill Legal is searching for a Compliance Associate for a financial trading firm's Downtown Manhattan office. This person should be experienced in working with regulatory agencies, '40 Act compliance, and derivative markets. Learn more about Beacon Hill Staffing Group and our specialty divi...

Research and compile data needed to prepare electronic filing of SEC form types, EDGAR filings, and other financial compliance documents. ...

Position Overview: We are seeking a highly skilled C++ Developer to be part of our development team building out its next generation cross asset ECN platform. The ideal candidate will be a senior systems engineer and technical expert in the development of very highly sophisticated and complex tra...

Curinos empowers financial institutions to make better, faster and more profitable decisions through industry-leading proprietary data, technologies and insights. With decades-long expertise in the financial services industry and a relentless focus on the future, Curinos technology and analytics ...

Company Description Luma Group is an investment firm based in New York, NY. We focus on investing in breakthrough scientific discoveries that leverage advanced computation and AI to improve human health and longevity. Our areas of focus in biotech include next-generation therapeutics, AI/ML enabl...

A financial firm is looking for a .Lead cross-functional sessions with various business units, architecture, product and engineering teams to understand their data needs, provide data expertise, create data requirements to establish trusted sources of truth, maintain compliance with evolving regu...

Administrative Assistant – Legal & Compliance Team. A global investment firm is looking for a highly detailed and solution oriented Administrative Assistant to support up to 6 Attorneys on their Legal & Compliance team. A minimum of 5 years of relevant administrative work experience, financial se...

Ensure compliance with all financial aid policies, procedures and regulations when reviewing financial aid applications. Primarily responsible for assisting students and parents in regard to financial aid. Review financial aid applications; perform needs analysis in order to determine need for bo...

The Director of Finance  is responsible for providing consistent leadership in the financial area of the hotel by focusing on the profitability of the business; maintaining accurate and timely financial reporting; ensuring acceptable levels on internal control; ensuring compliance with all federa...

Compliance accomplishes these through the firms enterprise-wide com Financial, Regulatory, Compliance, Controls, Audit, Vice President. ...

We're seeking a future team member for the role of VP Auditor to join our Financial Crimes team in Internal Audit. ...

The Senior Vice President of Finance at Service for the Underserved (S:US) plays a pivotal role in overseeing the financial management and reporting strategies across various divisions. The role involves strategic oversight of finance operations to ensure compliance with government contracts and ...

RSM's Regulatory Compliance group is currently seeking a strong regulatory compliance resource to join our fast-growing Risk Advisory Services practice at the Manager level. The Risk Advisory Services practice assists clients in managing operational, financial, compliance and technology risk, as ...

Knowledge/experience with financial products and services. ...

We are currently looking for a Customer Service Center (CSC) Manager who is enthusiastic, customer-focused and business-oriented to achieve the financial, growth, compliance, and customer satisfaction goals of the CSC creating a positive impact on the Company. Reporting directly to the (Region) G...

RSM's Regulatory Compliance group is currently seeking a strong regulatory compliance resource to join our fast-growing Risk Advisory Services practice at the Manager level. The Risk Advisory Services practice assists clients in managing operational, financial, compliance and technology risk, as ...

Financial Markets | Financial Markets Operations | Vice President- Financial Markets Front Office Regulatory Compliance & NFR Specialist | NYC. We are seeking a highly skilled and experienced Senior Vice President to join our team as a Front Office/First Line of Defense Regulatory Compliance Spec...

NTT DATA's Financial Services Consulting Practice partners with our clients on their transformation journeys from strategy and delivery to achieving business outcomes, helping them to respond to digital proliferation by focusing on customer-oriented services, just-in-time services, and modularize...

The Director of Finance and Administration will oversee all financial, compliance, risk management, and vendor management at The Knowledge House. ...

Purpose of Role: The purpose of this role is to perform daily finance functions to ensure accurate reporting, legal compliance, and financial efficiency Core Responsibilities Outline: 1. ...

Skanska is searching for a dynamic EHS Manager. This is a great opportunity to start a career with a company that builds things that matter and values its team. We are proud to share our culture of diversity and inclusion. Our work makes a clear contribution to society and the environment around ...

IRM Architect (Service Now) Location: · Boston, MA · New York, NY · Basking Ridge, NJ · Atlanta, GA · Chicago, IL · Dallas, TX · Houston, TX · Seattle, WA · Palo Alto, CA · San Francisco, CA About the Role As an experienced ServiceNow IRM Architect, you will lead, plan, and deliver ServiceNow GRC...