Legal compliance jobs in New York, New York - Page 7Crear alertas

Corporate Secretary New York; Assistant General Counsel public company; securities law NYSE compliance; SEC reporting counsel 10-K 10-Q 8-K; corporate governance attorney NYC; board governance legal counsel; insider trading compliance attorney; NYSE listing standards attorney. Partner with legal, fi

We are hiring a Head of Compliance to join Unit's growing team in New York City. Reporting to the Chief Legal Officer, the Head of Compliance will be responsible for managing Unit's compliance function and leading Unit's dynamic compliance team.

Identify venues and instruments that Treasury can invest in to optimize yield on its reserves; Act as a key liaison between external counterparties (banks, brokers, funds) and Galaxy Legal, Compliance and Operations on Treasury products; Support the implementation of funds transfer pricing and carry

The individual will have a hybrid role across Legal & Compliance, reporting into the Global General Counsel & Chief Compliance Officer. Assist the Chief Compliance Officer in developing the compliance program for the CLO business, along with related ad-hoc projects.

This is a highly-visible position; you will work closely with our business leaders and cross-functional partners in Product, Operations, and Technology as well as various Legal, Risk, Control and Compliance teams. Those in eligible roles may receive commission-based pay and/or discretionary incentiv

CIA, CPA, CISA, CRISC, CISSP) is preferred* Experience in and knowledge of finance (including SAP), investments, legal, compliance, regulatory functions, and human resources* Familiarity with applicable industry laws and regulations* 'Managerial courage' to effectively deliver difficult messages to

Lead integration efforts between tax planning, tax reporting, finance, legal, HR, and tax compliance teams to ensure that planning initiatives are properly executed, risks are mitigated, and positions and transactions are appropriately accounted for and reflected in tax returns and ASC 740. Tax tech

Current pharmacist licensure in the states within the district. At least 1 year experience as a pharmacist in a retail setting including prescription filling and verification, records and legal compliance, pharmacy operations, pharmacy software and technology systems and insurance. Join Our Team at

Conduct compliance testing to ensure adherence to regulatory and legal requirements. Develop and implement compliance testing strategies and procedures. A successful Compliance Testing Consultant should have:.

Monitor regulatory guidance and enforcement on AI laws to assess evolving impact on Mastercard’s AI Compliance Program. Senior Counsel, Privacy, AI & Data Responsibility. Mastercard is committed to balancing innovation with legal compliance and has embedded Privacy, AI and Data Responsibility into

We are currently seeking a highly organized, resourceful, and adaptable Administrative Assistant to provide dedicated support to the General Counsel, Chief Compliance Officer, and the broader Legal & Compliance team. Identify opportunities to streamline administrative and legal/compliance workflows.

OENS uses enforcement tools within its Division of Code Enforcement, Housing Litigation Division, Emergency Repair Program, the Division of Neighborhood Preservation and the Division of Special Enforcement to ensure compliance with legal and regulatory obligations. The Office of Enforcement and Neig

The Manager, Regulatory & Compliance Enablement is a key member of Shiftsmarts Compliance team, responsible for ensuring regulatory filings, partner escalations, and compliance operations run seamlessly across all 50 states. The Manager also leads the rollout and governance of Shiftsmarts Legal & Co

The Legal Counsel will work on a broad range of legal matters under the supervision an Assistant General Counsel and the General Counsel, with a primary focus on the structuring and execution of the firm's investments. The SFM legal and compliance team is a seasoned group of attorneys, compliance of

Effectively managing outside counsel in a cost-effective manner who may support certain legal needs, whether transactional, litigation or compliance in nature, and appropriately collaborate with other attorneys within the GLCD who may also be involved in supporting certain matters and managing outsi

This role will principally advise on and provide counsel on legal matters related to labor law, ensuring compliance with multiple Collective Bargaining Agreements and applicable law. This role requires an expert in labor law, with excellent communication skills, with the ability to work with myriad

The AVP of Compliance Training, within the LCD Governance Team, will analyze compliance training needs, develop training plans and curriculum and deliver courses in conjunction with HRD.This position will additionally develop, implement and execute the Annual Training Needs Assessment and Training P

BetaNXT is a leading provider of frictionless wealth management infrastructure, real-time data solutions, and an enhanced advisor experience.We invest in platforms, products, and partnerships to accelerate growth for the ecosystem we serve.Our connective approach empowers our clients to deliver a co

You will contribute to Warner Bros. Base pay is just one component of Warner Bros.

OENS uses enforcement tools within its Division of Code Enforcement, Housing Litigation Division, Emergency Repair Program, the Division of Neighborhood Preservation and the Division of Special Enforcement to ensure compliance with legal and regulatory obligations. The Office of Enforcement and Neig

OENS uses enforcement tools within its Division of Code Enforcement, Housing Litigation Division, Emergency Repair Program, the Division of Neighborhood Preservation and the Division of Special Enforcement to ensure compliance with legal and regulatory obligations. The Office of Enforcement and Neig

The Legal Director & Assistant General Counsel - FCC will serve as the lead attorney for and provide legal advice and guidance on a wide variety of matters involving the Compliance Solutions business. In addition, the Legal Director & Assistant General Counsel - FCC will serve as the primary legal s

OENS uses enforcement tools within its Division of Code Enforcement, Housing Litigation Division, Emergency Operations and Enhanced Enforcement, and the Division of Neighborhood Preservation to ensure compliance with legal and regulatory obligations. The Office of Enforcement and Neighborhood Servic

This Lead Financial Officer (LFO) role has responsibility for Global Legal & Affairs & Compliance (GLAC) and Internal Audit (IA). Lead Financial Officer: Global Legal Affairs & Compliance and Internal Audit. Managing critical stakeholder relationships, including the Corporate Secretary, Chief Audito

Experience in inpatient psychiatry required; prior forensic psychiatry or court testimony experience strongly preferred. Contribute to ongoing quality improvement and compliance initiatives related to inpatient psychiatry and legal proceedings. The Department of Psychiatry offers a stimulating work

The AVP, Associate General Counsel will assist with the legal, corporate, insurance regulatory and compliance affairs of the Allied World U. Conduct legal research and analysis; draft legal memoranda. Assist with general corporate legal and corporate governance and compliance matters of the U.

Bachelor's degree and/or relevant professional qualification preferred (Law Degree, Compliance/AML Diploma, CAMS Certification with a Legal/Compliance/Control/Auditing background). Global Sanctions is responsible for developing and maintaining an effective, risk-based enterprise-wide sanctions progr

As Associate General Counsel, Healthcare Compliance, you will provide strategic legal support and guidance on complex healthcare fraud & abuse laws, medical device compliance (FDA) requirements, and international health regulations. Associate General Counsel, Healthcare Compliance Responsibilities:.

Play a key role in providing strategic legal guidance to Blackstone Real Estate and its portfolio companies on a broad range of legal matters, including risk management and crisis response; regulatory and compliance matters; material operational issues; material disputes, litigation and investigatio

The AVP, Associate General Counsel will assist with the legal, corporate, insurance regulatory and compliance affairs of the Allied World U.

Develop a compliance framework and develop relevant policies for the private credit business. Provide compliance training to the investment, sales and wider stakeholders. Rutherford is partnered with an elite private markets firm that is looking for a Senior Vice President in their Legal & Complianc

Securitized Product Business Oversight Compliance - VP. Join us as a Securitized Product Business Oversight Compliance - VP, where you'll provide expert oversight and ensure adherence to legal, regulatory, and firm-wide compliance standards. To be successful as a Securitized Product Business Oversig

This role involves managing a team of professionals, providing strategic guidance to clients, ensuring compliance with tax laws and regulations, collaborating with the client's other financial advisors, and fostering strong client relationships. Work closely with legal professionals, financial advis

The team works closely with PGIM's Product, Operations, Compliance, and Legal teams to ensure readiness for account and fund launches. PGIM is the diversified asset management business of Prudential Financial, Inc. PGIM is among the world's largest asset managers.

Providing regular financial performance updates, including in-depth financial analysis, insight into variances to financial plans, and proposing credible solutions to senior management. Financial management experience, including financial planning, budgeting, reporting, analytics and analysis. This

OENS uses enforcement tools within its Division of Code Enforcement, Housing Litigation Division, Emergency Operations and Enhanced Enforcement, and the Division of Neighborhood Preservation to ensure compliance with legal and regulatory obligations. Your role will be a Clerical Support/Community As

Regulatory Affairs Office ("RAO") serves as the liaison between the Bank and regulatory agencies to manage compliance-related regulatory matters, coordinate regulatory examinations and ad hoc inquiries, organize regulatory information, and provide periodic updates. Regulatory Affairs Office Recordke

Advise on compliance with federal and state laws and regulations governing 501(c)(3) nonprofit organizations, compliance and risk management. Reporting directly to the CEO, and, as/needed, directly to the Board, the Chief Legal & Compliance Officer ("CLCO") will provide the board of directors, senio

The Associate General Counsel (AGC) will play a critical role in supporting the company's legal strategy across commercial, regulatory, product, and corporate matters. Working closely with the General Counsel and the broader Legal, Compliance, and business teams, the AGC will help the company scale

League is seeking a performance-driven, innovative Vice President of Member Growth Marketing to lead the development and execution of lifecycle marketing strategies that activate, retain, and re-engage our members across all touchpoints. Notification of HR, Legal, Compliance & Security of any incide

Assist Consumer and Regulatory Compliance Risk Assessment including ensuring all relevant documentation and work product is maintained appropriately, and report such findings to Head of the Consumer and Regulatory Compliance, and track required remediation. Monitoring activities identified by the Ba

Legal, Risk and Compliance interns will work within various segments, including but not limited to financial crime and anti-money laundering, risk management, credit services, regulatory compliance and consumer protection, analytics, and legal consulting. Interns will work within internal control an

Global Wealth Management - Strategic Accounts. This unique and dynamic business function requires partnership with all corners of the firm, including but not limited to the following teams: Product Strategy, Portfolio Management, Sales, Marketing, Legal & Compliance, Operations.

Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions.Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner,

Harvey is looking for a Head of Trust to own and scale our trust and compliance function as the company grows rapidly and our product continues to evolve for legal and professional services teams. This role reports to the Head of Security and owns Harvey's Trust function, including security governan

Lead a team of 3-5 risk professionals. Lead the assessment, management, and monitoring of counterparty credit risk across trading products (FX, derivatives, SFTs). Collaborate with front-office, credit risk management, legal and regulatory teams to ensure compliance with industry standards and regul

IFS - Office of General Counsel (OGC).At PwC, our people in legal services offer comprehensive legal solutions and advice to internal stakeholders and clients, maintaining compliance with regulations and minimising legal risks.These individuals provide strategic guidance and support across various i

The Transactional Paralegal will play a key role in supporting a busy in-house legal team with a focus on commercial real estate and corporate transactions. The role also includes support for corporate governance, securities filings, and compliance tracking. Manage all phases of real estate and corp