Operational risk jobs in New York, NY - Page 4Create job alerts

We are looking for a Senior Risk Analyst to join our team to be responsible for identifying, owning and managing risks supporting the Core Product Organization. The Senior Risk Analyst will be responsible for assessing operational processes, identifying weaknesses or gaps, monitoring principal ri...

The Compliance, Conduct Operational Risk (CCOR) CIB Market Technology Risk lead reports directly into the Technology Operational Risk Officer and is responsible for analysis and identification of operational risks to business processes. Job Responsibilities Identify technology operational risks s...

Third Party Risk Framework, ensure it consists of appropriate components to effectively manage third party risks. Work with other SMEs under the third party risk management framework to ensure the third party risk management activities are efficient. Conduct periodic risk assessment of third part...

Receipt of this document does not automatically entitle you to benefits offered by Bank of America. Bank of America retains the discretion to interpret the terms or language used in any of its communications according to the provisions contained in the plan documents. Bank of America aims to crea...

Manage implementation within teams to identify, assess, escalate, and manage risk exposures across Risk Categories (Operational Compliance, Strategic, Reputational, etc), including material, emerging and concentration risks in accordance with enterprise Policies and the establishment of Key Indic...

Institutional Credit Management (ICM) is a first line of defense risk function that has been established to transform the way we execute on our core capabilities within and across the wholesale credit businesses. Financial Services industry in credit / project management, operational or consultin...

This hire will be responsible for driving operational excellence, efficiency and superb client service by managing and optimizing our legal operations, ensuring compliance, and mitigating operational risks. The right candidate will have a strong background in legal operations, operational risk ma...

Via, you will assist in implementing and supporting Via's Regulatory Compliance team, including its: risk framework and methodology; insurance portfolio management; corporate governance and standards; third party risk management; and operational risk analysis. You will be responsible for partneri...

We're seeking an experienced Audit professional to join our Operational Risk audit team as a Director to execute various assurance activities in order to assess risk and formulate a view on the control environment for Morgan Stanleys U. This is a Director level position within Business Audit, whi...

The Internal Audit team plans and executes audit projects according to our risk-based audit plan by evaluating financial, compliance, operational, and IT processes and controls. Audit Techniques: Identify and develop audit techniques, including continuous auditing, data analysis, and monitoring u...

We are seeking a Production Support Manager with a strong background in Market Risk technology to own the end-to-end operations of all production processes. This role requires strong technical and operational skills to increase the efficiency and effectiveness of our production processes, ensure ...

The Private Equity (PE) Business Management Associate would have responsibility for assisting all operational and reporting needs related to the Private Equity Portfolio which includes coordinating deliverables and liaising with Enterprise Risk Management, Operational Risk Management, Audit, SOX,...

The Global Risk & Compliance Organization (GRC) independently oversee the companys risk-taking and risk management activities, including the comprehensive identification, management, and mitigation of risks within the Companys risk appetite. Assist in implementing operational risk management plan...

Finance drives performance while upholding the company's commitment to regulatory compliance and financial integrity through strategic collaboration with internal business partners and external constituents including the investment community and regulators. By leveraging its unique view that span...

The Global Control Room (GCR) has a business-critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing the flow of Material Non-Public Information between different areas within Global Banking, Global Markets & International business lines. ...

Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (col...

The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (“FLU/CF”) performance and any related third party/vendor relationships in alignment with the Global...

Operational Risk Monitoring analysis, reporting, and risk mitigation measure suggestion. Assist RICO in Operational Risk Management on planning, procedure establishment & update, reporting. Daily and/or periodically monitor Operational Risk on, but not limited to, Accounting business, Clearing bu...

This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties.Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enter...

Essential strong analytical skills and a thorough understanding of operational or enterprise risk management concepts, frameworks, methods, and good governance practices. Ensured testing was conducted according to Risk Testing Methodology. Assessed the design and operational effectiveness of cont...

Assist in implementing operational risk management plans within Credit Fraud and Risk, including supervising issues with Key Risk Indicator (KRI) limits and supporting the integration of regulatory changes into governance frameworks. Help maintain risk dashboards, monitor key risk indicators (KRI...

Experience with the major cybersecurity, technology, and operational risk frameworks and standards such as NIST CSF, CRI Profile, CSA Cloud Controls, ISO 27000 series, COBIT, and/or Basel Operational Risk Principles. In this role, you’ll have the opportunity to drive positive impacts through the ...

This role sits within Operational Risk which develops and implements risk assessment and oversight frameworks designed to identify, monitor, and manage non-financial risks such as those associated with systems, people, processes, and external events. Contribute to the advancement of operational r...

Offer continuous assistance and direction to the settlement operations team regarding risk management practices. Prepare concise and clear reports on risk assessments, findings, and recommendations. Possess at least 3 years of relevant experience in risk management, preferably within the financia...