Financial compliance jobs in Preston - Page 2Create job alerts

The successful candidate will take a leading role in shaping and delivering financial crime compliance strategy, acting as a trusted advisor to partners and business teams. A top-tier US law firm is seeking an experienced compliance professional to join its London team. Act as the primary point of c

Leading the financial crime compliance function, offering guidance to partners, lawyers and business services teams on issues such as AML, sanctions, and bribery. Managing and developing the compliance team, including performance reviews and resource planning. Advising on broader compliance topics s

This is an excellent opportunity for a high-achieving compliance professional with experience in managing Employee Compliance Processes within Financial Services. Miryco Consultants is partnering with a leading Financial Services firm to hire a Central Compliance Analyst. Prepare MI and reports on e

Compliance & Financial Crime Manager - Hertfordshire, HP2 4YLCompliance & Financial Crime ManagerHemel Hempstead, Hybrid (3 days/ week in office)Annual salary + bonus and benefitsJoin us as our Compliance & Financial Crime Manager and take the lead in safeguarding our business by ensuring full adher

The ideal candidate possesses proven experience in compliance roles within banking, has a strong understanding of financial crime regulations, and demonstrates excellent analytical and writing skills. A leading banking institution in Greater London is seeking a professional for a compliance role foc

A leading recruitment firm is seeking a Head of Financial Reporting in London to oversee financial reporting processes, ensuring compliance and implementing improvements.

The ideal candidate will have a strong background in tax compliance, attention to detail, and experience working independently.

A financial services compliance firm in London is seeking an experienced compliance professional to enhance the financial crime compliance framework. The role involves supporting senior management, monitoring financial crime risks, and preparing compliance reports.

A global financial services firm is looking for an Internal Auditor to oversee compliance and corporate governance. Candidates should have at least 3 years of experience in a compliance role, preferably in financial services, and have strong communication and analytical skills.

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Regulatory Transformation team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. Experience working within financial services, specifically regarding non-financial an

A leading financial institution in the UK seeks a Financial Crime Lead to manage Economic Crime risks within its Chief Customer Office.

Up to 3 year previous experience working in crime advisory / financial crime generalist role/Transaction Monitoring (Please NOTE – NOT looking for KYC candid ates for this role). With an international presence and a strong compliance culture, they are an excellent employer. Supporting with gatheri

Background in financial services, ideally working with hedge funds in a US tax capacity.

With an international presence and a strong compliance culture, they are an excellent employer. Supporting with gathering information on new or emerging financial crime risks and determining whether enhancements to transaction monitoring scenarios are required. Keeping up to date with changes to ant

An exciting opportunity has arisen for an experienced Tax Compliance & Reporting senior Manager to join a complex, fast-paced international group within a high-performing EMEA & APAC tax team. This position is ideal for a qualified tax professional who enjoys operating at the centre of compliance, r

A leading financial institution in Greater London is seeking a Senior Analyst to join the Global Financial Control team.

A leading Investor Services group in the UK seeks a Compliance Consultant to manage client relationships and provide compliance support. Responsibilities include offering tailored financial crime advice, conducting compliance monitoring, and guiding clients through regulatory changes. The role requi

A financial consultancy firm in the UK is seeking Compliance Consultants to deliver risk-based consultancy services for financial advice and mortgage firms. Key responsibilities include providing tailored compliance guidance, maintaining positive relationships with member firms, and producing compli

A leading financial technology company is seeking a Delivery Manager to oversee the implementation of regulatory reporting solutions for clients across multiple jurisdictions.

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects.

A growing infrastructure business in Greater London seeks a Financial Manager responsible for managing financial reporting, ensuring compliance with tax laws, and leading a dynamic Financial Control team.

A reputable financial advisory firm is seeking a Paraplanner or Report Writer for a fully remote role within their compliance team. Candidates must have at least 12 months' experience in file-checking or a strong paraplanning/report-writing background, as well as a Level 4 Diploma in Financial Plann

Reporting into the Group Head of Compliance (SMF16), you’ll have plenty of autonomy to really shape Compliance Advice and Oversight for the Financial Advice arm that’ll be combining cutting‑edge digital technology with personal financial advice to modernise wealth management. You’ll lead and

Proven experience in a financial crime monitoring, assurance, audit, or compliance testing role — ideally within a banking or financial services environment. Familiarity with key UK financial crime regulatory requirements and guidance (e. Lead and deliver targeted and thematic reviews across the f

A start-up WealthTech firm in London is seeking a Senior Compliance Manager to lead its Compliance operations. Ideal candidates are experienced Compliance professionals familiar with regulatory requirements like COBS, PROD, and Consumer Duty.

Compliance Manager: Financial Crime & UW Advisory. Given Convex's rapid growth, global distribution model, and potential regulatory changes, this role offers a unique opportunity to be involved in all aspects of compliance at a global level. As a Compliance Manager, you will take ownership of your r

A consulting firm is seeking a Senior Financial Reporting Manager for an International Tech firm in Manchester.

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

AFME is the European member of the Global Financial Markets Association (GFMA), a global alliance with the Securities Industry and Financial Markets Association (SIFMA) in the US, and the Asia Securities Industry and Financial Markets Association (ASIFMA) in Asia. The Association for Financial Marke

Experience with conducting financial crime and sanctions horizons scanning and communicating financial crime and sanctions regulatory requirements. Financial Crime and Sanctions Framework support. Promoting a strong compliance culture throughout Antares Global.

A leading fintech company in London is offering a 12-week internship in Financial Crime Compliance. The internship provides specialized training, mentorship from industry experts, and a chance to build a networking foundation in the financial services field. This role involves learning AML and KYC f

The regulator requires regulated firms to have a compliance function with an appropriate number of technically knowledgeable staff who are suitably independent to perform their duties objectively in the best interest of the Group, its stakeholders and the financial markets even in the face of challe

A leading consulting firm is seeking a Non-Financial Risk & Compliance Manager / Senior Manager to lead teams working with financial services clients in London, Edinburgh, and Glasgow.

This role offers hands-on experience in financial crime compliance and is perfect for early-career professionals looking to build a foundation in the industry. A financial services firm in Greater London is seeking a Junior KYC / Onboarding Analyst. The ideal candidate will have 0-2 years' experienc

A leading leisure company based in Hemel Hempstead is seeking a Compliance & Financial Crime Manager to lead regulatory adherence and compliance frameworks. The role requires significant experience in compliance within FCA-regulated environments and the ability to influence senior stakeholders.

Provide risk and compliance assurance: maintain the Regulatory Horizon tracking spreadsheet, review websites and publications of regulatory bodies, prepare high‑quality summary papers on key regulatory developments, coordinate and review responses to regulatory consultation papers, represent the c

A leading insurance firm in London seeks a Financial Crime Assistant to manage financial crime risks and provide operational support to the Compliance team. Ideal candidates will have experience in compliance-related roles within insurance or financial services. Join a committed team dedicated to en

We are looking for an experienced financial crime compliance counsel based in London to join our Global Legal Compliance team as a key member to advise on AML, Fraud, and Sanctions related issues for the United Kingdom and European Union. This role will also work to strengthen ByteDance's compliance

Proven track record of supporting solution selling related to Financial Crime and Compliance/Fraud & Identity technology platforms. Solutions Consultant - Fraud and Financial Crime Compliance. This role is within the Solutions Consulting team supporting LNRS’ end to end Financial Crime and Complia

A global consulting firm in the UK is seeking a Business Analyst specializing in Financial Crime to support KYC AML Sanctions onboarding.

Level 4 Diploma in Financial Planning (must be diploma qualified). They're growing, they're respected, and they're offering a rare chance to join their compliance team in a fully remote capacity. Supporting the wider compliance team with ongoing monitoring.

Proven ability to design and deliver strategic, risk-based compliance monitoring programmes and implement financial crime prevention policies in an FCA-regulated environment. Join us as our Compliance & Financial Crime Manager and take the lead in safeguarding our business by ensuring full adherence

A leading European financial association seeks an Associate Director for the Compliance Control and Accounting division. The candidate will manage projects related to Financial Crime, AML, and compliance matters. Qualified individuals should have expertise in regulatory conduct, strong analytical sk

A leading investment platform in the UK is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory risks. This role requires a strong background in financial services compliance, ideally with previous experience at a retail investment broker. Successful candidates

We’ve been on the frontline of the world’s response to HIV and AIDS for over 25 years, working with marginalised people who are denied HIV prevention and treatment simply because of who they are and where they live.Set up in 1993 to work with community groups in the countries most affected by th

You will be responsible for monitoring market trends, developing governance frameworks, and ensuring compliance with regulatory standards.

Technical and practical experience related to non-financial risk management and controls (such as review and design of controls, Sarbanes‑Oxley preferred). Ability to work under pressure, deal with ambiguity and be agile across a range of projects in financial services. Experience working within f