Financial compliance jobs in Rugby - Page 5Create job alerts

What will I be doing?Overseeing the end-to-end Financial Promotions approval pipeline, ensuring all materials align with FCA, ASA and internal Group Marketing standardsProviding clear, pragmatic guidance on consumer financial promotions, social media campaigns and wider marketing collateralPartnerin

Leading the financial crime compliance function, offering guidance to partners, lawyers and business services teams on issues such as AML, sanctions, and bribery. This is an outstanding opportunity to join a highly regarded international practice with a strong compliance culture. If you are a skille

You will play a key part in strengthening and enhancing the organisation's internal controls framework, safeguarding assets, and ensuring both financial and non-financial reporting supports sustainable business performance. Financial Controls & Compliance Accountant. The ideal candidate will be

This is a consulting-led role, suited to candidates from an advisory or consulting background, with strong experience delivering non-financial risk engagements for Financial Services organisations. Manager and Senior Manager – Risk and Compliance (Non-Financial Risk). They are looking to appoint M

A financial technology company is seeking a Delivery Manager in Greater London to oversee delivery of regulatory reporting solutions.

This role requires a strong advisory background in non-financial risk and governance, coupled with consulting experience with Financial Services clients. A leading global consultancy in London is seeking Managers and Senior Managers for their Risk and Compliance practice.

Senior Program ManagerLondon(Hybrid)Delivery and OperationsShield is looking for a highly capable and delivery-driven Senior Program Manager to lead complex, multi-stream enterprise implementations for global financial institutions. Experience working with large enterprise organizations, ideally

A compliance consultancy firm is seeking a Senior Consultant in London to support clients in the insurance and financial services sectors.

A UK-regulated bank is seeking a Compliance Generalist to enhance its compliance and AML/CTF frameworks. The role demands strong regulatory knowledge to support compliance activities and stakeholder engagement.

A leading law firm in the UK is seeking a qualified lawyer with over 5 years PQE and international experience to provide legal advisory on financial crime compliance. Responsibilities include advising on compliance matters, monitoring regulations, and delivering training.

A leading fintech company in the UK is seeking a Financial Crime Compliance Manager (Crypto) to oversee compliance for crypto activities. This role requires over 4 years of experience in financial crime compliance and knowledge of crypto products.

Step into the dynamic realm of fintech and play a crucial role in safeguarding the integrity of financial systems! We're offering a unique opportunity to join a leading fintech company in London and gain hands-on experience in Financial Crime Compliance. Develop sought-after skills in Financial Crim

About the role: Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with banking and capital markets clients on risk and regulatory programmes. Non-Financial Risk & Compliance Manager / Senior Manager. Our client is looking for a Non-Financial Risk & C

Breadth across and depth in specific areas of non‑financial risk, compliance and control – prior experience and expertise could include MIFID II, FX Consent Orders, Brexit, DMR, Libor transition, Algo’s / E‑Trading, Trading Controls & Supervision, T+1 Accelerated Settlement, Unauthorised Tra

Read and understand the Risk Management & Compliance framework (and the policies referenced therein) and the UK Staff Handbook;. Experience of working at similar levels and with automated Financial Crime monitoring solutions and investigating system generated alerts. Proven ability to review and mak

A financial institution in the United Kingdom is seeking a candidate to join their Financial Control & Governance team. This full-time position ensures accurate recording of financial assets and liabilities and supports the preparation of statutory accounts. The ideal applicant will have a strong te

A leading financial services company in Greater London is seeking a qualified lawyer to join their Legal Department. The position involves supporting various entities within the organization, engaging in regulatory analysis, and contributing to the negotiation of contracts and compliance projects.

A leading global consultancy is seeking a Managing Consultant to support financial crime risk management across various sectors including banking and insurance. The ideal candidate should have approximately 3 years of experience in financial crime risk management, strong analytical skills, and excel

This role includes preparing financial statements, coordinating with tax teams, and ensuring compliance with financial regulations. A leading global investment management firm in Greater London seeks a Legal Entity Controller to manage financial reporting and ensure accuracy within various legal ent

Responsibilities include financial reporting, ensuring compliance, and supporting daily operations. They will work closely with various stakeholders globally while maintaining high integrity and compliance standards.

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. We work across Front Office, Risk, Compliance, Finance and Sustainability functions. Design and impl

A leading professional services firm is seeking a Director for their Wholesale Banking - Non-Financial Risk & Compliance sector.

Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. Background in financial services, ideally working with private equity funds in a US tax capacity.

This role is pivotal in driving financial excellence and compliance within the organization. Key responsibilities include overseeing financial statements, ensuring adherence to regulatory requirements, and partnering with operations management to offer financial insights. A global logistics company

Engage with other colleagues across Financial Crime Compliance, Audit etc to ensure awareness of how financial crime effectiveness is being assessed through these other channels and ensure the work of the Assurance team is informed by (and does not duplicate) this. Significant experience in a compli

A recruitment agency is seeking a Financial Controller for a growing business in the leisure sector, offering a salary of £70,000 to £80,000, based in London with hybrid working. The ideal candidate will be ACA/ACCA qualified and will lead the finance function, focusing on cashflow management, com

A leading bank in Greater London seeks a Financial Crime Compliance Specialist. Candidates should have a university degree and 1-2 years of experience in a financial crime-related role, showcasing attention to detail and adaptability in a multicultural environment.

If you’re passionate about making a real impact through compliance and financial crime prevention, this is the role for you. Join us as our Compliance & Financial Crime Manager and take the lead in safeguarding our business by ensuring full adherence to FCA regulations, including the Consumer Cred

We have an exciting opportunity for a Head of Financial Control & Compliance to join us on a fixed term basis!. The Head of FCC leads the financial statutory reporting, internal controls, and compliance function, overseeing critical third-party relationships including auditors, tax advisors, lenders

A medium-sized organisation in Oxfordshire is seeking a detail-oriented Financial Accountant to manage financial reporting and accounting operations. The successful candidate will play a crucial role in ensuring compliance with financial regulations, preparing statements, and supporting budget activ

This position involves collaborating with various teams to refine the Compliance Analyzer product, conducting regulatory analysis, and ensuring compliance with legal standards in financial advertising. A leading marketing AI platform is seeking a Legal Specialist for Financial Advertising Compliance

Role: Audit & Financial Compliance Manager. Audit & Financial Compliance Manager. The Role of the Audit & Financial Compliance Manager:.

A reputable financial service firm based in Holmes Chapel is seeking a Financial Services Compliance Officer. The ideal candidate will have experience in banking, insurance, or financial planning compliance, and possess a strong understanding of FCA frameworks. In this role, you'll ensure compliance

The role involves managing internal and external reporting cycles, ensuring compliance with financial regulations, and leading a small team. A leading heavy equipment dealer in the UK is seeking an experienced Financial Reporting Manager to oversee high-impact reporting and drive continuous improvem

This role involves managing data quality, collaborating with internal stakeholders, and ensuring compliance with financial crime regulations. A leading financial group in the UK seeks a Data Governance Leader to implement and drive strategic data governance initiatives. Ideal candidates will have su

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

A leading financial institution in Greater London is seeking an experienced candidate to manage data governance and compliance risks.

Ideal candidates should have at least 2 years of experience in compliance within financial services, strong communication skills, and a thorough understanding of financial crime regulations. A regulated payments firm in the UK seeks a Senior Compliance Analyst to ensure compliance with regulatory re

A leading automotive technology firm in Coventry is looking for an Assistant Financial Controller to support the plant’s financial operations. The candidate will oversee reporting, budgeting, and key financial processes, ensuring compliance and accuracy. The role also entails team management and c

A consultancy firm specializing in Financial Crime is seeking a Senior Consultant/Manager to join their team in London. The role involves providing advisory support on AML and financial crime regulations, managing projects, and developing client relationships.

A global marketing advisory is seeking a Sub Practice Lead in London responsible for managing financial compliance audits and leading a team. The ideal candidate will possess at least 8 years of financial/commercial experience, along with a Chartered Accountant qualification.

A leading financial institution in the United Kingdom is seeking an experienced Tax Compliance & Reporting Senior Manager to oversee tax obligations for the UK, EMEA, and APAC. The ideal candidate will have strong qualifications (ACA, ACCA, CTA or ATT) and extensive experience in tax compliance and

A leading software company in Greater London seeks a dynamic Account Executive for its Financial Markets Compliance sales team. Candidates must have over 6 years of sales experience in the financial sector, strong relationship management skills, and familiarity with regulatory requirements in EMEA.

This role is within the Solutions Consulting team supporting LNRS’ end to end Financial Crime and Compliance Lifecycle Management Platform - RiskNarrative. Demonstrable experience of working within Financial Crime and Compliance/Fraud & Identity industries. Proven track record of supporting soluti

Experience in a UK compliance or regulatory environment, with an emphasis on financial advertising and regulatory compliance in the UK. Persado is at the forefront of helping marketing teams in highly regulated industries—such as banking, insurance, and financial services—manage content with spe

A leading investment platform in the UK is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory risks. This role requires a strong background in financial services compliance, ideally with previous experience at a retail investment broker. Successful candidates

Providing expert compliance advice on products, marketing, and operational changes, reviewing financial promotions, and acting as a trusted advisor balancing regulatory and commercial objectives. Overseeing financial crime prevention policies and activities, managing complex cases, supporting sancti