Sokol Associates Inc.
Vice President Legal
9 hours ago
New York
Total Comp Range $350,000-500,000 On-sight NY, NY --- 5 days per week Vice President / Senior Vice President, Legal Affairs About the Role: Reporting to the Chief Operating Officer and Chief Compliance Officer, the VP/SVP of Legal Affairs will play a critical role within the organization by delivering strategic legal advice and hands-on support across corporate, transactional, regulatory, and compliance matters. This individual will work closely with senior leadership and business teams to ensure the company’s operations and investments are executed efficiently and in full compliance with applicable laws and regulations. Key Responsibilities: • Oversee and/or assist with all legal aspects of fundraising initiatives, including fund formation, investment vehicle structuring, capital raising, and related due diligence activities., • Serve as lead counsel on investment structures and partnership agreements, coordinating closely with internal stakeholders and external partners., • Provide legal and strategic guidance in support of the company’s M&A initiatives, including due diligence, negotiation, and transaction execution., • Draft, review, and negotiate a broad range of commercial and transactional agreements., • Act as a trusted advisor to business leaders on legal issues impacting daily operations and strategic initiatives., • Manage and direct outside counsel in connection with fund transactions and related matters., • Support ongoing regulatory compliance efforts and the implementation of key corporate policies and procedures, including compliance, AML/KYC, and conflict-of-interest frameworks., • 6–12+ years of experience in private practice and/or in-house legal roles, with strong exposure to fund formation, private equity, private credit, and/or debt investment., • Deep understanding of investment structures, fundraising, and regulatory frameworks., • Base salary: $200,000–$225,000, • Bonus: $150,000–$300,000 (determined at offer stage), • In-office presence required, five days per week. Any questions, please reach out to Greg Sokol - 914-400-6281 or