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Ideal candidates are experienced in compliance monitoring and have a strong understanding of PRA and FCA regulations. A leading Financial Services institution in the United Kingdom is seeking a Compliance Officer for a full-time, 6-month contract. The successful candidate will monitor regulatory dev

A leading insurance brokerage in the United Kingdom is seeking a Head of Compliance Monitoring to develop and implement a robust monitoring framework. The position offers the opportunity to ensure regulatory compliance through structured monitoring activities, making a significant impact within the

You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. You’ll design and execute reviews as required under the Compliance Monitoring Plan in line with departmental procedures. You’ll ideally have experience of per

The role involves monitoring and auditing F1 Teams and Power Unit Manufacturers.

A leading financial services company in London is seeking a Compliance Monitoring Specialist for their dynamic Risk & Compliance team. This mid-management role involves supervising compliance professionals, conducting high-level risk assessments, and ensuring adherence to regulatory requirements.

Proven experience in compliance monitoring or a similar role. Deliver distinct elements of the Compliance Monitoring Framework and Plan. The role focuses on delivering compliance monitoring activities across multiple business units, ensuring adherence to regulatory standards and internal governance

The candidate should have strong compliance monitoring skills, excellent IT literacy, and the ability to analyze complex data. A recruitment consultancy is looking for an experienced Compliance Consultant to join their growing team in Liverpool. This role involves ensuring compliance with regulatory

A global insurance group is seeking a Senior Compliance Monitoring Officer to lead compliance monitoring across various units, ensuring adherence to regulatory standards. The ideal candidate will have proven experience in compliance monitoring, strong analytical skills, and excellent communication a

Responsibilities include managing compliance monitoring activities and ensuring effective oversight of AR activities. A leading Investor Services firm in the UK is looking for a Compliance Manager to oversee a portfolio of Appointed Representatives. The ideal candidate will have over 5 years of comp

Our client is seeking a Compliance Monitoring Specialist to join their dynamic Risk & Compliance team. The ideal candidate for this Compliance Monitoring Specialist role brings a deep understanding of risk factors along with a hands-on, collaborative approach. This role offers an exciting opportunit

A growing wealth management firm in the United Kingdom is looking for a Compliance Monitoring professional to undertake 2nd LoD reviews and ensure effective compliance controls.

You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management, although strong candidates looking to move into Compliance Monitoring from other areas of Regulatory Compliance will also be considered. You’ll undertake 2nd LoD Compliance Mo

Undertaking second line of defence compliance monitoring for review of the effectiveness of the compliance controls in place in the business. Designing & executing reviews as required under the Compliance Monitoring Programme in line with departmental procedures. Providing monthly report information

You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. Compliance Monitoring Officer (Wealth Management). You’ll design and execute reviews as required under the Compliance Monitoring Plan in line with departmental

You will be responsible for monitoring effectiveness of compliance, engaging with senior management to address concerns, and designing compliance reviews. A well-known Wealth Management firm in Greater London is seeking a dedicated Compliance Monitoring Officer to enhance compliance controls. Candid

Evolving the framework of compliance monitoring and carrying out compliance monitoring. Senior Compliance Associate, Compliance and Trade Monitoring. Perform pre‑trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines.

A financial services provider in Greater London is seeking a compliance professional with at least three years of experience in compliance monitoring, regulatory reporting, and knowledge of FCA regulations. Ideal candidates will have experience in an international banking environment and a strong un

Report directly to the Compliance Manager as part of the Compliance Monitoring team. Oaklands Global are recruiting a Compliance Monitoring Engineer for a leading aviation client based in Southeast England. Conduct internal audits and inspections to monitor compliance with EASA Part 145 and company

A compliance consulting firm based in Greater London is seeking an experienced compliance professional to undertake compliance monitoring tasks, support regulatory reporting, and maintain relationships within the firm. This role offers the opportunity to work closely with the Head of Compliance and

A leading energy solutions firm is seeking a Partner Monitoring Lead to oversee regulatory compliance and partner monitoring within the finance division. The ideal candidate will have extensive AR/IAR oversight experience, a solid understanding of compliance rules, and the ability to operate indepen

Client Onboarding and Client monitoring:. CDD Framework, Risk Management and Portfolio Monitoring:. Adhere to the Group’s compliance related policies and procedures such as anti-bribery and corruption, anti-money laundering and combating the financing of terrorism and proliferation (AML-CFT), cond

The DS&I Head of the UK CoE & Monitoring Hub is a senior leadership role within Compliance Digital Strategy & Innovation. Collaborate with data science, technology, and compliance teams to deliver high‑quality monitoring capabilities. The role leads the UK Centre of Excellence, acts as the strateg

The successful candidate will execute a program of monitoring activities across systems, controls, and business conduct to ensure regulatory compliance. Head of Compliance Monitoring • Herefordshire. MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Moni

A leading Investor Services group in the United Kingdom is seeking an experienced compliance professional to oversee Appointed Representatives. You will manage relationships, ensure regulatory compliance, and conduct quality assurance reviews. Ideal candidates will have over 5 years of compliance ex

Reporting to the Head of UK Compliance (SMF16 and 17), the Head of Compliance Operations & Monitoring will play a key role in ensuring compliance with all relevant regulations and implementing effective compliance monitoring frameworks. This role is responsible for leading the Compliance Operations

The candidate will be responsible for day‑to‑day monitoring of alerts, processing and reporting serious transaction anomalies, and leading a high‑performance monitoring team. Collaborate with compliance, fraud prevention and legal teams to develop automated solutions that streamline compliance

You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management, although strong candidates looking to move into Compliance Monitoring from other areas of Regulatory Compliance will also be considered. You’ll undertake 2nd LoD Compliance Mo

A leading residential energy services company in the UK is seeking a Partner Monitoring Lead to oversee compliance within its financial services division. The successful candidate will implement compliance frameworks and ensure adherence to regulatory expectations while engaging with partners.

This full-time position involves monitoring trades for compliance with local regulations, supporting the Risk and Compliance Team, and performing various compliance tasks. A leading financial services firm in the UK is seeking a Senior Compliance Associate to join their Compliance Team. The ideal ca

A leading compliance firm in London is seeking a Head of Compliance Monitoring & Operations to lead compliance functions and ensure adherence to regulatory standards. The successful candidate will oversee compliance monitoring, provide strategic insights to manage compliance risks, and maintain oper