Compliance monitoring jobs in HarrogateCreate job alerts

Evolving the framework of compliance monitoring and carrying out compliance monitoring. Senior Compliance Associate, Compliance and Trade Monitoring. Perform pre‑trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines.

A global financial platform company seeks a Senior Manager for Compliance Monitoring and Oversight located in London. Ideal candidates should have a Bachelor's degree in a relevant field and 6-8 years of experience in compliance roles within financial institutions or fintech. This position offers an

Develop and implement the annual Compliance Monitoring Plan for the operating unit. The role focuses on delivering compliance monitoring activities across multiple business units, ensuring adherence to regulatory standards and internal governance frameworks. Deliver distinct elements of the Complian

As the Senior Manager, Compliance Monitoring and Oversight, you’ll play a critical role in ensuring the effectiveness of Airwallex’s compliance program. Manage the execution of compliance monitoring activities, including thematic reviews, continuous monitoring, and targeted assessments across va

A leading low-cost airline is seeking a Part 145 Compliance Monitoring Engineer to ensure maintenance operations meet regulatory requirements at their Gatwick base. Ideal candidates will have a strong knowledge of Part 145 regulations, formal aviation engineering training, and experience in an aviat

This full-time position involves monitoring trades for compliance with local regulations, supporting the Risk and Compliance Team, and performing various compliance tasks. A leading financial services firm in the UK is seeking a Senior Compliance Associate to join their Compliance Team. The ideal ca

A leading insurance firm in Greater London is seeking a Compliance Officer - Assurance to support the development of their compliance oversight. This role involves conducting thematic reviews, analyzing compliance risks, and drafting reports for governing bodies. Candidates should have relevant expe

The candidate should have strong compliance monitoring skills, excellent IT literacy, and the ability to analyze complex data. A recruitment consultancy is looking for an experienced Compliance Consultant to join their growing team in Liverpool. This role involves ensuring compliance with regulatory

A global insurance group is seeking a Senior Compliance Monitoring Officer to lead compliance monitoring across various units, ensuring adherence to regulatory standards. You will develop and implement a Compliance Monitoring Plan, conduct thematic assessments, and present detailed reports with find

Report directly to the Compliance Manager as part of the Compliance Monitoring team. Oaklands Global are recruiting a Compliance Monitoring Engineer for a leading aviation client based in Southeast England. Promote and maintain stakeholder confidence by ensuring compliance and operational integrity.

A leading FinTech company is seeking a Compliance Monitoring Lead to oversee its Compliance Monitoring Programme. The ideal candidate has significant experience in compliance monitoring within financial services and is skilled in stakeholder engagement and reporting. You will manage regulatory oblig

Reporting to the Head of UK Compliance (SMF16 and 17), the Head of Compliance Operations & Monitoring will play a key role in ensuring compliance with all relevant regulations and implementing effective compliance monitoring frameworks. This role is responsible for leading the Compliance Operations

Responsibilities include conducting compliance monitoring, managing client relationships, and developing compliance policies. A compliance consulting firm seeks a Senior Monitoring Specialist to ensure clients comply with regulations.

A leading recruitment agency is seeking a compliance generalist to join a large compliance team in Greater London. The candidate will assist with monitoring programmes, regulatory scans, and advising the business on compliance issues. This position requires someone looking for career advancement and

We’re looking for a Compliance Monitoring Lead to design, deliver, and continuously improve VFX’s Compliance Monitoring Programme (CMP). Compliance, Compliance Monitoring, Risk Assurance, or Internal Audit within financial services. You’ll take ownership of monitoring planning, execution, repo

A global insurance group in Greater London is seeking a Senior Compliance Monitoring Officer to oversee compliance monitoring activities across business units. This role includes developing compliance plans, conducting monitoring reviews, and preparing detailed reports. The ideal candidate will have

Reporting to the Head of UK Compliance (SMF16 and 17), the Head of Compliance Operations & Monitoring will play a key role in ensuring compliance with all relevant regulations and implementing effective compliance monitoring frameworks. This role is responsible for leading the Compliance Operations

A leading financial technology company in London is seeking a Transaction Monitoring Lead. This role involves leading a team to enhance compliance efforts and manage investigations. The ideal candidate will have over 5 years of relevant compliance experience, strong analytical skills, and leadership

A leading compliance firm in London is seeking a Head of Compliance Monitoring & Operations to lead compliance functions and ensure adherence to regulatory standards. The successful candidate will oversee compliance monitoring, provide strategic insights to manage compliance risks, and maintain oper

A global insurance company is seeking a Compliance Officer – Assurance to support and contribute to its second line compliance oversight. The ideal candidate will have strong experience in compliance thematic reviews, a solid understanding of insurance regulations, and effective communication skil

A leading insurance firm in the UK is seeking a Head of Compliance Monitoring & Operations to oversee compliance strategies and regulatory operations. This role involves leading the compliance monitoring function, ensuring adherence to FCA and Lloyd's regulations, and managing compliance risks. The

Collaborate with compliance, fraud prevention and legal teams to develop automated solutions that streamline compliance operational processes. The candidate will be responsible for day‑to‑day monitoring of alerts, processing and reporting serious transaction anomalies, and leading a high‑perfo

Ideal candidates will have over 5 years of compliance experience in financial services and strong knowledge of FCA regulations. A leading Investor Services group in the United Kingdom is seeking an experienced compliance professional to oversee Appointed Representatives. You will manage relationship

Deliver distinct elements of the Compliance Monitoring Framework and Plan. Who We're Looking For* Proven experience in compliance monitoring or a similar role. What You'll Be Doing* Develop and implement the annual Compliance Monitoring Plan for the operating unit.

As a Part 145 Compliance Monitoring Engineer you’ll be right at the heart of safety and regulatory assurance. You’ll also play a key role in supporting our Safety Management System reviewing accident and incident data monitoring trends and helping to embed a strong proactive safety culture acros

A leading accountancy firm in the UK seeks a Mid-Senior level professional to manage compliance projects within a global Monitoring Trustee practice. This role involves oversight of multinational companies' compliance with competition laws, drafting reports, and working on high-profile cases.

You will contribute to the development of a risk-based annual Compliance Monitoring Plan for agreement by the Audit Committee, scope and implement monitoring reviews ensuring that any remedial actions are carried out by the business. Lutine Bell are working with a Global Insurance organisation who a

The role will embrace all aspects of compliance monitoring, and also thematic reviews and central compliance topics. It's essential that you have buy-side compliance experience.

Senior Compliance Monitoring Manager. We’re partnering with a leading global insurance broker to recruit a Senior Compliance Monitoring Manager for their London-based team. Develop and deliver a risk-based annual Compliance Monitoring Plan.

Safety, Quality & Compliance Monitoring Manager. Safety, Quality & Compliance Monitoring Manager. Quality & Compliance Monitoring Systems.

The role holder will work closely with the Head of Compliance Monitoring to scope, conduct and deliver assigned monitoring reviews as per risk based annual Compliance Monitoring Plan in line with the UK Compliance Monitoring Methodology and agreed timescales. To plan, review and conclude Compliance