Compliance officer jobs in BatleyCreate job alerts

Senior Quality & Compliance Officer - London or Bicester. We are looking for a dedicated and organised Senior Quality & Compliance Officer to support the day-to- day planning, review and development of our Quality Management System and associated project delivery, anti-bribery and quality assuran...

Responsibilities for the Compliance Officer include:. Requirements for the Compliance Officer include:. Regulatory Compliance: Maintain and improve policies and procedures in line with FCA rules, ensuring robust frameworks for Consumer Duty and vulnerability in advice. Oversight and Monitoring: M...

Compliance Officer - Wealth Management. Support the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm. Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by maintaini...

Our Client, a Globally Significant Private Markets firm, is looking for a Compliance Officer to join the EMEA Marketing and Distribution Compliance Team, acting as No. It requires a close partnership with other functions within the organisation including legal, product development, client coverag...

We are partnered with a number clients in the insurance space looking to grow their compliance teams from Compliance generalists to Financial Crime specialists and dedicated Sanctions or Monitoring specialists. ...

You will have the chance to join a friendly and collaborative team based in Kent to be responsible for overseeing and managing compliance within the organisation. You will develop and implement compliance programs, conduct audits and ensure that the company adheres to regulatory requirements and ...

Are you a Compliance Officer looking to take the next step in your career?. Apprenticeship compliance expertise: A strong understanding of apprenticeship frameworks and processes. If you’re passionate about compliance and ready to grow within a vibrant institute, I’d love to hear from you!. ...

Our client, a growing wealth management firm, are looking for a Compliance Officer to join their growing Compliance team. Oversight of compliance workstreams to ensure a smooth onboarding. Liaising with vendors to ensure that ongoing compliance responsibilities are maintained or transferred durin...

An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers. Are you a highly skilled and dedicated professional wi...

The Supervision Team providesclose, structured engagement with specific services in scope of the onlinesafety regime, alongside an approach to promoting compliance across manythousands of services. Experience in a complex regulatory, policy, legal or compliance-focused environment. ...

The Supervision Team providesclose, structured engagement with specific services in scope of the onlinesafety regime, alongside an approach to promoting compliance across manythousands of services. Desirable** * Keen interest or practical knowledge of emerging online safety regulation in the U...

If you have a strong understanding of regulatory frameworks and a passion for ensuring organizations operate in compliance with all relevant laws, this could be the perfect opportunity for you!About the Role:As a Compliance Officer, you will be responsible for ensuring that the company adheres to...

Compliance Officer3-6 month ongoing contract Office Based position £28. Role Purpose Sitting within the compliance team, supporting the Hard FM statutory compliance program for all Corporate Buildings to ensure all surveys and planned preventative maintenance (PPMs) are being completed, appropria...

Sewell Wallis are proud to be partnering with our client, a large, global professional services business based in Leeds with the recruitment of a Financial Compliance Officer. The successful candidate will get the opportunity to travel the world (6 trips worldwide per year) in order to provide re...

Are you a Compliance Officer looking to take the next step in your career?I'm excited to be hiring for a permanent position with a leading higher education institution. Apprenticeship compliance expertise: A strong understanding of apprenticeship frameworks and processes. If you're passionate abo...

To be a positive member of the Compliance Team in the UK that acts as a safeguard for the business, promotes ethical practices, ensures regulatory compliance, mitigates risk and supports the overall wellbeing of the company as well as for our clients. Job Title: Compliance Associate. ...

Responsibilities for the Compliance Officer include:. Requirements for the Compliance Officer include:. Regulatory Compliance: Maintain and improve policies and procedures in line with FCA rules, ensuring robust frameworks for Consumer Duty and vulnerability in advice. Oversight and Monitoring: M...

My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team. Work closely with the Head of Regulatory Compliance and Risk to help deliver and update the national compliance monitoring plan, especially when new risks aris...

If you have a strong understanding of regulatory frameworks and a passion for ensuring organizations operate in compliance with all relevant laws, this could be the perfect opportunity for you!About the Role:As a Compliance Officer, you will be responsible for ensuring that the company adheres to...

Our Client, a Globally Significant Private Markets firm, is looking for a Compliance Officer to join the EMEA Marketing and Distribution Compliance Team, acting as No. It requires a close partnership with other functions within the organisation including legal, product development, client coverag...

We are partnered with a number clients in the insurance space looking to grow their compliance teams from Compliance generalists to Financial Crime specialists and dedicated Sanctions or Monitoring specialists. ...

An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers. Are you a highly skilled and dedicated professional......

Due to continued growth, they are looking for a Compliance Support Officer, to work with the Wealth Management Director who hold the SMF16/17 responsibilities to ensure regulatory excellence. An opportunity to play a critical role in maintaining our high compliance standards, work collaboratively...

Assistant Compliance Officer & Internal Auditor. We are currently recruiting for an Assistant Compliance Officer & Internal Auditor on behalf of our client, a highly regarded SME fintech business based in Hertfordshire. Key Responsibilities - Assistant Compliance Officer. The key purpose of ...