Compliance officer jobs in KingswinfordCreate job alerts

Commercial Express is on a trajectory of fantastic growth, with ambitious plans for the future and are looking for an experienced Compliance Officer to join our thriving MGA Business. The Role: This is a key role in implementing our compliance strategy and maintaining high-quality service for sta...

Group Director – Core Business Transform how Dudley Council operates. Lead the core that powers our borough. Dudley is an ambitious, evolving council on a major improvement journey.We are looking for a visionary, values-led executive to join us as Group Director – Core Business, a newly defined s...

The Compliance and Operations Officer will have;. Benefits of the Compliance and Operations Officer;. As the successful candidate, you will be responsible for executing the compliance infrastructure within the business through establishing and maintaining their compliance framework in line with F...

In this role, you’ll play a key part in ensuring the firm's AML processes run smoothly and effectively, supporting the MLRO while driving improvements in risk management and compliance. We are working with an accomplished law firm to hire an AML Officer to join their expanding corporate team in L...

Risk & Compliance Officer – Financial Services (Mortgage Sector). An exciting opportunity has arisen for an experienced Risk & Compliance professional to join a well-established, regulated financial services firm operating in the UK mortgage sector. This role offers a unique chance to play a crit...

An exceptional opportunity has arisen for a Compliance Officer within an International law firm in London. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers. Are you a highly skilled and dedicated professional...

Lutine Bell are currently supporting a Global Investment Manager looking to appoint a Senior Compliance Officer, reporting directly into the Head of Compliance. Provide sound advice proactively on asset management compliance matters as prioritized by the CCO. Escalate any material compliance/regu...

Job Title: Senior Compliance Officer. Compliance Monitoring Programme (CMP). Help deliver training to employees regarding Tribe’s Compliance policies, regulations, and ethical standards.

As Compliance Officer for Legal Practice (COLP), you will play a key role in ensuring the firm adheres to its legal and regulatory obligations under both primary legislation and the SRA’s Standards and Regulations. Have previous experience as a Compliance Officer for Legal Practice (COLP) of at l...

We are working with an accomplished law firm to hire an AML Officer to join their expanding corporate team in London. In this role, you’ll play a key part in ensuring the firm's AML processes run smoothly and effectively, supporting the MLRO while driving improvements in risk management and compl...

Martis Search are representing a boutique City of London based Investment company to hire a junior Compliance Officer with 2-3-years’ Compliance. This exciting role is a mix of AML/ KYC Client Onboarding, KYC Remediation, Regulatory Compliance, Financial Crime and “Generalist Compliance” respo

Educated Appointments are delighted to be representing an apprenticeship provider that delivers high-quality professional education programmes to individuals and organisations in the public, private and third sectors to recruit an MIS/ Compliance Officer for their team. The client is looking for ...

Educated Appointments are delighted to be representing an apprenticeship provider that delivers high-quality professional education programmes to individuals and organisations in the public, private and third sectors to recruit an MIS/ Compliance Officer for their team. Support monthly ILR data s...

The Managing Director is creating a brand-new role for a Compliance Officer to report into the Compliance Manager to support with Training & Competency duties. Compliance Officer/Training & Competency. Before they action their expansion plans, they need to recruit another member of staff into the...

Ideally you will need to be CeMap qualified (or willing to work towards it) and have experience within the mortgage compliance environment. Due to continued growth, they are looking to expand their compliance team at their head office in Leicester. Assessment of client files to ensure compliance ...

Operate as part of the 2nd line Compliance function, supporting a culture of regulatory integrity and client-centric outcomes. Log, investigate, and conduct root cause analysis of compliance breaches. Review and approve financial promotions, marketing collateral, and client-facing materials to en...

Lutine Bell are currently supporting a Global Investment Manager looking to appoint a Senior Compliance Officer, reporting directly into the Head of Compliance. Conduct the Compliance Monitoring programme covering the Firm’s regulated business. Provide sound advice proactively on asset managem

The Compliance Review Officer will primarily focus on assessing client files to ensure compliance with regulations and company standards, with other key responsibilities including:. If you have the necessary skills, knowledge and experience, are based in or can commute to the East Midlands and yo...

Martis Search are representing a boutique City of London based Investment company to hire a junior Compliance Officer with 2-3-years’ Compliance. This exciting role is a mix of AML/ KYC Client Onboarding, KYC Remediation, Regulatory Compliance, Financial Crime and “Generalist Compliance&

Compliance and Operations Officer. Compliance and Operations Officer is required to join a start-up digital marketing and lead generation business servicing clients within the legal sector. As the successful candidate, you will be responsible for executing the compliance infrastructure within the...

Have previous experience as a Compliance Officer for Legal Practice (COLP) of at least 2 years. As Compliance Officer for Legal Practice (COLP), you will play a key role in ensuring the firm adheres to its legal and regulatory obligations under both primary legislation and the SRA’s Standards and...

The Compliance Review Officer will primarily focus on assessing client files to ensure compliance with regulations and company standards, with other key responsibilities including:. Kind Consultancy is working with a market-leading, multi-award-winning Mortgage & Protection network which is curre...

The Managing Director is creating a brand-new role for a Compliance Officer to report into the Compliance Manager to support with Training & Competency duties. Compliance Officer/Training & Competency. Before they action their expansion plans, they need to recruit another member of staff into the...

As Compliance Officer you will assist the Head of Compliance inin all aspects of the compliance regime, including: . Our client, an award winning independent financial advice firm are looking for a Compliance Officer to join the team on a 12-month fixed term basis. Ensuring

Review and approve financial promotions, marketing collateral, and client-facing materials to ensure regulatory compliance. Promote compliance awareness through staff engagement, training, and communications. Develop, maintain, and review internal compliance policies in line with evolving regulat...

Educated Appointments are delighted to be representing an apprenticeship provider that delivers high-quality professional education programmes to individuals and organisations in the public, private and third sectors to recruit an MIS/ Compliance Officer for their team. The client is looking for ...

Educated Appointments are delighted to be representing an apprenticeship provider that delivers high-quality professional education programmes to individuals and organisations in the public, private and third sectors to recruit an MIS/ Compliance Officer for their team. The role, which would be a...

The main purpose of the Compliance Officer role is to provide compliance support across the firm ensuring robust and commercial adherence to governance bodies and regulators. We’re exclusively partnered with a leading Financial Advice firm that has been expanding significantly across the UK, in t...

A fantastic opportunity has arisen for a Trade Compliance Officer to join the team with our prestigious defence client at their site in Crawley Job Description Summary In this important advisory role, you'll be impacting the business by driving all aspects of trade compliance to meet UK, US, Germ...

As a Compliance Assurance Officer, you will play a crucial role in ensuring regulatory compliance and driving good consumer outcomes. MERJE is seeking a highly skilled Compliance Assurance Officer for a leading company in the Insurance sector. Key Responsibilities of the Compliance Assurance Offi...

Quality and Compliance Officer.

Compliance Officer/Training & Competency. Before they action their expansion plans, they need to recruit another member of staff into their compliance function before scaling the business. The Managing Director is creating a brand-new role for a Compliance Offic.

Health & Safety Compliance Officer Location : Norwich, NR13 4RR Hours of work : 39 hours per week Reporting to: HSEQ Manager Salary Scale: Dependant on experience and qualifications About the Role RenEnergy is seeking an experienced and proactive Health & Safety Compliance Officer to support and ...

Job Title: Senior Compliance Officer. Required experience: 4-7 years Compliance experience.

About the Role We are seeking a detail-oriented and motivated Revenues & Benefits Compliance Officer to join our fully remote team. You will also impose penalties when necessary, protecting public funds and ensuring compliance. Key Responsibilities Review all reductions, discounts, and exemptions...

Due to continued growth, they are looking to expand their compliance team at their head office in Leicester. Assessment of client files to ensure compliance with regulations and company standards.

Promote compliance awareness through staff engagement, training, and communications. Develop, maintain, and review internal compliance policies in line with. Operate as part of the 2nd line Compliance function, supporting a culture of regulatory integrity and client-centric outcomes.

Are you a methodical, organised, and confident Administrator who likes working with processes and regulations? Do you want to be part of a well-established and growing business in.Were supporting one of our long-standing clients to recruit a.This brilliant opportunity will be working for a.