Financial compliance jobs in United Kingdom - Page 11

Operational excellence: Provide expert guidance to both 1LoD and 2LoD operations and review escalations related to suspicious activity, sanctions, PEPs, adverse media, complex ownership and high risk customers. Previous management experience within Financial Crime and appropriate industry accredi...

Because the European Union Commission has determined that United States data privacy laws do not ensure an adequate level of protection for personal data collected from EU data subjects, the transfer will be subject to appropriate additional safeguards under the standard contractual clauses. We p...

As a Senior Financial Crime Analyst, your key responsibility will be to safeguard our bank and its customers against financial crimes, including fraud, money laundering, and other illegal activities. Senior Analyst – Financial Crime Compliance London. Senior Financial Crime Analyst - Detection.

An exciting opportunity has arisen at the National Housing Federation (NHF) for a Risk and Compliance Manager, a varied role supporting the NHFs internal risk management and compliance practices. Financial Crime Senior Compliance Manager - Business Oversight Compliance - VP. Senior Manager - Fina...

Job Title: Compliance Associate (6 Month Contract). We are seeking a bright, motivated associate with a keen interest in financial services regulation to join the Compliance Advisory Team in London on a short-term contract. Update compliance policies related to retail regulation.

We're seeking a business development director to initiate asset management partnerships with Wealth Managers and Financial Advisers in the North of UK. Working in collaboration with other business areas (investment management unit, marketing, solutions, compliance, strategic accounts) you then wi...

Ensure full franchisee compliance with Yum!’s Franchisee Financial Health policy including: iLumen P&L submissions, health scorecards, financial statements, and leverage KPIs. Excellent relationship-building and influencing skills, with a demonstrated ability to work effectively across functions ...

Proven experience in an accounting role, preferably at a senior level. The Senior Accountant will be responsible for preparing accurate and timely financial reports for internal and external stakeholders, overseeing month-end and year-end closing processes, ensuring compliance with financial regu...

Regulatory Reporting Analyst - 12 month FTC. Analyse IFRS-based financial statements and identify adjustments required for regulatory reporting compliance. Collaborate with the IFRS Reporting Team to ensure RAB balances are transparent and appropriately adjusted for timing differences, capitalisa...

An exciting opportunity has arisen for an experienced.Partnership Accounting Manager.This high-profile role is responsible for overseeing the full lifecycle of financial processes relating to partners, ensuring accuracy, timeliness, and compliance across all activities.The successful person will ...

Deutsche Börse Market Data + Services provides high-quality market data to financial professionals worldwide sourced from Deutsche Börse Group’s Xetra and Eurex trading platforms, as well as from cooperation partners. Join our Customer Compliance team as a Market Data Auditor (f/m/d) and contrib

Manage awarded grants, ensuring full compliance with financial, delivery, and reporting requirements. Get notified about new Grants Manager jobs in. Grants Manager - Cancer Grand Challenges, CANCER RESEARCH UK.

The Regional Financial Controller - Germany will oversee financial operations and reporting within the Energy & Natural Resources industry, ensuring compliance with local regulations and company policies.Based in London, this role requires expertise in accounting and finance to support strategic ...

Reporting to the Group Financial Controller, responsible for leading monthly and annual financial reporting and tax compliance for the Joseph Joseph group. At Joseph Joseph we love solving everyday problems through intelligent design to create distinctive, functional products that are a pleasure ...

If you're someone with a strong background in insurance or financial services, this role offers you the chance to embed compliance into the heart of a growing, family-run business. With experience in insurance or financial services, you'll understand the importance of maintaining FCA standards, c...

Recruitment Consultant – Legal/Compliance into FinTech.My client is a global executive search firm providing recruitment solutions to Finance, Technology and Data Science clients across the US, Europe and Asia, particularly those utilising quantitative and algorithmic methods in the financial mar...

Social network you want to login/join with:.We are looking for an experienced Compliance Officer for our client! Previous experience within the Financial Services industry is essential, and preference would be that you are diploma qualified (level 4).The successful candidate will be working direc...

Experience or interest in insurance regulation or broader financial services regulation is a distinct advantage, as is a passion for enabling innovation through pragmatic legal support. Support the business on day-to-day insurance regulatory issues and liaise with underwriting, compliance, and pr...

Minimum of five (5) years of overall previous experience in the financial services sector in Europe, of which at least two (2) in a risk and compliance role for a regulated financial services institution or consulting organisation (payments experience is an advantage);. Assist the Head of Complia...

Financial crime/generalist compliance experience from Investment banking/wholesale banking background - NOT KYC. Proven Investment /wholesale banking compliance experience is required. Financial crime risk assessment/sanctions/policy writing experience would be highly desirable from an investment...

The Revenue recognition specialist is responsible for managing and recording D&B’s revenue transactions in compliance with accounting standards and policies. This role involves partnering with different stakeholders, reviewing contracts and supporting documentation, analyzing financial data, ensu...

Overseeing the effective and efficient management of transactional monitoring alerts, ensuring they are addressed within agreed SLAs. Embedding a strong culture of financial crime compliance and awareness across the business, ensuring the response to incidents is swift, effective, and appropriate...

This role is ideal for a proactive and experienced Client Manager with strong expertise in financial reporting, VAT compliance, and client relationship management who can take ownership of a diverse client portfolio. Analyse financial variances and suggest corrective actions. Next steps – please ...

Ensure full franchisee compliance with Yum!'s Franchisee Financial Health policy including: iLumen P&L submissions, health scorecards, financial statements, and leverage KPIs. Develop and execute recovery strategies to reduce bad debt and aging exposure across the franchise base. This role will p...

Perform due diligence on retail high-risk customers, including onboarding, trigger events, and periodic refreshes. At least 2 years of relevant experience in financial services, crypto, investigations, legal, or tech, focusing on EDD, KYC, compliance, or regulation. It’s a massive, ambitious oppo...

Identify and monitor AML risks and trends, integrating risk insights into programs. Experience in financial services, compliance, or legal sectors, with AML knowledge preferred. Execute AML change initiatives with a focus on timely completion.

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. Ability to work under pressure, deal with ambiguity and be agile across a range of projects in fi...

The Firm’s Risk Legal Team, led by the Firm’s General Counsel Susan Rosser, includes 12 lawyers and 3 paralegals advising on all aspects of legal risk, including financial crime compliance, claims, complaints, insurance, engagement terms, contracts, data privacy, SRA STaRS compliance and conduct

Morningstar seeks a Wealth Controller - EMEA West to join the London-based finance team. The Wealth Controller - EMEA West will support the financial integrity, reporting, and regulatory compliance of all Wealth legal entities in the UK, South Africa, and Dubai. The Wealth Controller will also re...

We are looking for a Financial Controller to manage Avantia’s financial operations as well as strategic financial planning, analysis, and reporting to support informed decision-making. You will collaborate with cross-functional teams to ensure efficient financial management and compliance with st...

Regulatory Product Compliance Manager. You have 4+ years of experience in a compliance and/or regulatory function, in a fintech, payments company or financial institution;. Ideally you have an LLB and/or LLM degree our have worked your way up through a career in compliance.

Work with the Compliance Analyst to develop and maintain compliance policies and procedures for UK entities. Participate in Group Compliance Team meetings to promote effective compliance management within Aspen. Understanding of core compliance areas like Financial Crime, Conflicts of Interest, W...

The Senior Assurance Manager is responsible for the development, execution, and continuous improvement of Metro Bank's financial crime, fraud, compliance and operational assurance strategy. Align the plan with the bank's future strategy, objectives, and risk appetite, ensuring that assurance acti...

Management Consultant - Non-Financial Risk Specialist (Operational Risk - Enterprise Risk). Promote a compliance culture by proactively identifying and addressing compliance risks, raising awareness of compliance matters and encouraging adherence to applicable laws and regulations.

As a Financial Crime Compliance Manager, you will support the Senior Compliance Manager in leading the FCC team. FCC ensures UKEF has effective systems, controls, and policies to prevent financial crime and demonstrate compliance. Financial Crime Compliance Manager.

To help us achieve this, we're looking for a Head of Financial Regulatory Compliance to lead and develop our compliance function. Role: Head of Financial Regulatory Compliance. Work with relevant stakeholders to implement a proportionate financial crime solution, including the design of sustainab...

You will achieve this through a deep understanding of financial crime regulations, financial crime risks, and by maintaining direct communication with regulators, auditors and industry peers to understand expectations and areas of opportunity. We are looking for a Product Risk and Compliance Lead...

You’ll support the identification and management of regulatory compliance and financial. Work collaboratively with teams across the bank to embed a strong compliance. Prepare and maintain accurate compliance records, reports and MI for internal and.

Previous management experience within Financial Crime and appropriate industry accreditation such as ICA Diploma or ACAMs. The Financial Crime function within the broader Risk and Compliance team is responsible for the ongoing management of the company's Financial Crime policies, procedures and c...

Compliance, Financial Crime, Risk, or Audit functions; experience in a payments or fintech environment preferred. Knowledge: Good knowledge of Financial Crime regulations, testing methodologies, and risk assessment frameworks, particularly in relation to UK rules and global compliance requirement...

Working with the Gallagher Centre of Excellence (GCoE) Risk & Compliance team and within reporting requirements and guidelines of the FCA and other regulators including the Central Bank of Ireland, Jersey Financial Services Commission, Guernsey Financial Services Commission and the Isle of Man (I...

Lead and manage the monthly, quarterly, and annual financial reporting process, ensuring timely and accurate delivery in line with UK GAAP/IFRS requirements.Ensure robust internal controls, governance, and compliance frameworks are maintained and improved where necessary.Leverage strong audit exp...

EY’s Financial Services (FS) Tax practice provides tax advisory, transactions and compliance services to a variety of clients in the Financial Services market ranging from some of the world's largest multinational institutions, corporations and funds. Is flexible, agile, and can adapt to the high...

We're seeking an experienced and forward-thinking Financial Crime Operations Director to lead our First Line of Defence (1LoD) Financial Crime Operations teams. Partner with Product, Engineering, Risk, and 2LOD Financial Crime Compliance to ensure effective risk mitigation and delivery of scalabl...

In this role, you will be responsible for monitoring and analysing financial risks, horizon scanning for emerging threats, and supporting scenario analyses and risk planning initiatives across the business. You will collaborate with colleagues in risk, compliance, and business functions to interp...

We are seeking a highly experienced IT Professional to support and enhance our mission-critical systems with a focus on financial (systems) and cybersecurity infrastructure. Ensure compliance with IT policies, procedures, and security standards. This is an exceptional opportunity for a driven ind...

Global Accounting Network are partnering with a fast-growing technology company who are looking for an Interim Group Financial Controller to lead and manage the upcoming group audit process. Consolidate group financials, ensuring compliance with relevant accounting standards.

Manage relationships with other Senior Directors and Directors in GIAI across CIB, WBR and T&O audit teams. This is a ManagingDirector SME leadership role as part of the Global Functions Centre of Excellence team across complex Compliance and Financial Crime risks and requires the ability to prov...