Regulatory compliance jobs in Harrogate - Page 3Create job alerts

Regulatory Compliance EngineerJob Description and Key ResponsibilitiesScope Provide evidence-based assurance that our procedures are compliant, effective, and aligned with industry best practise.

The successful candidate will be responsible for challenging and checking compliance, maintaining audit trails, and confidently addressing any areas of non-compliance. Role: Compliance Manager Position: Contract (3 months+) - Immediate start. We are working on behalf of a client supporting an NHS

This individual will serve as a strategic advisor on employment‑related legal matters across multiple markets, ensuring compliance with applicable employment laws and regulations. Monitor, assess, and interpret legal and regulatory developments affecting the business, including horizon scanning fo

Compliance Officer - Advisory & Regulatory Change. A long standing client who have both AIFMD and MiFID2 obligations are looking to hire a generalist compliance officer with strong regulatory change skills. Minimum 4 years of experience in an alternative or traditional asset management compliance.

Your role includes collaborating with departments, developing compliance policies, and promoting transparency and integrity within the organization. A modern fintech company in London seeks a Compliance Manager for a 12-month fixed-term contract. You will support the compliance function, ensuring ad

The ideal candidate will have extensive experience in financial crime compliance, broad regulatory expertise, and a strong ability to drive growth. A global consultancy firm is seeking a Director for its Regulatory Compliance team in London. This role involves leading business development initiative

Overseeing and maintaining the framework of financial regulatory compliance documentation, including regional compliance manuals, policies, regulatory training and the UK regulatory risk assessment (RRA). Based in London Supply Trading & Shipping (ST&S) Ethics and Compliance (E&C) team, you will lea

A renowned international insurance company based in Greater London is seeking a Legal Counsel to provide professional legal services and ensure compliance with regulatory requirements.

A leading insurance specialist is hiring a Senior Insurance Law & Regulatory Compliance Lawyer to support its global operations. The role involves building international licensing guides, developing regulatory frameworks, and providing expert insurance law advice.

A leading financial institution is seeking a Vice President for Legal Counsel - Regulatory. The role involves providing legal advice on financial regulations and managing compliance risks.

Ensure compliance with all relevant regulatory requirements and internal policies. Support the development and implementation of compliance policies and procedures. Monitor regulatory developments and assess their impact on the organisation.

A leading tech company is looking for a Senior Regulatory Compliance Manager in Greater London. This hybrid position requires 5+ years of experience in the payments industry, specifically in regulatory compliance. The successful candidate will lead regulatory assessments and ensure products meet com

A leading global financial services firm is seeking a Lead Counsel - Regulatory - Vice President to provide legal support and guidance in financial regulations.

The Product Regulatory and Compliance team is seeking a seasoned Senior Regulatory Compliance Manager as we expand Pismo along with DPS as part of Value-Added Services with strong leadership and risk management experience. As a product regulatory regional expert, the Senior Regulatory Compliance Man

You will conduct regulatory assessments and oversee compliance within technology and cybersecurity functions. A leading financial services firm seeks a Technology Compliance Officer in Bournemouth or London. This role offers a great opportunity to shape the compliance program and engage with local a

A leading energy company seeks a Senior Compliance Manager in London to manage regulatory relationships and ensure compliance with financial regulations. This role involves overseeing compliance documentation and training while leading a small team. Ideal candidates possess strong interpersonal and

As a product regulatory regional expert, the Senior Regulatory Compliance Manager will collaborate to assess regulatory risk and find compliant, automated, and user-friendly solutions. The Product Regulatory and Compliance team is seeking a seasoned Senior Regulatory Compliance Manager as we expand

A leading global bank in London is seeking a Senior Manager Regulatory Compliance for its Corporate Institutional Banking division. This role offers an opportunity to provide regulatory advice and ensure compliance within the organization. You will collaborate across functions while addressing regul

A global payments technology company is seeking a Manager, Regulatory Compliance to lead the compliance program for its Open Finance business in the UK. The role involves ensuring compliance with Payment Services Regulations and FCA requirements, acting as the primary FCA contact, and managing vario

Regulatory Advisor - Product Compliance (London)## Regulatory Advisor - Product Compliance (London)### Job Introduction•As a Regulatory Advisor, you will support the Product Compliance team – part of the Buying Division. ØConduct audits of relevant Back of House areas (across all stores) to ens

A leading asset management firm in London is seeking a Compliance Analyst/Senior Analyst to support compliance with regulatory obligations. Responsibilities include implementing and monitoring compliance policies, conducting KYC activities, and ensuring adherence to financial regulations. The ideal

The Regulatory team is looking for a Manager, Regulatory Compliance to lead the regulatory compliance program for Mastercard’s Open Finance business in the UK. Support the use of the global regulatory compliance tools and regulatory framework, and provide support for horizon scanning, regulatory c

A recruitment agency is seeking a Regulatory Compliance Analyst to shape the compliance landscape of an innovative financial solutions partner. In this remote role, you will ensure adherence to regulatory standards and lead compliance audits. The ideal candidate has 3–7+ years of experience in com

Google features for generating maps and CAPTCHA images** Regulatory Compliance Analyst page is loaded## Regulatory Compliance Analystlocations: London Wood Street - Cross Bordertime type: Full timeposted on: Posted Todayjob requisition id: R06402# # Your role. What you'll be doingWha

This role offers a chance to lead compliance efforts and engage with regulatory bodies. A global investment firm in Jersey seeks a Compliance Manager to oversee their compliance program. Ideal applicants will have extensive funds compliance experience, hold ICA qualifications, and have at least 4 ye

A legal consulting firm is seeking a Legal / Regulatory Compliance Counsel to join their team on a mid-term contract basis in East London. This role involves supporting compliance activities and advising on regulatory requirements. Ideal candidates will be qualified lawyers with strong backgrounds i

A forward-thinking renewable energy startup in Greater London is seeking a Hardware Compliance & Test Engineer to ensure that hardware products meet regulatory and performance standards. The ideal candidate holds a Bachelor's in Electrical Engineering and has over 3 years of relevant experience in c

Candidates should have a solid background in regulatory compliance and corporate governance within the financial services or technology sectors. A leading fintech organization in London is looking for a Senior Legal Counsel for a 6-month FTC to enhance its compliance framework in the virtual assets

A leading nutrition company is seeking a Compliance Officer in Greater London to handle audits and regulatory compliance projects. The role involves maintaining records and monitoring regulatory reporting, requiring a university degree and experience with industry products and compliance tasks.

The successful candidate will lead the development and execution of a regulatory compliance monitoring plan, collaborating with various teams to ensure effective control and risk management. Candidates should possess strong analytical skills, a solid understanding of the UK's regulatory landscape, a

An excellent opportunity for a Legal / Regulatory Compliance Counsel. This role will suit a compliance professional from any regulated industry, with the ability to quickly understand organisational frameworks and support a wide range of compliance activities. Legal, Regulatory & Compliance.

A leading proprietary trading firm in London is seeking a Senior Compliance Manager to handle regulatory reporting across various regimes. The role involves ensuring data integrity, managing trade compliance, and collaborating with tech teams for automation. Ideal candidates will have a strong regul

We are looking to expand our Digital Regulation team with highly motivated and collaborative individuals who will bring an understanding of risk and regulatory compliance issues along with project delivery skills, aimed at defining and delivering bespoke regulatory compliance solutions and build str

Compliance Manager (Regulatory Reporting). Drive the production of high‑quality management information (MI), supporting senior management, compliance, and regulatory needs. Ability to produce high‑quality management information (MI) for compliance, management, and regulatory purposes.

Program Manager, Regulatory Compliance. Build risk assessments and develop evaluation metrics in partnership with other members of the Regulatory Compliance team. We ensure compliance with an increasingly complex and dynamic range of global regulations.

A leading financial services firm in the UK seeks a Regulatory Lawyer Assistant Vice President to support the legal team in navigating the complex UK and EU regulatory landscape. Responsibilities include monitoring legislative changes, advising stakeholders on compliance, and providing training for

Regulatory Compliance Manager (AI & Data). Assist in managing interactions with supervisory authorities on data protection and AI regulatory compliance matters, helping to foster positive and constructive relationships. Our Compliance team blends regulatory expertise with data‑driven thinking to m

The successful candidate will ensure compliance with key aerospace standards including AS9100D and CAA regulations.

A leading financial services company is searching for a Head of Compliance to manage regulatory adherence and develop compliance framework. This senior role includes advice to Board and senior management on compliance issues, ensuring policies align with laws and regulations. The ideal candidate wil

This crucial role involves ensuring regulatory compliance, leading policy development, and maintaining inspection readiness. A national educational organization in the United Kingdom is seeking a Compliance & Quality Officer. The ideal candidate will have excellent communication skills, a strong att

This position involves ensuring compliance, managing IP protection, and handling regulatory matters as the company expands globally.

A leading technology company in London is seeking an experienced attorney specializing in insurance regulatory compliance. The role requires 4-8 years of experience in insurance law and involves advising on complex regulatory matters, designing compliance frameworks, and engaging with regulators.

A leading consultancy firm is looking for an EU TRACES & Regulatory Compliance Consultant to support an international project. Candidates should have a background in regulatory compliance for animal-derived products and experience advising teams. The position focuses on regulatory and compliance rat

Rippling is seeking a Deputy MLRO and Regulatory Lead within the Legal and Compliance team for its UK Payments entity, Rippling Payments UK Limited, an Electronic Money Institution authorised by the Financial Conduct Authority (FCA). ICA Diploma in Financial Crime/Compliance or ACAMS (Highly Desirab

A governmental environmental organization in the UK is seeking a Regulatory Officer to shape recycling initiatives and improve compliance in waste management.

A forward-thinking law firm in London is seeking a Regulatory Analyst to bridge regulatory analysis and client onboarding. The role requires an intellectually curious individual with a strong law background and practical experience in compliance management. Candidates must possess exceptional analyt

This role focuses on enhancing compliance data functions and regulatory reporting while collaborating with internal stakeholders. A leading healthcare provider in Greater London is seeking a Compliance Data Analyst.