Financial services compliance jobs in London - Page 6Crear alertas

Financial Services Tax & Law - US Global Compliance & Reporting - SALT ManagerTax. The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equi

The firm specializes in financial services regulation and compliance, advising banks, insurers, and fintechs on various obligations and business structures. A leading UK law firm in Greater London seeks a senior Financial Services Regulatory lawyer to join their team. Candidates should have extensiv

You will ensure compliance and provide commercial tax advice while managing interactions with internal stakeholders and external advisors.

A financial regulatory body in the United Kingdom is seeking a SCV Data Assurance Analyst to audit processes and controls of Banks and Building Societies. The role involves delivering compliance audits, analyzing customer view data, and acting as a subject matter expert in SCV.

A leading financial institution in Greater London is seeking a Tax Director to oversee the Europe and APAC tax function. This senior role involves ensuring compliance with local tax laws, managing a small team, and influencing business strategy through effective tax planning.

A global financial services platform in Richmond is looking for an experienced Senior Compliance Officer to oversee regulatory requests and enhance compliance operations. Responsibilities will include drafting regulatory responses, managing audit requests, and supporting onsite reviews, making this

A leading financial services firm in the UK seeks a Regulatory Lawyer Assistant Vice President to support the legal team in navigating the complex UK and EU regulatory landscape. The ideal candidate will have substantial experience in financial services law and be a qualified lawyer. Responsibilitie

The business has a selection of financial services products (money transfers, mobile payments) which require specialist regulatory support from a legal compliance perspective. Delivering tailored training programmes on financial crime and compliance. The ideal candidate for this role will be an esta

You will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and prevention, and compliance programme development within the financial services sector. Financial Services - Investigations & Complianc

A financial risk advisory firm is seeking a full-time Legal and Compliance Counsel to strengthen its legal function. The role is suitable for a qualified solicitor with around 2 years’ post-qualification experience in the financial services sector, emphasizing contractual drafting and analytical s

Financial Crime & Forensics is part of EY’s Financial Services practice: we work closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. Within the Financial Crime & Forensics team you will work

Act as Compliance Officer and MLCO, fulfilling Key Person responsibilities. Maintain and monitor the firm’s compliance framework and policies. Advise the Board on compliance and deliver staff training.

A leading financial services firm in Greater London seeks a Consultant/Senior Consultant to join its Financial Services Group. Responsibilities include conducting risk-based audits, providing regulatory compliance advisory, and assisting with corporate governance practices. Candidates should possess

The ideal candidate has extensive experience in UK regulatory compliance within financial services, proven leadership skills, and the ability to influence senior stakeholders. A leading recruitment agency is looking for an experienced Head of Compliance for their London Branch. This senior role invo

This junior lawyer will provide commercial and regulatory support across the EMEALA business, drafting and negotiating various agreements while advising on financial services regulations. A leading global asset management firm is seeking an Assistant General Counsel to join their Legal & Compliance

A global consulting firm is looking for a Senior in Financial Crime & Forensics in London. The ideal candidate will have a strong academic background and experience analyzing financial information.

A leading financial advisory firm is seeking motivated professionals for the Consultant/Senior Consultant role. Responsibilities include conducting risk-based audits, providing regulatory compliance advisory, and assisting in corporate governance. Ideal candidates will have a degree in Accountancy o

The role involves ensuring compliance, providing commercial tax advice, and interacting with both internal stakeholders and external advisors.

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

You should have at least 5 years’ experience in a similar Compliance related role within the Financial Services Industry. Ensure the Financial Crime team improve compliance standards by the provision of clear guidance and fair challenge. Oversee the team delivering impactful and accurate Financial

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

At least 5 years of compliance experience in the financial services industry. You will oversee delivery of technical financial‑crime expertise and regulatory services to relevant business areas, embed technical expertise and oversight processes, manage compliance risks, and advise on controls and

A leading financial services firm in the UK is seeking an experienced Financial Controller to manage all financial activities. This pivotal role requires expertise in financial management, compliance with UK GAAP, and leadership skills to oversee a team. Responsibilities include producing accurate f

A global financial services platform in Richmond is seeking a Senior Compliance Officer to manage regulatory requests and support compliance operations. This role offers a dynamic environment where you can demonstrate your expertise in compliance and contribute to the regulatory framework.

A leading financial services provider is hiring an AML Services Business Compliance Officer in Jersey (Hybrid). This role encompasses crucial regulatory responsibilities such as acting as the MLRO, ensuring compliance with local regulations, and undertaking periodic reviews. Ideal candidates will ha

This role requires a strong background in financial services compliance, ideally with previous experience at a retail investment broker. A leading investment platform in the UK is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory risks. Successful candidates

You will ensure compliance and provide commercial tax advice while managing interactions with internal stakeholders and external advisors.

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosystem partners, EY teams can provide services

With at least 5 years of experience in compliance advisory within financial services, strong knowledge of the FCA Handbook, and excellent communication skills, this hybrid role offers flexibility and the opportunity to shape compliance culture in the organization. The successful candidate will manag

A leading AI firm in financial services seeks a Regulatory Compliance SME to help develop innovative compliance solutions. Ideal candidates should have 5–10 years of experience in regulatory compliance and a strong background in large financial services institutions or consulting firms. This role

Financial Services Tax & Law - US Global Compliance & Reporting - SALT Senior Manager Tax. Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and mana

A boutique financial services advisory firm in the UK is seeking a Compliance Consultant to join their Managed Services team. The ideal candidate will have over 3 years of experience in compliance or regulatory support within financial services and a strong understanding of UK regulatory frameworks

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

At least 5 years of compliance experience in the financial services industry. As Head of Compliance - Financial Crime and Advisory Services, you will manage a team that supports the business with understanding and adhering to complex regulatory requirements. Head of Compliance - Financial Crime and

Compliance Manager - Leading Financial Services Firm. We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services. Our services include executive search and market intelligence within the Legal, Compliance and Corporat

You will lead interaction with the first line financial crime team and embed a robust financial crime oversight framework, key outsourcers, supporting the Head pf Compliance with the Compliance plan, creating reports for boards and committees and interaction with Swiss and European colleagues. Head

AML Services Business Compliance Officer. As part of the global expansion of the Maples Group's financial services offering, our Jersey office opened its doors in January 2019. Co-ordinating any necessary submission with the Jersey Financial Services Commission for the purpose of registrations, de-r

Compliance Consultant - Managed Services - Financial Services Advisory Firm. Miryco Consultants is working with a boutique financial services advisory firm who are in growth mode and looking for highly motivated Senior Consultants/Managers to join their Managed Services team. Compliance monitoring a

Wise May are looking for a collaborative Senior Compliance Analyst with recent experience working in the Insurance industry to join a global insurance and reinsurance provider, to support the compliance team in the delivery of their annual compliance plan to include advisory, monitoring, reporting a

Carrying out BAU compliance monitoring reviews on a quarterly basis according to risk-based Compliance Monitoring Plan. Owning the review, recording and approval of day-to-day compliance requests such as: PA Dealing, Gifts and Benefits, Outside business interests. Preparation of compliance returns a

The Compliance and Research Officer is responsible for thorough due diligence, managing compliance processes, supporting the operational teams and staying ahead of regulatory changes in the gambling industry. Adherence to company’s policies and procedures and helping other employees adhere to

Recruitment Compliance Officer £22,000 to £26,000 per year Preston, Lancashire Are you passionate about ensuring that Public Sector clients have the right staff with the highest standards of compliance? Do you have a keen eye for detail and a strong understanding of recruitment proce

Our client, a growing Lloyd's syndicate, seeks a compliance specialist with experience of working in the Insurance industry, preferably the Lloyd's/London market, to support the team in its day-to-day activities, assisting in the delivery of the annual compliance plan and in the provision of informa

Key Duties * Support the management of compliance activities under the Senior Managers & Certification Regime (SMCR), including reviewing role mapping and identifying which roles fall under the regime * Assist in improving and maintaining compliance procedures * Maintain and manage the Complianc

French & Dutch - Careline Advisor Salary: £29,500 Location: London (Hybrid) Hours: 40 hours per week About the Organisation This is a really exciting opportunity for a French & Dutch speaker with experience in customer service and a passion for excellent customer care.My client is a glob

Information Security Compliance and Data Protection Officer. Information Security Compliance and Data Protection Officer. We are seeking an Information Security Compliance and Data Protection Officer to join our dedicated team.

Are you an experienced food safety professional with a passion for meat, labelling, and compliance? If so, this is a hands-on, senior technical role offering full ownership of food safety and compliance in a growing, quality-focused business. Food Safety & Compliance Officer – Meat Industr