Trabajos dealer en New York, New York - Page 2Crear alertas

As a Tire Service Advisor, you will work for Dealer Tire inside a premium OEM dealership. Within our Tire Store program, Dealer Tire proudly promoted an average of 114 team members per year over the last two years. We're Dealer Tire, a family-owned, international distributor of tires and parts estab

Wealth Management is comprised of NYLIFE Securities, a Registered Broker/Dealer and Eagle Strategies LLC is a Registered Investment Adviser and wholly owned subsidiaries of New York Life Insurance Company. As part of New York Life's Wealth Management division, Both NYLIFE Securities and Eagle Strate

President, is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, IT Risk and Training committees.

Forklift Field Service Technician / Mechanic. We encourage our Technicians to participate in our in-house training program, allowing them to acquire additional skills in diagnosis and troubleshooting and further advance their career as a Technician. Come work for the largest equipment dealer in Nort

Internal clients are Client Advisors and Internal Client Advisors in multiple generalist channels including Wirehouse, RIA, Independent Broker-Dealer and Chase Wealth Management channels. Capacity to build relationships with financial advisor clients and within our broader JPMorgan Asset management

Our New York operations provides a gateway between the UK and North America for financial institutions and large corporate clients, offering core banking products such as lending, trade finance and a range of debt capital and financial markets services through our US broker dealer, Lloyds Securities

A minimum of 5+ years working in the financial services or consulting industry related to any of the following Financial Services/capital markets industries: investment banking, broker-dealer, prime brokerage, wealth management, or related technology service provider. Track record of involvement in

Assist with preparation of FINRA FOCUS Reports including the form X-17A-5 Part II, Supplemental Statement of Income (SSOI), Form Custody for Broker Dealers, Supplemental Liquidity Schedule (SLS), Off Balance Sheet Report (OBS) and SEC 17H reports. Assist with preparation of 15c3-1 Daily Net Capital

Business Analyst - Dtc/Oc/Nscc/Fcm Initiatives. We are seeking a highly experienced and motivated Business Analyst to join our Broker Dealer Back Office team, with a focus on Dtc/Oc/Nscc Clearing/Settlement Initiatives. Elicit, document, and validate detailed business and functional requirements.

Stay informed about evolving industry trends, external news, and regulatory changes affecting the financial and Asset Management industry, and analyze their impact on the business. Asset and Wealth Management business experience. CFR 9) related to asset management, investment advisor, broker-dealer

Prepares information for regulatory filings.Works with CFO on updating policies and procedures.Participates in testing associated with changes needed for the business.Works with members of Head Office.Assists in the delivery of information for the annual external audit of the broker dealer books and

As a Private Client Advisor in Chase Wealth Management, you will offer comprehensive financial planning and advice to individuals and families. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Your expertise will support a wide range of clien

As a Private Client Advisor in Chase Wealth Management, you will offer comprehensive financial planning and advice to individuals and families. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Your expertise will support a wide range of clien

Jefferies Tax department is seeking a senior tax accounting leader to head the Tax Accounting and Reporting function for a large, publicly traded investment bank and broker-dealer. Evaluate new business issues and the related financial accounting treatment to ensure the appropriate tax accounting tr

Successful Hyundai/Chryser,Dodge,Jeep,Ram Dealer in Paramus, NJ Group is hiring now for an Experienced Automotive Service Advisor that is currently working at an Automotive Dealership. Our Preferred Candidate will have a strong passion for the automotive industry and motivation to sell & provide an

Support regulatory filings related to the broker-dealer, FCM, and SBSD entities. Senior Associate - Accountant, Broker Dealer. We are seeking an experienced Broker-Dealer Accountant with knowledge of SEC Rules 15c3-1 and 15c3-3.

FalconX is seeking a highly skilled and motivated Senior Accountant to join our dynamic Global Finance Team. Support swap-dealer regulatory reporting which involves closing the books on daily basis and reporting the regulatory capital results to senior management. Certified Public Accountant (CPA) o

Chase Auto is a leading provider of auto financing with a portfolio of more than $80 billion in assets and relationships with 75% of U. As a Banker III, Vice President in Chase Auto/Dealer Commercial Services (DCS), you will be managing an existing loan and deposit portfolio of automotive dealership

Westlake Financial believes in PEOPLE with the PURPOSE and PASSION to assist our more than 43,000 dealer partners throughout North America. As a Dealer Account Manager with Westlake Financial, you will be educating and training our current Dealer partners in the assigned area, along with acquiring n

Our client, a top-tier management consulting firm, is seeking an experienced business analyst to support capital markets and broker-dealer clients across client registration and regulatory transformation initiatives.

Business Analyst Registrations. Our client, a top-tier Management Consulting firm, is seeking an experienced Business Analyst to support Capital Markets and broker-dealer clients across client registration and regulatory transformation initiatives. The Business Analyst will support Capital Markets

We are seeking an AVP settlement system support specialist to serve as the technical bridge between operations and the technology that powers our broker-dealer settlement engine.

As Senior Manager of Broker-Dealer Financial Operations and Controls you will play a pivotal role in overseeing and managing all financial and operational aspects of our broker dealer business. The ideal candidate for this role will possess a strong understanding of broker-dealer operations, financi

Watercraft District Sales Manager.Yamaha has an excellent opportunity for a Watercraft District Sales Manager to join our Watercraft team in a field position encompassing the Northeast territories including New York, New Jersey, and Maryland.This role is responsible for developing the dealer network

This coveted position has room for significant growth as the FINOP/Controller will be given the opportunity to grow into the role as the firms CFO within the first year of being hired. Qualified candidates must have experience working at a Self-Clearing Broker-Dealer as either a FINOP or Controller

Attention: Current Automotive Service Advisors looking for a Better Opportunity to make more money!.Starting Sign on Bonus $10,000.Successful Chrysler,Dodge,Jeep,Ram Dealer in Paramus, NJ Group is hiring now for an Experienced Automotive Service Advisor that is currently working at an Automotive Dea

The Broker-Dealer Operations Team at Betterment oversees and operates Betterment's broker-dealer entity that safeguards over $65B in assets for over one million customers. As Director of Broker-Dealer Operations you will lead the team and oversee all financial and operational aspects of our broker d

The team you will be joining is a part of State Street Markets (SSM). Manage correction of trading application static data to ensure the STP of street side trade matching and allocation.

A leading financial institution is seeking a Director of Software Engineering to oversee technical areas and manage departmental activities at their Jersey City location. This role requires extensive experience in consumer banking and software engineering, along with proven leadership in architectin

StoneX is establishing and implementing a Security Based Swap Dealer ("SBSD") program within their current institutional broker dealer, StoneX Financial Inc. The Firm seeks a seasoned compliance officer that has prior securities and swap dealer experience. Prior experience at a regulator, private fi

The Corporate Compliance Officer is responsible for the day-to-day administration of the Corporate Compliance Program, which include both bank and broker-dealer compliance and regulatory responsibilities. Contribute to review, revise, and update Corporate Compliance policies, programs, and procedure

The Compliance Officer will work closely with senior compliance officers to monitor trading activity, review policies and procedures, and assist in the implementation and review of compliance controls. Citizens is seeking a highly motivated Compliance Officer to join the Swap Dealer Compliance team.

Jefferies Tax department is seeking a senior tax accounting leader to head the Tax Accounting and Reporting function for a large, publicly traded investment bank and broker‑dealer. This role will lead the quarterly and annual income tax provision process under ASC 740, oversee income tax disclosur

As the Director of Software Engineering at JPMorgan Chase within Commercial and Investment Bank Broker Dealer Platform, you will oversee multiple technical areas, manage the activities of several departments, and foster collaboration across various technical domains. JPMorganChase, one of the oldest

Fixed Income Regulatory Operations Candidate. Broker dealer client is seeking a strong fixed income regulatory operations candidate to join its reporting team. Works closely with Trading, Operations, Compliance, and Technology to investigate breaks, support audits, and implement regulatory changes.

Serve as the primary technology relationship owner between CIB Broker Dealer platform and Other LOBs, ensuring seamless alignment and communication. Lead the definition, architecture, and end-to-end delivery of all CIB Broker Dealer platform capabilities required by Consumer Banking initiatives. As

Regulatory Engagements: The Regulatory Governance Team supports SMBC's Broker-dealer entity in managing regulatory exams and responding to regulatory inquiries as they arise. The group assists in supporting SMBC stakeholders across the First and Second Lines of Defense regarding a broad range of com

A prominent financial institution located in Jersey City, NJ, seeks a Director of Software Engineering to lead technical initiatives within its Commercial and Investment Bank. This role requires 10+ years of software engineering experience, including 5+ years in leadership.

We are seeking an AVP settlement system support specialist to serve as the technical bridge between operations and the technology that powers our broker-dealer settlement engine.

Proven track record as an FX trader or dealer serving institutional or large corporate clients. Copay is currently looking to hire a FX Sales Trader within our Cross Border division. As a client-facing Sales Trader, you will be responsible for managing and expanding a portfolio of institutional rela

Product Strategist to join our team in our Secaucus office. The Product Strategist will support internal teams by analyzing, blending, and substituting standard product applications with dealer accessible alternatives to improve competitiveness and margins.

We are looking for a Credit Relationship Manager to expand and enhance our connectivity with issuers, syndicate desks, and dealer capital markets teams. This role supports a Portfolio Manager and a team of analysts conducting rigorous, bottom-up credit research.

RSM is looking for an Assurance Manager to join our Capital Markets practice, which specializes in serving, introducing, and clearing broker dealer clients of the firm. RSM is one of the largest assurance firms serving broker dealers across the nation.

This position is a subject matter expert in the Regulatory Reporting Automation for Bank holding Company, Branch, Liquidity or Broker Dealer regulatory reports.This position will provide leadership to the team by setting the direction, defining the accountabilities and assignments, articulating goal

We are seeking a highly experienced and motivated Business Analyst to join our Broker Dealer Back Office team, with a focus on Client ICI Allocation process. Develop and maintain comprehensive business process documentation, including workflow diagrams, system configurations, and operational procedu

Designing a multi-year corporate strategy for an Independent Broker Dealer that included product development, distribution and operations and technology components. Our consultants learn on the job and receive formal training to develop their communication, presentation, analytical, and client manag

Investment Banking Associate Or Vice President. Houlihan Lokey's Financial Services Group is seeking to support its quickly-growing Broker-Dealer and Capital Markets practice with an experienced Investment Banking Associate or Vice President. Experienced Investment Banking Associate or Vice Presiden

Managing Director – Digital & Energy Infrastructure Capital Formation | Structured & Minority Growth Capital ($25M–$150M) Location: Short Hills, NJ | SEC-Registered Broker-Dealer | FINRA Member. Firm Overview We are building a lower-middle-market capital formation platform focused on digital inf