The Technical Compliance Manager will play a pivotal role in ensuring contractual compliance across our hard services facilities operation. Position: Technical Compliance Manager. Ensuring building compliance with the goal of achieving 100% compliance. They will oversee and advise on internal and...
Investments Compliance Manager. The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiF...
Join a leading organisation as a Risk and Compliance Manager and be at the forefront of driving excellence in compliance and risk management within the insurance industry. Permanent role - report into supportive Head of Risk and Compliance. Lead the implementation and oversight of compliance stra...
Compliance Manager - Lloyds Market. Support the business as the Compliance function SME. Assess ongoing compliance with Lloyd's Regulatory Principles. Create & maintain relevant compliance policies & procedures. ...
As the Compliance Manager, you will be responsible for generalist compliance activities covering both the UK & US. Coopman Search and Selection are delighted to partner with a leading alternative asset manager who specialise across the fixed income spectrum. Compliance Monitoring & Surveillance. ...
Reporting into the Group Head of Compliance, you will be a key member of the compliance function, the role holder will contribute to enhancing, embedding and maintaining the Company’s compliance framework. This is an excellent opportunity to join a growing compliance function focussing on the bro...
Ability to work closely with business units, promoting a culture of compliance and ensuring transparent communication on compliance matters. The successful candidate will conduct business-wide risk assessments, update financial crime policies, manage training and attestations, own the gifts regis...
The Compliance Manager is a vital role ensuring the organization's adherence to all laws and regulations governing charitable activities. Responsible for providing legal guidance, conducting compliance assessments, and implementing policies, this individual collaborates across departments to main...
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My client requires an experienced Compliance professional ensure that risk management, compliance and governance keeps pace with the growth of the business, and ensuring policy is robust, proportionate and commercially pragmatic. Ability to deliver engaging and practically orientated compliance t...
Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience). Our client needs either a “senior Compliance Manager”, or "Head of Compliance" level experience either gained from a Hedge Fund, Asset Manager, or Priva...
Lead Technical Compliance Manager. This is a newly-created role within the Compliance function. Perfect for someone at a Senior/Managerial level who would appreciate an autonomous role to focus on day-to-day tasks as a Technical Specialist. Previous role in a Compliance Advisory capacity. ...
We are hiring a Regulatory Product Compliance Manager to join the team to project manage product compliance and regulatory approval projects for the Product Engineering team and wider Group. Regulatory Product Compliance Manager. Provide regulatory guidance to global countries for regional compli...
We are hiring a Senior Compliance Manager on behalf of our Lloyds of London broking client. The role will involve a variety of compliance duties, including; conduct risk, providing regulatory and governance advice to the business across UK and EMEA, horizon scanning, updating policies and procedu...
As a senior manager you will be working closely with senior members of the team to support the Risk and Compliance function and deliver on client requirements, you will also be supporting the junior members of the team by delivering training and quality checking. A consulting client based in Lond...
We are working with a prestigious law firm who are looking to bring in a Risk & Compliance Manager to their team based in London. This role will be reporting into the Financial Crime Risk and Compliance Director and will work closely with the COLP/General counsel. You would be directly responsibl...
Our client is seeking a Compliance Manager to join the bank on a permanent basis either in Kent or in the Midlands. The role would join a high performing compliance team and would support the bank with topics such as consumer duty, business modernisation and providing regulatory advice to the bus...
The role of the Compliance & Audit Manager is to make sure that the company is conducting business in full compliance with all national framework requirements and regulations that pertain to the Healthcare industry, as well as professional standards, accepted business practices, and internal poli...
We are a boutique management consulting firm that offers the world’s top asset and wealth managers a competitive edge through our unrivalled expertise and industry insight. Our client base covers all of the world’s top 20 and 80% of the top 50 asset managers by AUM, and we have worked with over 8...
You'll be supporting our businesses across England and Wales to deliver their objectives whilst ensuring they have a robust compliance controls in place. You’ll be working as part of the Risk & Compliance team and be an active contributor to their growing function whilst supporting our hub busine...
Risk & Compliance Manager | Insurance Broker | Remote | £50 - 65,000 (doe). Finitas are working with a growing insurance broker in their search for a Risk & Compliance Manager to join their team. Reporting into the Head of Risk & Compliance you will be assigned to their broker partners to ensure ...
Work with the Head of Compliance, Deputy Head of Compliance, and compliance administrators in reviewing relevant documentation. Job Description – Compliance Manager. Deliver regional compliance services to include RHA Contracts of Employment and operational audits to include O’ Licence compliance...
New Compliance Advice Manager working with a rapidly growing financial services function. Reporting into the Head of Compliance, you will play a key role in championing Consumer Duty and scrutinising regulatory matters. Provide input into the Compliance, Consumer Duty, Data Protection, & Financia...
Our Client, a national Law Firm, is recruiting a Data Protection Manager to provide support towards compliance with our certifications and accreditations, including ISO27001 and Cyber Essentials Plus, as well as clients’ requirements around data protection and will collaborate closely with the In...