Financial compliance jobs in Hertford - Page 3Create job alerts

A Financial Services company based in the North Surrey/South London area is seeking a widely experienced Compliance and Governance specialist at Exec level, who offers a mix of broad Business and strong FCA Regulatory Compliance and Governance experience. The Head of Compliance and Governance will l

Leading the financial crime compliance function, offering guidance to partners, lawyers and business services teams on issues such as AML, sanctions, and bribery. Advising on broader compliance topics such as conflicts, confidentiality and regulatory obligations. If you are a skilled compliance lawy

Financial Services Tax & Law - US Global Compliance & Reporting - US Tax - Senior. Background in financial services, ideally working with hedge funds in a US tax capacity.

The position lies within the Financial Crime Compliance Team (FCC Team), Saffery’s risk management function.

A leading financial services firm in Greater London seeks a Senior Manager – Financial Crime Compliance to develop and oversee the AFC Framework across Europe. This pivotal role requires extensive senior-level experience in Financial Crime Compliance, strong leadership, and the ability to navigate

A leading educational institution in Greater London seeks a Finance Director to enhance its financial control framework while managing accounting policies and audits. The candidate should possess extensive experience in financial leadership, including team management and external audit engagements.

Compliance Consultant (Financial Services) Location: Liverpool City Centre Contract Type: Permanent, Full Time Hours: Monday to Friday, 9am-5pm (35 hours per week, 1‑hour lunch) Salary: Dependent on experience Are you an experienced Compliance professional with strong monitoring expertise and a de

Financial Controller: Reporting & Compliance. Responsible for review and compliance to Sarbanes-Oxley control environment. Responsible for the day-to-day management of UMPG Financial Reporting team; including team meetings, feedback and delegation of work.

A financial services company in Greater London is seeking a Financial Crime Compliance Senior Analyst to support the MLRO in enhancing the financial crime framework. The ideal candidate should have experience in compliance roles within a regulated environment, strong knowledge of UK AML and CTF regu

This role offers an opportunity to contribute to a robust compliance culture within a leading financial firm. A full-service investment brokerage company in Greater London seeks a compliance advisor to oversee regulatory audits and monitor compliance with local regulations. Ideal candidates will hav

A prominent international NGO is seeking a Group Financial Controller to lead financial management and governance across various countries. The ideal candidate will ensure robust internal controls and facilitate compliance with UK charity reporting requirements. This senior role requires a fully qua

A retail and corporate banking firm is seeking a Senior Associate within Compliance and Financial Crime in Greater London. Ideal candidates will have professional AML certifications and experience in compliance within financial institutions. The role involves providing oversight for AML/CFT risk man

A fast-growing tech company in London seeks a Group Financial Controller to establish its finance function. You'll lead core finance operations, including accounts payable/receivable and ensure tax compliance across multiple jurisdictions. With an emphasis on automation and scalability, you will bui

A leading environmental organization in the UK is seeking a Financial Controller to manage day-to-day financial operations, ensure compliance, and oversee financial reporting.

A long-established bank in London seeks a Compliance Officer to manage compliance and financial crime responsibilities. The ideal candidate will have varied experience in areas like AML/CDD and regulatory compliance. You will support the Compliance Monitoring Programme and prepare reports for senior

Financial Services Tax & Law - US Global Compliance & Reporting - SALT ManagerTax. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate consideration of risk, operational, and tax technical issues. Ability to manage large sca

The ideal candidate has over two years of experience in financial accounting, proficiency in Microsoft Office Suite, and holds at least a bachelor's degree in accountancy or a related field. A prominent educational platform in the United Kingdom seeks a Financial Accountant to analyze economic stabi

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

This role entails liaising across various teams, preparing reports for the Compliance Leadership Team, and working within a matrix environment. A global payment services provider is seeking a Director of Product Development to oversee financial crime risks associated with new products. The ideal can

A leading financial services firm in the United Kingdom is seeking a qualified accountant to join their Group Finance team. In this role, you will manage financial consolidation and external reporting.

A recruitment agency in Greater London is seeking a Senior Financial Reporting Manager to lead the statutory financial reporting process for a FTSE listed company. Key responsibilities include managing external reporting timelines, preparing audit papers, and ensuring compliance with regulatory requ

This role involves financial analysis, preparation of statutory reports under UK GAAP, and oversight of compliance with regulatory standards. The ideal candidate will have strong expertise in financial reporting, ideally from a regulated environment, including knowledge of SII. A leading insurance f

A leading provider of energy-efficient solutions in North Bristol is seeking an experienced Financial Controller to manage financial processes and ensure compliance. This role involves overseeing all financial functions, preparing reports, and guiding strategic decisions within a fast-paced, impactf

A financial services institution in London is seeking a Compliance Advisor to join its growing team. You will monitor and ensure that the company's business is conducted in accordance with financial regulations. The role requires a university graduate with experience in industry products and complia

A financial services company in Bristol is seeking an experienced Team Leader for their contact centre.

A leading sports technology company is seeking a Vice President, Financial Controls to lead the SOX 404 control environment. Candidates must hold a Bachelor's degree in Accounting or Finance with CA/CPA certification, possess over 10 years of financial controls experience, and demonstrate exceptiona

Financial Services Tax & Law - US Global Compliance & Reporting - SALT Senior Manager Tax. Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and mana

This role requires a strong advisory background in non-financial risk and governance, coupled with consulting experience with Financial Services clients. A leading global consultancy in London is seeking Managers and Senior Managers for their Risk and Compliance practice.

This role includes preparing financial statements, coordinating with tax teams, and ensuring compliance with financial regulations. A leading global investment management firm in Greater London seeks a Legal Entity Controller to manage financial reporting and ensure accuracy within various legal ent

A leading AI firm in financial services seeks a Regulatory Compliance SME to help develop innovative compliance solutions. Ideal candidates should have 5–10 years of experience in regulatory compliance and a strong background in large financial services institutions or consulting firms. This role

A leading FMCG company in the UK is looking for a Financial Reporting Manager to oversee statutory and regulatory reporting. This pivotal role requires strong expertise in IFRS and UK GAAP compliance, as well as the ability to drive improvements in reporting processes. The ideal candidate will be a

Financial Crime Compliance Senior Analyst. MLRO’s principal operational support, helping to design, maintain, and continuously improve InvestEngine’s financial crime control framework. Project or change delivery experience within compliance or risk.

SF Recruitment are delighted to be working with a Financial & Legal services business in Derby in their search for a Financial Compliance Manager. As the Financial Compliance Manager you will be responsible for ensuring full compliance with the Solicitors Regulation Authority (SRA) Accounts Rules, o

A leading consulting firm is seeking a Non-Financial Risk & Compliance Manager / Senior Manager to lead teams working with financial services clients in London, Edinburgh, and Glasgow.

We’ve been on the frontline of the world’s response to HIV and AIDS for over 25 years, working with marginalised people who are denied HIV prevention and treatment simply because of who they are and where they live.Set up in 1993 to work with community groups in the countries most affected by th

A well-known accountancy and business advisory firm is seeking a Financial Reporting and Compliance Accountant to support financial integrity and ensure timely IFRS-compliant reporting.

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. SALT experience, ideally within financial servic

A global financial services firm is seeking a Financial Intelligence Analyst to safeguard against financial crime risks. Ideal candidates have strong analytical skills, relevant knowledge in financial crime risk, and a degree in Finance or similar. This role offers hybrid working arrangements with v

As Manager Financial Crime Compliance, you will be responsible for contributing to the delivery of a strategic, integrated approach to financial crime compliance across the group, providing advice and functional expertise. Proven experience in regulatory financial crime compliance environment with e

A leading professional services firm in Greater London is seeking a professional to address non-financial risk and compliance challenges.

The ideal candidate will have over 3 years of experience in compliance or regulatory support within financial services and a strong understanding of UK regulatory frameworks and FCA handbook regulations. A boutique financial services advisory firm in the UK is seeking a Compliance Consultant to join

A leading financial institution in the UK is looking for a Manager Financial Crime Compliance. Ideal candidates should have a high level of understanding of AML and sanctions, along with experience in a regulatory financial crime compliance environment. The role involves delivering a strategic appro

A leading insurance company in Birmingham seeks a Financial Crime Officer to aid in maintaining oversight of financial crime matters. The role involves providing advisory support and ensuring compliance with financial crime regulations. This role offers a unique opportunity to improve financial crim

This fully on-site role requires a charismatic finance professional who can lead month-end reporting, prepare statutory financial statements, and implement compliance procedures. A reputable financial recruitment agency seeks a Head of Finance for an established commercial business in Borehamwood, H

A respected financial services firm is seeking a Senior IFA Administrator to support Office Managers and Financial Planners. This role involves processing new business, preparing compliance documents, and maintaining accurate client data.

Candidates who value the compliance and reporting function as a crucial element of Financial Services Tax. Build a strong career foundation with access to significant advisory and compliance work. Manager or Senior Manager level, with strong UK tax compliance and advisory expertise.

A financial regulatory body in the United Kingdom is seeking a SCV Data Assurance Analyst to audit processes and controls of Banks and Building Societies. The role involves delivering compliance audits, analyzing customer view data, and acting as a subject matter expert in SCV.

Experience in a UK compliance or regulatory environment, with an emphasis on financial advertising and regulatory compliance in the UK. Persado is at the forefront of helping marketing teams in highly regulated industries—such as banking, insurance, and financial services—manage content with spe