Regulatory compliance jobs in Richmond - Page 2Create job alerts

As Senior Partnership Regulatory Compliance Officer, you will oversee and manage our client’s procedures and processes related to educational partnerships. This role involves working closely with partner institutions, both within the UK and internationally, ensuring compliance with regulatory requ

Support both Risk & Compliance teams across regulatory, policy, onboarding and wider compliance projects. Experience handling regulatory or compliance queries in a law firm or professional services setting. This is a broad role supporting regulatory analysis, policy development, risk and complia

Regulatory Compliance EngineerJob Description and Key ResponsibilitiesScope Provide evidence-based assurance that our procedures are compliant, effective, and aligned with industry best practise.

The role involves establishing and maintaining compliance frameworks, overseeing compliance risk and regulatory reporting, and acting as the primary contact with regulators. A leading financial institution in Greater London is seeking a Compliance Manager with significant experience in UK banking co

You will be responsible for ensuring compliance with regulatory requirements and managing cross-team collaborations. A fast-growing financial services startup is seeking a senior compliance professional to lead the Compliance team. The ideal candidate has over 10 years of experience in financial ser

A leading international corporate bank in Greater London is looking for a Compliance Manager to oversee compliance with UK regulations, manage non-financial crime audits, and liaise with regulators such as the FCA and PRA. This role involves ensuring compliance culture and handling complaints capabl

Regulatory Advisor - Product Compliance (London)## Regulatory Advisor - Product Compliance (London)### Job Introduction•As a Regulatory Advisor, you will support the Product Compliance team – part of the Buying Division. You will assess the suitability and compliance of DG products proposed by o

A global investment firm in Jersey seeks a Compliance Manager to oversee their compliance program. This role offers a chance to lead compliance efforts and engage with regulatory bodies. Ideal applicants will have extensive funds compliance experience, hold ICA qualifications, and have at least 4 ye

A global healthcare company is seeking a Regulatory Affairs Specialist to provide regulatory guidance and support for UK marketed products. The role demands excellent communication skills and regulatory knowledge to ensure compliance and support product development. Responsibilities include acting a

The ideal candidate will have over 4 years of experience in compliance within the fintech space, a strong understanding of regulatory frameworks, and excellent analytical skills. A digital payment platform is looking for a Compliance Officer to manage compliance activities and ensure adherence to re

We are looking for an experienced and motivational Regulatory Compliance expert to support and develop learners working in complex regulatory compliance-focused environments. Skills Coach - Regulatory Compliance Officer. Skills Coach - Regulatory Compliance Officer.

The successful candidate will lead multidisciplinary teams to deliver high-quality work in compliance, enforcement, and oversight, and manage stakeholder relationships effectively.

Experience in leading a regulatory compliance team and providing input into Compliance Monitoring plans. Compliance Universe: Map, document and maintain the firm’s Compliance Universe, from regulatory obligations to business controls and policies. Regulatory Change: Lead the regulatory change fram

The Head of Financial Crime and Regulatory Compliance is a senior compliance leader responsible for building, scaling, and overseeing global programs that protect the company from regulatory, financial, and reputational risk. This role spans multiple high-impact domains including AML, sanctions comp

A leading international bank based in London is seeking a Regulatory Compliance Manager to spearhead their compliance efforts. This key position involves overseeing compliance monitoring, leading a team, and interfacing with regulators. Candidates should have over 10 years’ experience in Financial

A major financial services firm is seeking a Regulatory Oversight Manager to lead UK regulatory scanning and implementation oversight activities. This role requires strong expertise in UK financial services regulation, a proactive approach to stakeholder management, and the ability to effectively an

A leading autonomous driving technology company in London is seeking a Program Manager for AV Compliance, focusing on UK and EU regulatory requirements. The role includes partnering with legal to document compliance, defining communication strategies for change management, and building risk assessme

A financial services company is seeking a Compliance Policy and Regulatory Engagement Lead based in Guernsey. This full-time role involves leading a compliance team and ensuring adherence to regulatory obligations under financial crime laws. Responsibilities include preparing reports for financial s

A leading legal services provider in Park Central seeks a Paralegal specializing in regulatory and compliance issues.

The ideal candidate will have a strong background in compliance and regulatory work, with responsibilities focused on researching international regulatory requirements and producing compliance manuals. A legal consultancy is seeking an experienced compliance paralegal for a fully remote position on

Project Manager (Regulatory Compliance projects) - Treasury Settlements. Support and drive delivery of two regulatory-driven Treasury projects over ~12-14 months, ensuring alignment with strategic regulatory requirements. Experience with regulatory compliance-related projects and familiarity with au

Strategic insight — but also hands‑on expertise to shape, document, and deliver regulatory compliance. Lead the compliance and regulatory affairs function as the business transitions from payments (EMI) to investment services under MiFID II. We’re looking for a Compliance Director who can take

Working with the Regional Compliance Officer and Deputy Regional Compliance Officer, support the positive development of Chubb's regulatory relationships in the UK and France, and providing support on regulatory interactions across Chubb EMEA. Working with the Regional Compliance Officer and Deputy

Regulatory Compliance Manager – Advertising & Consumer Protection. Mitigate potential issues concerning intellectual property, reputational and regulatory risk. Government organisations, regulatory bodies, trade & industry associations).

The role includes leading regulatory requests, advising on compliance matters, and supporting business initiatives. A global leader in risk assessment is seeking a Compliance Officer to work in an evolving regulatory environment. The candidate must have over 9 years of regulatory experience, excel i

Climate Arc is seeking a Risk & Regulatory Compliance Officer to uphold our high standards and ensure adherence to regulatory requirements and best practice. Maintain SOC2‑related compliance policies and coordinate evidence, reviews, and security governance with product and technology teams. Work

Were looking for a UK Regulatory Assurance Lead to cover maternity absence for a period of up to 24 months who will focus on developing and maintaining our regulatory compliance monitoring and testing plan for the UK and leading the team in executing this plan. You will work with colleagues from a w

The Head of Financial Crime and Regulatory Compliance is a senior compliance leader responsible for building, scaling, and overseeing global programs that protect the company from regulatory, financial, and reputational risk. This role spans multiple high-impact domains including AML, sanctions comp

This role involves translating compliance requirements into technical specifications and ensuring the gaming platform adheres to regulatory standards. The ideal candidate will communicate effectively with non-technical stakeholders and have knowledge of compliance in jurisdictions like MGA and IOM.

Please confirm if you have at least 7+ years of proven experience within a leading Asset & Wealth Management institution or consulting firm (either in a consulting role, industry role, or a change management/project management role - where you have been complex delivering Regulatory & Compliance pro

A growing WealthTech firm in the UK is looking for a Senior Compliance & Regulatory Lead to design and maintain compliance frameworks. The ideal candidate should possess proven compliance experience and a deep understanding of UK regulatory frameworks, along with strong analytical and communication

A global legal services company in Greater London seeks a Legal / Regulatory Compliance Counsel for a mid-term contract role. This position requires a qualified lawyer with expertise in corporate governance and regulatory compliance. Candidates must excel in advising on governance requirements and w

This role is key for ensuring compliance with government sustainability requirements and involves ESG reporting and stakeholder engagement.

This role will suit a compliance professional from any regulated industry, with the ability to quickly understand organisational frameworks and support a wide range of compliance activities. Legal, Regulatory & Compliance. An excellent opportunity for a Legal / Regulatory Compliance Counsel.

A prestigious financial institution is seeking a Director of Regulatory Relations to manage engagements with UK regulators. This role emphasizes high-level regulatory interaction within a collaborative team. Candidates should have over ten years of experience in banking compliance and a thorough und

The role involves producing management information to support governance and regulatory reporting, collaborating with Compliance, Operations, and Legal teams to design metrics that meet FCA standards. A leading financial technology company is seeking an Entry-level Regulatory MI Analyst in Greater L

The successful candidate will develop and manage compliance frameworks, ensuring adherence to regulatory standards, and lead quality improvement initiatives. A leading healthcare organisation in Greater London seeks a Compliance and Quality Improvement Manager. This role requires strong leadership s

Applicants should have over 7 years of relevant experience in public accounting or regulatory compliance and demonstrate strong leadership and analytical skills.

Key activities you will oversee are:• Production of Management Information• Coordination of the annual Compliance Risk Assessment• Regulatory Breach Management• Compliance Policy framework development and maintenance• Compliance Training framework development and maintenance• Regulatory

Working with the Regional Compliance Officer and Deputy Regional Compliance Officer, support the positive development of Chubb's regulatory relationships in the UK and France, and providing support on regulatory interactions across Chubb EMEA. Working with the Regional Compliance Officer and Deputy

Maintain an understanding of the latest developments in economic crime legislation and wider regulatory law and to regularly seek to update skills in addition to and outside of the CPD process, sharing learning across the team;. We are looking for an individual who can provide excellent, technically

A luxury fashion marketplace is seeking a Senior Legal Counsel, Regulatory (APAC) to lead in the APAC region. The candidate will provide strategic legal advice, oversee payments, negotiate contracts, and develop compliance processes.

As a Regulatory and Compliance Lead (CASS Specialist), you will provide second-line compliance support, acting as a strategic partner to business leaders to align regulatory and compliance initiatives (including Consumer Duty) with organizational goals. You will leverage your CASS expertise and regu

A global financial services firm is seeking a Senior Regulatory Compliance Manager in Greater London. The candidate will be responsible for regulatory inventory and ensure product compliance while collaborating with cross-functional teams including Product Management and Legal. They will monitor reg

Compliance Manager (Regulatory Reporting). Compliance Manager (Regulatory Reporting). Drive the production of high‑quality management information (MI) for senior management, compliance, and regulatory needs.

This pivotal position involves providing legal support for various regulatory compliance matters including Product Compliance, ESG, and Consumer Rights. This role includes advising senior executives and managing regulatory inquiries, fostering growth and transformation within the company.

As a Regulatory Compliance Manager, you’ll join a team of professionals dedicated to maintaining regulatory compliance in the UK market, including key areas such as LCCP, AML/CTF, KYC, and responsible gambling obligations. The UK Compliance team, part of the Risk and Intelligent Automation Functio