Head of Compliance (SMF16) (Sell Side experience)
9 days ago
Robert Half is recruiting for a Head of Compliance (SMF16) for a brokerage firm.ROLE: Head of Compliance (SMF16).SME for all applicable local Regulatory frameworks, including, CASS, SYSC and SMCR.Responsibility for annual review and update of all Compliance and AML policies and procedures includi...