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You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. You’ll design and execute reviews as required under the Compliance Monitoring Plan in line with departmental procedures. You’ll ideally have experience of per

You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management as well as a good understanding of the r

You’d take immediate ownership of the compliance monitoring programme, but also become increasingly involved in the group’s compliance policies and procedures across all jurisdictions, project work, amongst many other areas. This role is to support a very successful risk and compliance team and

A growing wealth management firm in the United Kingdom is looking for a Compliance Monitoring professional to undertake 2nd LoD reviews and ensure effective compliance controls.

Previous exposure to Compliance Frameworks, with experience of compliance monitoring including thematic reviews and horizon scanning. Puma Capital Group are looking for a Compliance Monitoring Analyst to join our Compliance team in London. The role will be responsible for the review and approval of

You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management, although strong candidates looking to move into Compliance Monitoring from other areas of Regulatory Compliance will also be considered. You’ll undertake 2nd LoD Compliance Mo

We are currently recruiting for Compliance Monitoring Manager to join them on an initial 6 month fixed term contract. Key responsibilities:Manages the organisations internal compliance monitoring system in support of the Companys CAA Approvals and its ISO Accreditation They also carry out contracto.

A respected Wealth & Investment Management firm is seeking a technically strong Compliance Monitoring Manager to lead second-line oversight across its Investment Management business. You will own a risk-based Compliance Monitoring Plan with particular emphasis on end-to-end suitability oversight, co