Financial compliance jobs in Bath - Page 8Create job alerts

This role demands initiative, ownership and the ability to embed a culture of compliance throughout the business. Monitor, interpret and implement FCA requirements including COBS, SYSC, SM&CR, Consumer Duty, AML and financial crime regulations. Develop and maintain compliance policies, procedure

A Financial Services company based in Bristol is seeking a widely experienced Compliance and Governance Exec, with a mix of broad Business and FCA Regulated Compliance and Governance experience, to join and develop their Compliance function. This includes ensuring compliance with healthcare regulati

Job Description Your new companyA Financial Services company based in Bristol is seeking a widely experienced Compliance and Governance Exec, with a mix of broad Business and FCA Regulated Compliance and Governance experience, to join and develop their Compliance function. What you'll need to succe

In this critical role, you will oversee financial compliance audits for large clients and lead the Compliance team. A global marketing advisory firm in London is seeking a Sub Practice Lead for Financial Compliance. The ideal candidate will have a Chartered Accountant qualification and over 8 years

A leading fragrance company in Greater London is seeking a qualified Financial Accountant to manage UK VAT, corporation tax compliance, and statutory reporting. The role involves collaboration with external auditors and tax advisers, ensuring balance sheet integrity, and overseeing the French entity

A financial risk advisory firm is seeking a full-time Legal and Compliance Counsel to strengthen its legal function. The role is suitable for a qualified solicitor with around 2 years’ post-qualification experience in the financial services sector, emphasizing contractual drafting and analytical s

A global marketing advisory is seeking a Sub Practice Lead in London responsible for managing financial compliance audits and leading a team. The ideal candidate will possess at least 8 years of financial/commercial experience, along with a Chartered Accountant qualification.

You will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and prevention, and compliance programme development within the financial services sector. We work closely with financial services clients

Our financial audit practice is built on rigorous financial analysis, contract review, and audit methodologies, delivering industry-leading compliance audits designed to provide the highest levels of governance to advertisers over their marketing spend and agency fees. This role will be responsible

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

The role involves preparing financial reports, ensuring compliance with accounting standards, and managing financial processes. A reputable organisation in professional services is seeking a skilled Financial Accountant in Chesterfield.

The Financial Promotions Compliance Manager will provide support to the Client Group team by ensuring that financial promotions, regulatory customer communications, fund literature, customer journeys and other marketing collateral meet required regulatory standards. Previous experience of approving

A leading financial consulting firm in Greater London is seeking a Group Financial Controller to take ownership of the Group's financial accounting, lead audits, and manage a multi-country finance team. This role will ensure robust regulatory compliance and oversee treasury functions, driving financ

A leading financial services firm in Greater London seeks a Consultant/Senior Consultant to join its Financial Services Group. Responsibilities include conducting risk-based audits, providing regulatory compliance advisory, and assisting with corporate governance practices. Candidates should possess

You'll apply your extensive experience in financial compliance to design, lead, and improve the future of oversight and compliance. Financial Crime Compliance Manager (Crypto). Financial Crime Compliance Manager (Crypto).

Ideal candidates will possess extensive knowledge of regulatory measures related to financial crime and a minimum of 5 years compliance experience in the insurance industry. This role involves assisting with the implementation of compliance systems and controls for UK regulated entities. A prominent

A leading global law firm in London is seeking a Senior Compliance Analyst to leverage financial crime expertise in compliance matters. You will be the key escalation point for financial crime issues, including AML and sanctions. The ideal candidate should have proven experience in compliance roles,

A leading financial institution is looking for a Compliance Sanctions Officer in London. The role requires strong expertise in sanctions compliance and regulatory knowledge, focusing on UK and international standards. The ideal candidate holds a relevant Bachelor's degree and has significant experie

The main purpose of this role is to support the ‘Financial Accounting & Compliance Manager’, in maintaining the robust financial integrity and timely IFRS‑compliant external reporting of the Group’s legal entities. They implement strategies that help us innovate – like combining new techno

A global financial group is seeking a Systems Architect in Compliance Technology to enhance AML platforms. Candidates should have experience in compliance technology and possess strong analytical and problem-solving skills.

A leading financial services firm in the UK seeks a qualified Financial Controller. This key role reports to the CFO and oversees the finance function, ensuring regulatory compliance and financial control. The candidate should have a strong financial leadership background, with at least 5 years in a

The ideal candidate has substantial experience in financial services risk and compliance, holds a chartered accountancy qualification, and possesses strong leadership and communication skills. A leading financial services firm in the UK is seeking a Controls Senior Manager to lead internal controls

A dynamic digital agency in the UK seeks a Financial Controller to ensure financial accuracy and drive commercial success. The ideal candidate should be an ACA/ACCA/CIMA qualified accountant with over 5 years of financial management experience and deep knowledge of project-based accounting software.

Work closely with Compliance leaders, Policy Champions, and key stakeholders to integrate bribery and AML/CTF risks into Vodafone’s Compliance Management System. A financial crime expert with 6+ years of experience, particularly in anti‑bribery and AML/CTF compliance. In Vodafone’s fast-paced

A medium-sized law firm based in London is seeking a Financial Compliance Manager on a part-time basis. This role involves overseeing reconciliations, maintaining compliance with SRA Accounts Rules, and conducting internal audits.

A financial compliance startup in Greater London is seeking a Customer Success Manager to serve as a strategic advisor for enterprise clients.

Advise the Board on compliance and deliver staff training. Act as Compliance Officer and MLCO, fulfilling Key Person responsibilities. Maintain and monitor the firm’s compliance framework and policies.

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. Broad ranging transformation initiatives within the Finance, Risk and Compliance functions. Experien

Compliance, Compliance Monitoring, Risk Assurance, or Internal Audit within financial services. Strong regulatory and compliance monitoring experience within FX, payments, fintech, banking, or another regulated financial services environment. We’re looking for a Compliance Monitoring Lead to desig

The ideal candidate will possess certification in financial crime compliance and practical experience in a regulated financial services environment, along with strong analytical and communication skills. A financial services organization in the UK is seeking an experienced individual to support fina

A global investment firm in Greater London is looking for an Anti-Financial Crime Compliance Officer to support their compliance program. This role requires collaboration with senior management, ensuring adherence to UK and EU regulations, and producing timely compliance reports. The ideal candidate

The ideal candidate has extensive experience in UK regulatory compliance within financial services, proven leadership skills, and the ability to influence senior stakeholders. A leading recruitment agency is looking for an experienced Head of Compliance for their London Branch. This senior role invo

A British advanced engineering firm in Shalford is seeking a Group Financial Accountant to manage financial compliance, oversee general ledgers, and prepare annual budgets.

A financial services advisory firm is seeking a full-time Legal and Compliance Counsel in Greater London. The role involves supporting regulatory compliance and working closely with legal topics within a dynamic team. Benefits include a company bonus scheme, enhanced health insurance, and financial

A global compliance solutions provider in London is seeking an enthusiastic Account Executive for the Financial Markets Compliance team. The company offers a dynamic work environment with opportunities for growth and internal mobility, aiming to drive compliance solutions for financial services clie

Under the leadership of the Global Chief Compliance Officer, the Compliance Department is comprised of functionally aligned teams that operate collaboratively based on the Firm’s overall structure and include the following:. European and Asia Pacific compliance, which oversees region‑specific co

This key position entails managing financial operations such as budgeting, forecasting, and reporting, along with leading the finance team.

Non-Financial Risk & Compliance - Controls Senior Manager. Within our Financial Services Risk practice, the Banking Non-Financial Risk & Regulatory Transformation team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. Detailed knowledge of SOx

A leading fund management company in the UK is seeking a Financial Promotions and Compliance Manager to ensure compliance with regulatory standards. The role involves producing financial promotions, maintaining a verification process for compliance, and providing training to team members. Candidates

In this role, you will support the development of the Financial Crime Compliance monitoring plan, conduct assurance for operations, and provide expert guidance on financial crime prevention policies. A financial institution in Greater London is seeking a financial crime advisor.

A modern fragrance company located in Greater London is seeking a qualified Financial Accountant to manage UK tax compliance, statutory accounting, and audit responsibilities.

This role involves managing financial accounting, ensuring compliance, and preparing annual financial statements. A prominent educational institution in the United Kingdom seeks a Financial Accountant to support its corporate governance.

A leading financial services provider is hiring an AML Services Business Compliance Officer in Jersey (Hybrid). This role encompasses crucial regulatory responsibilities such as acting as the MLRO, ensuring compliance with local regulations, and undertaking periodic reviews. Ideal candidates will ha

A leading investment platform in the UK is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory risks. This role requires a strong background in financial services compliance, ideally with previous experience at a retail investment broker. Successful candidates

A large non-for-profit organisation is seeking a Legal Compliance Manager in Greater London to assist the Legal Compliance Team, focusing on financial crime. The ideal candidate should have over two years of compliance management experience and strong project management skills, while also contributi

The main purpose of this role is to support the ‘Financial Accounting & Compliance Manager’, in maintaining the robust financial integrity and timely IFRS‑compliant external reporting of the Group’s legal entities. Financial Reporting and Compliance Accountant - 12 Month FTC. Assist in the p

A prominent national financial firm in the United Kingdom is seeking an experienced Senior Compliance Manager to enhance their governance framework. This key leadership position involves providing expert compliance guidance to support financial planning. Candidates should have extensive experience i

Proven track record of supporting solution selling related to Financial Crime and Compliance/Fraud & Identity SaaS technology platforms. This role is within the Solutions Consulting team supporting LNRS’ end to end Financial Crime and Compliance Lifecycle Management Platform - RiskNarrative. Demon