Financial compliance jobs in Hertford - Page 5Create job alerts

Leading the financial crime compliance function, offering guidance to partners, lawyers and business services teams on issues such as AML, sanctions, and bribery. Advising on broader compliance topics such as conflicts, confidentiality and regulatory obligations. If you are a skilled compliance lawy

A leading financial services firm in the UK is seeking a Head of Compliance to manage a team focused on regulatory adherence and financial crime. The ideal candidate will have significant experience in compliance, specifically related to AML and fraud.

A leading luxury fashion marketplace is seeking a Head of Financial Crime and Regulatory Compliance to oversee compliance programs, manage risks, and ensure adherence to regulations across multiple jurisdictions. The ideal candidate will have 12-15 years of experience in compliance, with strong skil

A prestigious educational institution is seeking a Financial Controller to manage financial operations, including budgeting, reporting, and compliance. Responsibilities include leading the accounting team, ensuring accurate financial reporting, and safeguarding school assets.

A global consulting firm is looking for a Senior in Financial Crime & Forensics in London. The ideal candidate will have a strong academic background and experience analyzing financial information.

Under the leadership of the Global Chief Compliance Officer, the Compliance Department is comprised of functionally aligned teams that operate collaboratively based on the Firm’s overall structure and include the following:* Investment Advisory, which oversees implementation of the Advisers Act, r

A leading IT consulting firm in the United Kingdom is looking for a Senior Financial Analyst to ensure statutory accuracy and compliance. This role involves preparing financial statements, supporting audits, and collaborating with internal teams.

Providing advice and guidance to EMEA front office departments in relation to financial crime escalations to mitigate Financial Crime risk. Detailing and summarising complex financial evidence into reports and statements tailored to target audiences. In conjunction with CPD Training unit produce and

Compliance Manager – Financial Crime (Anti-Bribery & AML/CTF) - London (Hybrid). This role offers a global remit, exposure to senior leadership, and the opportunity to shape how financial crime compliance operates in a large, international business. If you’re a financial crime compliance profess

This junior lawyer will provide commercial and regulatory support across the EMEALA business, drafting and negotiating various agreements while advising on financial services regulations. A leading global asset management firm is seeking an Assistant General Counsel to join their Legal & Compliance

SF Recruitment are delighted to be working with a Financial & Legal services business in Derby in their search for a Financial Compliance Manager. As the Financial Compliance Manager you will be responsible for ensuring full compliance with the Solicitors Regulation Authority (SRA) Accounts Rules, o

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects.

A financial technology company in the United Kingdom is seeking a Financial Crime Compliance Manager to oversee crypto activities and ensure compliance with financial regulations. The ideal candidate has over 4 years of experience in financial crime, particularly in AML/CTF, and is knowledgeable abo

Ideal candidates will have senior level experience in Financial Services compliance and proven capabilities in managing relationships with the FCA. A leading Investment Management firm in York and North Yorkshire is seeking an experienced Compliance professional. This role involves providing regulat

The Financial Crime Compliance Team (FCC Team) forms part of Saffery's wider risk management function. The FCC team is responsible for ensuring Saffery's compliance with AML regulations and we are recruiting for an analyst to join our ongoing monitoring.

Ideal candidates will have a degree in Accountancy or Business Law, with at least three years of experience in the financial industry. A leading financial advisory firm is seeking motivated professionals for the Consultant/Senior Consultant role. Responsibilities include conducting risk-based audits

Our Banking Non-Financial Risk & Compliance team is at the forefront of addressing the most pressing market, risk and regulatory challenges faced by our clients. We operate on a global scale, bringing the best of PwC to our clients and helping them transform the way they manage non‑financial risk

A leading recruitment agency is seeking a Senior Compliance Analyst to join a high-performing compliance team in the Lloyd’s/London market. The successful candidate will monitor financial crime risks, ensure adherence to regulatory requirements, and provide compliance advice. This role is integral

Financial Crime Compliance Consultant (9 month FTC) page is loaded## Financial Crime Compliance Consultant (9 month FTC)locations: Londontime type: Full timeposted on: Posted Todayjob requisition id: JR456The Value of Active MindsAbout JupiterJupiter is one of the UK’s leading investme

A leading global investment management firm is seeking an Anti-Financial Crime Compliance Officer to enhance its compliance program across EMEA. This role involves collaboration with senior management to ensure adherence to UK and EU regulations while developing a robust compliance framework. The id

The ideal candidate will have 3-6 years of experience in financial crime or compliance in financial services. A leading investment management company is seeking a Financial Crime Compliance Consultant for a 9-month FTC. This role involves leading financial crime workstreams, drafting procedures, and

Compliance Officer – Anti-Financial Crime (6m FTC) page is loaded## Compliance Officer – Anti-Financial Crime (6m FTC)locations: London, GBRtime type: Full timeposted on: Posted Todayjob requisition id: R105986PIMCO is a global leader in active fixed income with deep expertise across pub

The role is to help give prospects the confidence and understanding of how the RiskNarrative solution operates, and will interface with their internal architecture, to ensure the success of the sales team, and correspondingly, the global RiskNarrative sales target* Assist sales calls remotely or fac

The successful candidate will have a Level 4 Diploma in Financial Planning and experience in investments and pensions compliance. A leading consultancy firm is seeking a Business Compliance Consultant in Liverpool City Centre to join their growing team.

The role will require the candidate to support the development of the Financial Crime Compliance (FCC) annual risk-based assurance monitoring plan as well as demonstrate an in-depth knowledge of the financial crime risks present in areas such as correspondent banking, international money remittance

The candidate should have strong compliance monitoring skills, excellent IT literacy, and the ability to analyze complex data. A recruitment consultancy is looking for an experienced Compliance Consultant to join their growing team in Liverpool. This role involves ensuring compliance with regulatory

A leading financial services provider is seeking a Head of Financial Crime to lead compliance efforts in London. Candidates should possess significant experience in financial crime compliance, team leadership skills, and relevant certifications. This hybrid role involves developing policies against

The candidate must have significant experience in financial services, particularly in assessing customer outcomes.

A financial services firm is seeking a Financial Crime Compliance Senior Analyst to enhance their compliance framework. The role involves supporting the MLRO, addressing financial crime queries, and conducting reviews. Ideal candidates will have experience in compliance within a regulated environmen

Ideal candidates will have experience in technical support or compliance within financial planning, strong knowledge of relevant regulations, and excellent communication skills. A financial services firm in the UK seeks a Technical Support Team Leader to enhance client experiences through leadership

A leading compliance consultancy in Greater London is seeking a Senior Consultant to provide financial crime support. Join a dynamic team and elevate your career in financial services.

A leading financial institution in Greater London is seeking a Tax Director to oversee the Europe and APAC tax function. This senior role involves ensuring compliance with local tax laws, managing a small team, and influencing business strategy through effective tax planning.

You will be responsible for monitoring market trends, developing governance frameworks, and ensuring compliance with regulatory standards.

You'll apply your extensive experience in financial compliance to design, lead, and improve the future of oversight and compliance. Knowledge of anti-financial crime frameworks, such as AML/CTF and sanctions policies, and regulatory recommendations and risk management in a complex financial organisa

A leading nutrition company is seeking a Compliance Officer in Greater London to handle audits and regulatory compliance projects. The role involves maintaining records and monitoring regulatory reporting, requiring a university degree and experience with industry products and compliance tasks.

This position involves collaborating with various teams to refine the Compliance Analyzer product, conducting regulatory analysis, and ensuring compliance with legal standards in financial advertising. A leading marketing AI platform is seeking a Legal Specialist for Financial Advertising Compliance

The role involves leading projects to improve financial processes and delivering external financial reports, including annual statements. A prominent IT consultancy and recruitment agency is seeking a Financial Reporting Manager in London.

A growing finance company in Hemel Hempstead is seeking a Financial Accountant to manage the finance team and ensure accurate financial reporting. This role involves managing accounts receivable, payable, and credit control functions, as well as preparing monthly financial reports.

About the role: Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with banking and capital markets clients on risk and regulatory programmes. Non-Financial Risk & Compliance Manager / Senior Manager. Our client is looking for a Non-Financial Risk & C

A leading financial services firm in the UK seeks a Regulatory Lawyer Assistant Vice President to support the legal team in navigating the complex UK and EU regulatory landscape. The ideal candidate will have substantial experience in financial services law and be a qualified lawyer. Responsibilitie

A high-performing professional services firm in London seeks a Financial Reporting Manager to manage corporate reporting and ensure technical compliance.

We operate on a global scale, bringing the best of PwC to our clients and helping them transform the way they manage non‑financial risk and compliance. Activating the Market: Develop and execute go‑to‑market strategies for new non‑financial and compliance risk management solutions. Domain Kn

Financial Services Tax & Law - US Global Compliance & Reporting - US Tax - Senior. Background in financial services, ideally working with hedge funds in a US tax capacity.

The position lies within the Financial Crime Compliance Team (FCC Team), Saffery’s risk management function.

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects.

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

This role entails liaising across various teams, preparing reports for the Compliance Leadership Team, and working within a matrix environment. A global payment services provider is seeking a Director of Product Development to oversee financial crime risks associated with new products. The ideal can

A leading educational institution in Greater London seeks a Finance Director to enhance its financial control framework while managing accounting policies and audits. The candidate should possess extensive experience in financial leadership, including team management and external audit engagements.