Financial compliance jobs in Hertford - Page 6Create job alerts

Leading the financial crime compliance function, offering guidance to partners, lawyers and business services teams on issues such as AML, sanctions, and bribery. In this role, you’ll provide expert advice on financial crime matters, as well as playing a key part in safeguarding the firm’s reput

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. Our client is looking for Non-Financial Risk & Compliance Manager & Senior Manager to join the teams

What a Typical Day Might Look Like: Reviewing the incoming queue of cases and selecting those requiring attention Conducting detailed case assessments and grading findings Providing feedback to Financial Planners Undertaking routine monitoring tasks Signing off promotional/educational materials Resp

Financial Services Tax & Law - US Global Compliance & Reporting - US Tax - Manager. Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. Background in financial services, ideally working with private eq

The role offers comprehensive on-the-job training and mentorship from experienced professionals, crafting future experts in portfolio management and compliance.

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

A financial crime expert with 6+ years of experience, particularly in anti‑bribery and AML/CTF compliance. In Vodafone’s fast‑paced environment, you’ll manage multiple projects while ensuring compliance is both robust and business‑enabling, working closely with Compliance leaders, Policy C

Financial Services Tax & Law - US Global Compliance & Reporting - US Tax - Senior. Background in financial services, ideally working with hedge funds in a US tax capacity.

This is a consulting-led role, suited to candidates from an advisory or consulting background, with strong experience delivering non-financial risk engagements for Financial Services organisations. Manager and Senior Manager – Risk and Compliance (Non-Financial Risk). We are working with a leading

Co-ordinating any necessary submission with the Jersey Financial Services Commission for the purpose of registrations, de-registrations and updates to client entities. Assisting relevant client owners to understand compliance requirements prior to commencing work and in accordance with all internal

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Regulatory Transformation team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. We work across Front Office, Risk, Compliance and Finance functions. Design and imple

A leading pensions insurance specialist in Greater London seeks a Compliance Officer to monitor financial crime effectively, support investigations, and ensure adherence to regulatory requirements. Candidates must have expertise in engaging with internal stakeholders within a financial services cont

A leading fintech company in the UK is seeking a Financial Crime Compliance Manager (Crypto) to oversee compliance for crypto activities. This role requires over 4 years of experience in financial crime compliance and knowledge of crypto products.

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. We work across Front Office, Risk, Compliance, Finance and Sustainability functions. Design and impl

A leading accountancy firm is seeking an analyst for their Financial Crime Compliance Team. The successful candidate will manage ongoing client due diligence procedures and ensure compliance with KYC standards.

A consultancy firm specializing in Financial Crime is seeking a Senior Consultant/Manager to join their team in London. The role involves providing advisory support on AML and financial crime regulations, managing projects, and developing client relationships.

Compliance Manager - Leading Financial Services Firm. Financial Services, Investment Management, and Pension Funds. Simmons and Hanbury have been instructed by one of the largest pension funds in the UK on a brilliant Compliance Manager opportunity to support the second line on oversight of regulato

This role involves preparing tax returns for the firm and subsidiaries, ensuring compliance with tax regulations, and collaborating closely with financial controllers.

This role is within the Solutions Consulting team supporting LNRS’ end to end Financial Crime and Compliance Lifecycle Management Platform - RiskNarrative. Demonstrable experience of working within Financial Crime and Compliance/Fraud & Identity industries. Proven track record of supporting soluti

Compliance Consultant - Managed Services - Financial Services Advisory Firm. Miryco Consultants is working with a boutique financial services advisory firm who are in growth mode and looking for highly motivated Senior Consultants/Managers to join their Managed Services team. Support delivery of reg

Solutions Consultant - Fraud and Financial Crime Compliance. This role is within the Solutions Consulting team supporting LNRS’ end to end Financial Crime and Compliance Lifecycle Management Platform - RiskNarrative. Demonstrable experience of working within Financial Crime and Compliance/Fraud &

Extensive senior-level experience in Financial Crime Compliance, within the second-line, in a regulated financial services environment. Senior Manager - Financial Crime Compliance. Europe Financial Crime Compliance Framework.

A leading financial services consulting firm is seeking a Non-Financial Risk & Compliance Manager in London. You will oversee risk and compliance projects for banking clients, requiring strong analytical skills and the ability to manage teams.

You'll apply your extensive experience in financial compliance to design, lead, and improve the future of oversight and compliance. Financial Crime Compliance Manager (Crypto). We're looking for an innovative Financial Crime Compliance Manager to join the second line of defence and oversee our crypt

A reputable accountancy practice in London is seeking an experienced Accountant to manage a diverse client portfolio and prepare financial statements.

Financial Crime Compliance Senior Analyst. MLRO's principal operational support, helping to design, maintain, and continuously improve InvestEngine's financial crime control framework. Project or change delivery experience within compliance or risk.

A financial risk advisory firm is seeking a full-time Legal and Compliance Counsel to strengthen its legal function. The role is suitable for a qualified solicitor with around 2 years’ post-qualification experience in the financial services sector, emphasizing contractual drafting and analytical s

A global marketing advisory is seeking a Sub Practice Lead in London responsible for managing financial compliance audits and leading a team. The ideal candidate will possess at least 8 years of financial/commercial experience, along with a Chartered Accountant qualification.

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

Our financial audit practice is built on rigorous financial analysis, contract review, and audit methodologies, delivering industry-leading compliance audits designed to provide the highest levels of governance to advertisers over their marketing spend and agency fees. This role will be responsible

A leading financial services firm is seeking a Senior Manager - Financial Crime Compliance to build and maintain the AFC Framework for Europe, ensuring compliance with regulatory expectations. The ideal candidate will have extensive experience in financial crime compliance, strong leadership skills,

A modern investment platform in Greater London is seeking a Financial Crime Compliance Senior Analyst to support the MLRO and enhance the firm’s compliance framework against financial crime. This fast-paced role requires strong knowledge of UK regulations and hands-on experience in compliance and

Extensive senior‑level experience in Financial Crime Compliance, within the second-line, in a regulated financial services environment. Senior Manager – Financial Crime Compliance. Senior Manager – Financial Crime Compliance.

A modern fragrance company located in Greater London is seeking a qualified Financial Accountant to manage UK tax compliance, statutory accounting, and audit responsibilities.

In this role, you will support the development of the Financial Crime Compliance monitoring plan, conduct assurance for operations, and provide expert guidance on financial crime prevention policies. A financial institution in Greater London is seeking a financial crime advisor.

Background in financial services, ideally working with private equity funds in a US tax capacity. Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals.

A leading financial services company is seeking a Head of Compliance - Financial Crime and Advisory Services in London. This role requires managing a team that ensures adherence to complex regulatory requirements and overseeing technical financial crime expertise. Candidates should have at least 5 y

A British advanced engineering firm in Shalford is seeking a Group Financial Accountant to manage financial compliance, oversee general ledgers, and prepare annual budgets.

A dynamic and growing group is seeking a qualified Group Financial Accountant to manage financial reporting and audits. You should have over three years of experience in financial accounting and possess strong analytical skills.

Our team are self-starting, agile and thrive on bringing past experiences to new and diverse challenges.They are happy to work as individuals or as part of multi-disciplinary teams to provide hands-on, client facing services to our clients in the capital markets area supporting them with large busin

A global compliance solutions provider in London is seeking an enthusiastic Account Executive for the Financial Markets Compliance team. The company offers a dynamic work environment with opportunities for growth and internal mobility, aiming to drive compliance solutions for financial services clie

The main purpose of this role is to support the ‘Financial Accounting & Compliance Manager’, in maintaining the robust financial integrity and timely IFRS‑compliant external reporting of the Group’s legal entities. Financial Reporting and Compliance Accountant - 12 Month FTC. Assist in the p

A large non-for-profit organisation is seeking a Legal Compliance Manager in Greater London to assist the Legal Compliance Team, focusing on financial crime. The ideal candidate should have over two years of compliance management experience and strong project management skills, while also contributi

Financial Services Tax & Law - US Global Compliance & Reporting - SALT ManagerTax. The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equi

Under the leadership of the Global Chief Compliance Officer, the Compliance Department is comprised of functionally aligned teams that operate collaboratively based on the Firm’s overall structure and include the following:. European and Asia Pacific compliance, which oversees region‑specific co

A leading investment platform in the UK is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory risks. This role requires a strong background in financial services compliance, ideally with previous experience at a retail investment broker. Successful candidates