Financial compliance jobs in Maidenhead - Page 3Create job alerts

Are you a proactive, creative and forward-thinking compliance professional who wants full ownership of a vital function inside an expanding Independent Financial Advice business? This is your opportunity to take a Compliance Manager role and shape it into your own vision of what exceptional complian

We’re looking for an Operational Compliance Coordinator to assist with compliance activities across all Customer Operations departments and provide full administrative support to Customer Operations committees. This high-impact and compliance focused role will be instrumental in ensuring customer

Are you a proactive, creative and forward-thinking compliance professional who wants full ownership of a vital function inside a growing Independent Financial Advice business? This is a rare opportunity to take a Compliance Manager role and shape it into your own vision of what excellent compliance

This fully on-site role requires a charismatic finance professional who can lead month-end reporting, prepare statutory financial statements, and implement compliance procedures. A reputable financial recruitment agency seeks a Head of Finance for an established commercial business in Borehamwood, H

Are you a proactive, commercially minded compliance professional looking for true ownership and influence within a growing Independent Financial Advice business? This is a rare opportunity to step into a senior Compliance Manager position where you can shape, lead and elevate the compliance function

Financial Crime and Sanctions Compliance Officer page is loaded## Financial Crime and Sanctions Compliance Officerlocations: Londonposted on: Posted Todayjob requisition id: R-07145Role summary/purpose of jobOur Financial Crime and Sanctions (FCS) team has an opening for an experienced Fin

Monitor, interpret and implement FCA requirements including COBS, SYSC, SM&CR, Consumer Duty, AML and financial crime regulations. Develop and maintain compliance policies, procedures, manuals and governance documentation. Own and manage the Compliance Monitoring Programme including file reviews

The ideal candidate will have 3-6 years of experience in financial crime or compliance in financial services. A leading investment management company is seeking a Financial Crime Compliance Consultant for a 9-month FTC. This role involves leading financial crime workstreams, drafting procedures, and

A leading global investment management firm is seeking an Anti-Financial Crime Compliance Officer to enhance its compliance program across EMEA. This role involves collaboration with senior management to ensure adherence to UK and EU regulations while developing a robust compliance framework. The id

Compliance Officer – Anti-Financial Crime (6m FTC) page is loaded## Compliance Officer – Anti-Financial Crime (6m FTC)locations: London, GBRtime type: Full timeposted on: Posted Todayjob requisition id: R105986PIMCO is a global leader in active fixed income with deep expertise across pub

A leading technology services company in Leicester is seeking an experienced Financial Controller responsible for audit, tax, and financial governance. This role will oversee Accounts Payable and Receivable, and contribute to operational and compliance activities within a rapidly growing business. C

Financial Crime Compliance Consultant (9 month FTC) page is loaded## Financial Crime Compliance Consultant (9 month FTC)locations: Londontime type: Full timeposted on: Posted Todayjob requisition id: JR456The Value of Active MindsAbout JupiterJupiter is one of the UK’s leading investme

The role is to help give prospects the confidence and understanding of how the RiskNarrative solution operates, and will interface with their internal architecture, to ensure the success of the sales team, and correspondingly, the global RiskNarrative sales target* Assist sales calls remotely or fac

A leading financial services provider is seeking a Head of Financial Crime to lead compliance efforts in London. Candidates should possess significant experience in financial crime compliance, team leadership skills, and relevant certifications. This hybrid role involves developing policies against

Ideal candidates will have a strong background in financial crime investigations and transaction monitoring, and knowledge of fraud typologies. A successful retail and corporate banking firm in Greater London is looking for an Assistant Manager in Financial Crime Operations. This role involves under

A prominent financial institution in the United Kingdom is looking for a Manager - Accounts to oversee overall accounting operations, regulatory compliance, and internal control functions. Responsibilities include preparing financial statements, ensuring compliance with regulatory requirements, and

This position involves collaborating with various teams to refine the Compliance Analyzer product, conducting regulatory analysis, and ensuring compliance with legal standards in financial advertising. A leading marketing AI platform is seeking a Legal Specialist for Financial Advertising Compliance

This role involves leading business development initiatives, advising clients on financial crime compliance, and ensuring successful delivery of high-impact projects. The ideal candidate will have extensive experience in financial crime compliance, broad regulatory expertise, and a strong ability to

The ideal candidate will have substantial experience in financial services law and be a qualified lawyer. Responsibilities include monitoring legislative changes, advising stakeholders on compliance, and providing training for legal teams. A leading financial services firm in the UK seeks a Regulato

A high-performing professional services firm in London seeks a Financial Reporting Manager to manage corporate reporting and ensure technical compliance.

Our Banking Non-Financial Risk & Compliance team is at the forefront of addressing the most pressing market, risk and regulatory challenges faced by our clients. We operate on a global scale, bringing the best of PwC to our clients and helping them transform the way they manage non‑financial risk

A leading financial recruitment agency seeks a Tax Manager Compliance & Reporting in Greater London. The role entails managing UK corporation tax compliance and reporting, including preparation of tax returns and liaising with auditors and finance teams.

In this role you will be part of a busy team engaged in interesting work, passionate about all things financial crime and sanctions, play a key role in helping to set the standards for and drive the firm's financial crime and sanctions compliance activities across the network of offices, and help to

Review and sign off on KYC/CDD files, ensuring completeness, accuracy, and compliance with internal policies and regulatory expectations. Draft and review detailed financial crime risk assessments, incorporating transaction behaviour, adverse media, and other risk indicators. Identify and assess fin

A global financial services organization seeks an Investigator for Major Investigations. The role involves identifying financial crime threats, supporting investigations, and communicating findings. Candidates should have expertise in financial crime, experience in regulatory roles, and exceptional

This crucial role emphasizes monitoring compliance with financial regulations and managing risks. Candidates must have prior experience in compliance within financial services, strong analytical skills, and a keen attention to detail. A leading recruitment agency is seeking a Compliance Officer in B

A global financial services company in London is seeking an Audit Director for Compliance, CASS, Fraud & Financial Crime. The role offers a hybrid working model and a chance to impact compliance in a trusted financial institution.

A higher education institution in the United Kingdom is seeking an Associate Director of Financial Aid to lead the Office of Financial Aid. Responsibilities include supervising staff, managing financial aid systems, and ensuring compliance with regulations. This role requires strong leadership skill

This role is within the Solutions Consulting team supporting LNRS’ end to end Financial Crime and Compliance Lifecycle Management Platform - RiskNarrative. Demonstrable experience of working within Financial Crime and Compliance/Fraud & Identity industries. Proven track record of supporting soluti

Keep track of industry and regulatory trends in relation to digital assets, with a focus on financial crimes compliance regulatory developments and digital assets financial crimes typologies, advising the business on solutions to meet regulatory requirements e. Contribute to projects, as delegated b

A global banking group based in the West End seeks a Mid-Senior Level Compliance Officer to oversee and maintain compliance frameworks. Candidates must have experience in banking compliance, particularly in AML and financial sanctions, alongside a solid knowledge of related regulations. Key responsi

A modern fragrance company located in Greater London is seeking a qualified Financial Accountant to manage UK tax compliance, statutory accounting, and audit responsibilities.

Compliance Consultant – Managed Services – Financial Services Advisory Firm. Miryco Consultants is working with a boutique financial services advisory firm who are in growth mode and looking for highly motivated Senior Consultants/Managers to join their Managed Services team. Support delivery of

A leading professional services firm is seeking a Director for their Wholesale Banking - Non-Financial Risk & Compliance sector.

The Director of AML/CFT Financial Crime Compliance is responsible for overseeing the GWAM financial crime compliance activities for North America. Provide comprehensive quarterly management information reporting to Local Board of Directors and the Head of Global Financial Crime Compliance, ensuring

A leading financial services firm in Solihull is seeking a Compliance Officer to join their experienced Compliance and Risk team. The role provides an entry-level opportunity for candidates interested in Financial Services compliance and regulation.

A leading insurance company in Birmingham seeks a Financial Crime Officer to aid in maintaining oversight of financial crime matters. The role involves providing advisory support and ensuring compliance with financial crime regulations. This role offers a unique opportunity to improve financial crim

Experience in a UK compliance or regulatory environment, with an emphasis on financial advertising and regulatory compliance in the UK. Used by 8 out of the top 10 US banks today, the Persado platform orchestrates and facilitates interactions between a bank's marketing team and its compliance team a

A leading global asset management firm is seeking an Assistant General Counsel to join their Legal & Compliance team. This junior lawyer will provide commercial and regulatory support across the EMEALA business, drafting and negotiating various agreements while advising on financial services regulat

A leading global investment firm seeks an experienced Compliance Officer focusing on Anti-Financial Crime compliance. The role involves implementing and monitoring compliance activities, ensuring adherence to UK and EU regulations, and producing management reports. Ideal candidates will have a stron

A lawyer is sought who is able to demonstrate at least two years of meaningful experience of advisory work up to senior level on financial crime compliance and/or sanctions and related engagement with regulators and enforcement authorities. More important than experience is a genuine interest in san

A leading financial institution is seeking a talented MLRO/MLCO Compliance Officer to develop and uphold anti-money laundering policies and ensure compliance with regulations. The ideal candidate should possess substantial experience in senior compliance roles, alongside expertise in regulatory fram

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Experience in either Compliance (data quality, data governance, regulatory reporting / monitoring and trade / comms surveillance) or Financial Crime (AML, KYC and Sanctions screening)

A leading financial services firm in the United Kingdom is seeking a qualified accountant to join their Group Finance team. In this role, you will manage financial consolidation and external reporting.

Second Line oversight of financial crime risk, with a dual mandate of (1) designing and maintaining the group’s financial crime frameworks and minimum standards, and (2) establishing operational financial crime capabilities during periods of business expansion or regulatory change, incubating them

A marketing AI firm is seeking a Legal Specialist - Financial Advertising Compliance to work in London or remotely. This role involves collaborating with various teams to refine compliance tools tailored to UK financial regulations. The ideal candidate will have a UK law degree and 2-3 years of expe

A leading financial services provider in the UK is seeking a Financial Crime Risk Manager to oversee risk management in business developments and collaborate with project teams. The ideal candidate has a strong understanding of financial crime risk in regulated environments, excellent analytical ski

A financial services firm in Greater London is seeking an experienced compliance professional to lead enhanced due diligence (EDD) and KYC reviews for high-risk clients. The ideal candidate will have 3-5 years of experience in financial crime compliance, with a strong background in investigations an