Financial compliance jobs in St Albans - Page 2Create job alerts

Financial Planning /Wealth Management. As Compliance Manager, you will be at the centre of the firm’s regulatory integrity, ensuring full adherence to FCA requirements across COBS, SYSC, SM&CR, Consumer Duty, GDPR and AML. You’ll design, implement and enhance the firm’s compliance framewor

The firm is looking for a qualified solicitor with significant experience in AML, financial crime, and broader regulatory compliance within a large law firm or similar professional services environment. Advising stakeholders across the business on AML and financial crime compliance. We are working w

The role offers comprehensive on-the-job training and mentorship from experienced professionals, crafting future experts in portfolio management and compliance.

A leading fintech company is looking for a Financial Reporting Manager to oversee external financial reporting and compliance for UK and Cyprus entities. This role involves preparing statutory financial statements, leading audits, and coordinating tax reporting. Ideal candidates are qualified accoun

A global financial services company is seeking an SVP for EMEA Digital Assets Financial Crimes Compliance Advisory in London. This role involves providing compliance advice for financial crimes related to digital assets, reviewing policies and procedures, and contributing to governance initiatives.

A leading FinTech company is seeking a Compliance Monitoring Lead to oversee its Compliance Monitoring Programme. The ideal candidate has significant experience in compliance monitoring within financial services and is skilled in stakeholder engagement and reporting. You will manage regulatory oblig

Compliance Consultant - Managed Services - Financial Services Advisory Firm. Miryco Consultants is working with a boutique financial services advisory firm who are in growth mode and looking for highly motivated Senior Consultants/Managers to join their Managed Services team. Support delivery of reg

A leading international bank in the UK seeks a Head of Financial Crime and Regulatory Compliance. Candidates should have significant experience in banking compliance, ideally in a senior compliance role, and be familiar with communicating with the FCA and PRA. The role involves establishing and mana

Proven track record of supporting solution selling related to Financial Crime and Compliance/Fraud & Identity technology platforms. Solutions Consultant - Fraud and Financial Crime Compliance. This role is within the Solutions Consulting team supporting LNRS’ end to end Financial Crime and Complia

A global investment management firm in Greater London is hiring a Compliance Officer – Anti-Financial Crime for a full-time position. This mid-senior level role involves executing and enhancing the AFC Compliance program, ensuring adherence to UK and EU regulations, and collaborating with senior m

The Financial Crime Compliance function is an independent function that identifies, assesses, advises on and monitors financial crime compliance risk – that is the risk of regulatory penalties as a result of failure to comply with applicable regulations. Be a key member of the Financial Crime Comp

A leading financial services firm in Solihull is seeking a Compliance Officer to join their experienced Compliance and Risk team. The role provides an entry-level opportunity for candidates interested in Financial Services compliance and regulation.

A leading financial services provider in the UK is seeking a Financial Crime Risk Manager to oversee risk management in business developments and collaborate with project teams. The ideal candidate has a strong understanding of financial crime risk in regulated environments, excellent analytical ski

A leading global investment firm seeks an experienced Compliance Officer focusing on Anti-Financial Crime compliance. The role involves implementing and monitoring compliance activities, ensuring adherence to UK and EU regulations, and producing management reports. Ideal candidates will have a stron

This fully on-site role requires a charismatic finance professional who can lead month-end reporting, prepare statutory financial statements, and implement compliance procedures. A reputable financial recruitment agency seeks a Head of Finance for an established commercial business in Borehamwood, H

A lawyer is sought who is able to demonstrate at least two years of meaningful experience of advisory work up to senior level on financial crime compliance and/or sanctions and related engagement with regulators and enforcement authorities. More important than experience is a genuine interest in san

A leading technology services company in Leicester is seeking an experienced Financial Controller responsible for audit, tax, and financial governance. This role will oversee Accounts Payable and Receivable, and contribute to operational and compliance activities within a rapidly growing business. C

Candidates who value the compliance and reporting function as a crucial element of Financial Services Tax. Build a strong career foundation with access to significant advisory and compliance work. Manager or Senior Manager level, with strong UK tax compliance and advisory expertise.

A global financial services organization seeks an Investigator for Major Investigations. The role involves identifying financial crime threats, supporting investigations, and communicating findings. Candidates should have expertise in financial crime, experience in regulatory roles, and exceptional

Keep track of industry and regulatory trends in relation to digital assets, with a focus on financial crimes compliance regulatory developments and digital assets financial crimes typologies, advising the business on solutions to meet regulatory requirements e. Contribute to projects, as delegated b

A global banking group based in the West End seeks a Mid-Senior Level Compliance Officer to oversee and maintain compliance frameworks. Candidates must have experience in banking compliance, particularly in AML and financial sanctions, alongside a solid knowledge of related regulations. Key responsi

This role is within the Solutions Consulting team supporting LNRS’ end to end Financial Crime and Compliance Lifecycle Management Platform - RiskNarrative. Demonstrable experience of working within Financial Crime and Compliance/Fraud & Identity industries. Proven track record of supporting soluti

Compliance Consultant – Managed Services – Financial Services Advisory Firm. Miryco Consultants is working with a boutique financial services advisory firm who are in growth mode and looking for highly motivated Senior Consultants/Managers to join their Managed Services team. Support delivery of

A modern fragrance company located in Greater London is seeking a qualified Financial Accountant to manage UK tax compliance, statutory accounting, and audit responsibilities.

A leading financial services company is seeking a Senior Product Compliance Manager to develop financial crime controls for digital assets. The ideal candidate will have over 5 years of experience in financial compliance, a deep understanding of blockchain technology, and familiarity with compliance

The Director of AML/CFT Financial Crime Compliance is responsible for overseeing the GWAM financial crime compliance activities for North America. Provide comprehensive quarterly management information reporting to Local Board of Directors and the Head of Global Financial Crime Compliance, ensuring

This role involves leading business development initiatives, advising clients on financial crime compliance, and ensuring successful delivery of high-impact projects. The ideal candidate will have extensive experience in financial crime compliance, broad regulatory expertise, and a strong ability to

In this role you will be part of a busy team engaged in interesting work, passionate about all things financial crime and sanctions, play a key role in helping to set the standards for and drive the firm’s financial crime and sanctions compliance activities across the network of offices, and help

A boutique financial services advisory firm in the UK is seeking a Compliance Consultant to join their Managed Services team. The ideal candidate will have over 3 years of experience in compliance or regulatory support within financial services and a strong understanding of UK regulatory frameworks

A leading financial services firm in the UK seeks a Regulatory Lawyer Assistant Vice President to support the legal team in navigating the complex UK and EU regulatory landscape. The ideal candidate will have substantial experience in financial services law and be a qualified lawyer. Responsibilitie

A leading professional services firm is seeking a Director for their Wholesale Banking - Non-Financial Risk & Compliance sector.

A higher education institution in the United Kingdom is seeking an Associate Director of Financial Aid to lead the Office of Financial Aid. Responsibilities include supervising staff, managing financial aid systems, and ensuring compliance with regulations. This role requires strong leadership skill

A high-performing professional services firm in London seeks a Financial Reporting Manager to manage corporate reporting and ensure technical compliance.

A leading national law firm is seeking an experienced Financial Crime Lawyer for their Risk and Compliance team. The ideal candidate will advise on AML compliance, conduct investigations, and ensure compliance with regulatory developments. A qualified solicitor with significant experience in financi

A prominent recruitment agency is seeking a Head of Group Financial Reporting to lead the financial reporting for a large Not for Profit organisation in Greater London. Candidates should be qualified accountants with strong leadership skills and experience in handling group accounts and regulatory c

Domain Knowledge: Breadth across and depth in specific areas of non‑financial risk, compliance and control – prior experience and expertise could include MIFID II, FX Consent Orders, Brexit, DMR, Libor transition, Algo’s / E‑Trading, Trading Controls & Supervision, T+1 Accelerated Settleme

A financial services leader is seeking a Director for Financial Crime Compliance to oversee AML and CTF programs primarily in North America while supporting global efforts. The role involves compliance management, risk assessment, reporting, and maintaining regulatory standards.

Experience in a UK compliance or regulatory environment, with an emphasis on financial advertising and regulatory compliance in the UK. Persado is at the forefront of helping marketing teams in highly regulated industries—such as banking, insurance, and financial services—manage content with spe

In this role you will be part of a busy team engaged in interesting work, passionate about all things financial crime and sanctions, play a key role in helping to set the standards for and drive the firm's financial crime and sanctions compliance activities across the network of offices, and help to

A leading financial recruitment agency seeks a Tax Manager Compliance & Reporting in Greater London. The role entails managing UK corporation tax compliance and reporting, including preparation of tax returns and liaising with auditors and finance teams.

A global technology consulting firm seeks a Business Analyst to lead the implementation of Salesforce solutions.This hybrid role involves working closely with stakeholders to define requirements and ensure effective design and execution of regulatory processes.Candidates should have expertise in AML

This pivotal role involves acting as the main point of escalation for financial crime matters, advising on sanctions, and ensuring compliance with regulations. A global law firm is seeking a Senior Financial Crime Analyst to join their Risk Management team in Greater London. Candidates should have a

The Anti-Financial Crime Compliance (AFC) Officer will support in executing and evolving the AFC Compliance program at PIMCO EMEA. Proven experience in Anti Financial Crime compliance programs, including developing risk-based, audit-ready frameworks. The role involves close collaboration with senior

A leading AI-driven marketing firm is seeking a Legal Specialist for Financial Advertising Compliance, primarily located in London or remotely. Responsibilities include identifying regulations, enhancing compliance analysis using AI tools, and providing regulatory insights. This role entails collabo

A recruitment agency is looking for a Financial Controller based in Greater London. Key responsibilities include managing finances, producing detailed reports, and implementing financial systems.

Provide expert advice and guidance to the Global Business Acceptance team on FCS risks in connection with new business, to other global and regional Legal Department teams, and advising stakeholders of all levels from business teams, for example, Internal Audit, and fee-earners on a range of FCS rel

The ideal candidate should have extensive knowledge of financial crime compliance and strong stakeholder management skills. A global telecommunications company is looking for a Compliance Business Partner to safeguard against material risks and foster a strong compliance culture. This role involves

The Anti‑Financial Crime Compliance (AFC) Officer will support in executing and evolving the AFC Compliance program at PIMCO EMEA. The role involves close collaboration with senior management and client‑facing teams, providing compliance advice, producing timely management information, and contr