Financial services compliance jobs in Richmond - Page 2Create job alerts

Are you driven by fairness, truth, and the confidence to stand up to complex financial and ethical challenges? This is a rare opportunity to step into a pivotal role at the heart of organisational integrity, where your work directly protects public trust, strengthens financial governance, and uphold

Just Mortgages is seeking a Quality & Compliance Supervisor to oversee the implementation of compliance standards and lead a talented team. The role involves monitoring performance, supporting new brokers, and ensuring adherence to financial regulations.

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a gl

We are recruiting a leader with deep expertise in trade compliance activities that will have a passion for leading the division’s trade compliance, while working closely with a growing business. Competently skilled in Trade compliance including global imports, exports, export controls, duty drawba

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Proven leadership experience within financial services, wealth management or IFA operations. Long-term career progression within financ

Banking & Financial Services is seeking a VAT Assistant Manager to join its expanding tax function in Greater London. This role is pivotal in enhancing VAT compliance and developing processes within a technology-driven environment.

A national financial advisory firm is seeking a Compliance Manager to enhance the compliance framework. Applicants should have a Level 4 qualification in financial services, a strong understanding of UK FCA requirements, and experience in a compliance or risk function within an IFA firm. The role in

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

Candidates should have a diploma or equivalent and 2-5 years of experience in compliance within the financial advisory industry. SYNERGY FINANCIAL ADVISERS LTD. Risk and Compliance department in ensuring legal and ethical operations.

An international consulting firm is looking for an experienced Senior Business Analyst in Greater London to lead analysis and documentation of business requirements.You will gather, document, and analyze requirements from various stakeholders and define project scope and objectives.The ideal candida

The role involves developing compliance training programs, conducting compliance reviews, and collaborating with business units to provide guidance on compliance matters. Successful candidates will possess robust experience in financial services and strong communication skills. Onmo is looking for a

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

A leading financial services consultancy is seeking an Assistant Manager to develop their IT Audit team. Candidates must possess extensive knowledge of IT compliance issues, have 3-5 years of project experience, and be proficient in creating Microsoft Access databases.

A well-regarded consultancy in Greater London is seeking a Regulatory Compliance Associate to support financial services clients with compliance monitoring programs, regulatory submissions, and research on regulatory developments. The ideal candidate will have previous compliance experience in finan

This role involves designing and optimizing contact flows tailored for financial services, ensuring compliance with regulations like PCI-DSS and GDPR. Candidates should have a strong background in Amazon Connect and the ability to integrate it with financial systems. The position requires hands-on e

A growing, FCA-regulated financial services organisation is looking to appoint a senior Compliance leader to support the continued evolution of its business. Experience within investment and/or advisory-led financial services businesses. You’ll play a key role in shaping how compliance supports th

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

Background in financial services, ideally working with private equity funds in a US tax capacity. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosystem partners, EY teams can provide services in more than 150 countries and territories. Ability to manage la

Our Financial Crime & Forensics team works closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. You will help create a positive learning culture and support the execution of investigations, fin

Responsibilities include overseeing regulatory obligations, preparing internal and external reports, and advising senior management on compliance matters. Centralis Group is looking for a Compliance Officer in London. The ideal candidate will have a minimum of four years' experience within a complia

Strong background in Financial Crime, AML, KYC, CDD, or EDD within banking or financial services. The Financial Crime team is expanding and looking to hire experienced Financial Crime SMEs to support increased demand and help manage a growing pipeline of client due diligence cases. Strong understand

We are partnering with a leading property management organisation in London who are looking to recruit an additional Customer Services Advisor to join their busy, friendly, and supportive team. As a Customer Services Advisor, you will act as the first point of contact for customers, supporting them

Knowledge of FAFT 40 recommendations, JMLSG Guidance notes, Money Laundering regulations, financial crime guide and relevant industry guidance essentials. To abide by the requirement of the FCA’s Consumer Duty Regulations to place customers’ needs first to ensure fairness and good value remains

As the successful Compliance Assistant, you'll be responsible for:. Assisting the COO and senior compliance staff with the development of AML processes/procedures. Our client, a leading UK law firm, is actively seeking an enthusiastic Legal Risk & Compliance professional to join them in their stunni

Exciting Compliance Assistant opportunity working for this top Global City brokers, ideally suited to a Compliance Assistant with experience of working in-house for a financial services institution. This is a broad and varied role to assist with the smooth running of the Compliance & Legal Departmen

Key Responsibilities of the Risk & Compliance Assistant:. Assisting the Risk & Compliance Officers in general daily tasks and assist the Risk Legal team with research and other ad hoc tasks. Auditing files to check compliance with firm policy, legal and regulatory requirements as well as being aware

In this role, you’ll conduct financial reviews with customers and provide them with accurate information, allowing them to make informed decisions on financial products and services. Looking for a permanent, rewarding role in Belfast City Centre that fits around your life and saves you money? We'r

This is a great opportunity for new Senior Financial Analyst to join the University’s Finance Office.

Pertemps are recruiting for multiple Customer Support Agents to join a leading Health Services Provider.

Support residents to access and engage with digital services.

JOB DESCRIPTION Customer Service: Product Specialist (German or French Speaking) Were looking for new Product Specialists with a track record of delivering high-quality Customer Service, ideally online via a digital ticketing system, and comfortable in a fast-paced environment.Are you ready to apply

This role involves completing Enhanced Due Diligence reviews on clients, managing case volumes, and ensuring compliance with anti-financial crime regulations. ClearBank Ltd is looking for a Due Diligence Analyst to join their Financial Crime Operations team in Greater London.

The position also contributes to continuous improvement initiatives, supports HR compliance audits, and helps maintain clear operational procedures and documentation to strengthen organisational compliance and operational effectiveness. Develop, monitor, and maintain company policies, processes and

Job Posting TitleCustomer Service Advisor### Description & RequirementsBe part of something great Maximus is a global organisation that specialises in providing health and employment services to millions of people every year. Here in the UK we employ around 5,000 people across the country to del

Be First Regeneration Limited is looking for a detail-oriented Executive Assistant to support the Development Director and governance function.This role involves managing high-level administrative tasks including calendar management, meeting coordination, and providing finance-related support.The su

Executive Assistant – Compliance & Development. Governance & Compliance support. Job Title: Executive Assistant – Compliance & Development.

In this role, you will work on VAT advisory projects, assist with compliance issues, and build strong relationships with a diverse client base across various sectors.

The role requires a hands‑on, detail‑oriented professional with experience in regulated financial services environments, capable of translating regulatory requirements into practical internal processes while supporting both day‑to‑day compliance activities and longer‑term strategic initiat

A dynamic workspace brand in Greater London seeks a proactive Assistant Facilities Manager to support hard services delivery across facilities. The role involves coordinating with stakeholders, conducting compliance audits, and maintaining high operational standards. Ideal candidates should have kno

The Quality and Compliance Assistant role sits under the TWC head office product team within the newly formed Quality and Compliance Dept. Wagestream Money Management app - access to Wagestream gives you power over your pay and supports financial wellbeing. Assists Compliance Manager in maintaining

This role involves overseeing UK tax compliance, preparing corporation tax returns, and supporting internal stakeholders with tax inquiries.

SOCOTEC UK & Ireland is seeking an Assistant Building Inspector to inspect construction sites at various stages and ensure compliance with regulatory requirements. This role requires a commitment to maintain regulatory records and enforce compliance according to the Building Safety Act 2022.

You will help maintain corporate records and ensure compliance with UK Company Law.