Financial services compliance jobs in Richmond - Page 2Create job alerts

This is an excellent opportunity for a high-achieving compliance professional with experience in managing Employee Compliance Processes within Financial Services. Miryco Consultants is partnering with a leading Financial Services firm to hire a Central Compliance Analyst. Prepare MI and reports on e

A venture capital firm in Greater London seeks a Fund Administrator/Operations Associate for an initial 12-month contract that may lead to a permanent role.This position involves maintaining accurate records, supporting investment processes, and communicating with investors.Candidates should have ex

A dynamic international company in the UK is seeking a Financial Controller to manage financial operations and ensure compliance with local GAAP. Key responsibilities include ensuring financial accuracy, preparing reports, and leading audits.

Compliance Consultant, Compliance Officer, Compliance Manager, Quality Assurance, Process Controls, Audit. Compliance Consultant – Payments / Financial Services. Background in compliance operations, internal audit, or quality assurance within financial services.

Ideal candidates will have senior level experience in Financial Services compliance and proven capabilities in managing relationships with the FCA. A leading Investment Management firm in York and North Yorkshire is seeking an experienced Compliance professional. This role involves providing regulat

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

Compliance Consultant - Managed Services - Financial Services Advisory Firm. Miryco Consultants is working with a boutique financial services advisory firm who are in growth mode and looking for highly motivated Senior Consultants/Managers to join their Managed Services team. Support delivery of reg

Financial Services Tax & Law - US Global Compliance & Reporting - US Tax - Manager. Background in financial services, ideally working with private equity funds in a US tax capacity. Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-

Financial Crime & Forensics is part of EY’s Financial Services practice: we work closely with financial services clients and regulators to help prevent, investigate and remediate financial crime along with other regulatory risks and issues. Within the Financial Crime & Forensics team you will work

A leading financial services firm is seeking an experienced Financial Services and Compliance Manager to lead its compliance operations and paraplanning function.

The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equity fund US state tax compliance engagements for clients with appropriate considerat

A global industrial player is seeking a Trade Compliance Manager to ensure compliance in import and export activities at their Peterborough office. Candidates should have a deep understanding of trade compliance, strong analytical skills, and excellent communication abilities. The successful applica

Financial Services Tax & Law - US Global Compliance & Reporting - SALT ManagerTax. The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. Fueled by sector insights, a globally connected, multi-

This role requires a strong background in financial services compliance, ideally with previous experience at a retail investment broker. A leading investment platform in the UK is seeking a Senior Compliance Manager to oversee compliance initiatives and manage regulatory risks. Successful candidates

SALT experience, ideally within financial services. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi‑disciplinary network and diverse ecosystem partners, EY teams can provide services i

The business has a selection of financial services products (money transfers, mobile payments) which require specialist regulatory support from a legal compliance perspective. Delivering tailored training programmes on financial crime and compliance. The ideal candidate for this role will be an esta

Background in financial services, ideally working with hedge funds in a US tax capacity. Fueled by sector insights, a globally connected, multi‑disciplinary network and diverse ecosystem partners, EY teams can provide services in more than 150 countries and territories. EY teams work across a full

A reputable financial service firm based in Holmes Chapel is seeking a Financial Services Compliance Officer. The ideal candidate will have experience in banking, insurance, or financial planning compliance, and possess a strong understanding of FCA frameworks. In this role, you'll ensure compliance

We are recruiting a leader with deep expertise in trade compliance activities that will have a passion for leading the division’s trade compliance, while working closely with a growing business. Lead and manage the development, implementation and maintenance of import and export compliance policie

Financial Services Tax & Law - US Global Compliance & Reporting - US Tax - Senior. Background in financial services, ideally working with hedge funds in a US tax capacity. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions.

A boutique financial services advisory firm in the UK is seeking a Compliance Consultant to join their Managed Services team. The ideal candidate will have over 3 years of experience in compliance or regulatory support within financial services and a strong understanding of UK regulatory frameworks

MLRO role within a fast-growing, innovative financial services business? We’re partnering with a leading organisation at the forefront of digital finance, and we want to speak with compliance leaders who can take ownership of financial crime strategy and safeguard the business as it scales. Abilit

Background in financial services, ideally working with private equity funds in a US tax capacity. Ability to manage large scale fund compliance projects involving 5,000+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. EY teams work across a full spectrum of services in

A leading Financial Services firm is seeking a Compliance Auditor to join their team in Germany. The ideal candidate will have 2-6 years of experience in compliance, internal audit, or internal controls.

A leading AI firm in financial services seeks a Regulatory Compliance SME to help develop innovative compliance solutions. Ideal candidates should have 5–10 years of experience in regulatory compliance and a strong background in large financial services institutions or consulting firms. This contr

Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects. EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi-disciplinary network

Compliance Manager - Leading Financial Services Firm. We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services. Our services include executive search and market intelligence within the Legal, Compliance and Corporat

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. Long-term career progression within financial services operations. Proven leadership experience within financial services, wealth manag

This is an excellent opportunity for a high-achieving compliance professional with experience in managing Employee Compliance Processes within Financial Services. Miryco Consultants is partnering with a leading Financial Services firm to hire a Central Compliance Analyst. Prepare MI and reports on e

Reporting to the Fleet Asset and Compliance Manager, you will be responsible for undertaking regular Operator Licence compliance audits, vehicle incident investigations, implementing a systematic vehicle compliance inspection programme and ensuring drivers meet all legal requirements in relation to

Financial Planning Analyst - ManchesterSalary: As a Financial Planning Analyst you will join our Financial Planning Analysis team to deliver accurate financial forecasts, analysis and reports that inform critical business decisions. Financial services, particularly in banking, lending, or mortgage m

An exciting opportunity to work with a well-established London based ship registry in the capacity of Technical Compliance Officer within the Inspections & Surveys Department. Conduct reviews for compliance with statutory requirements and issue appropriate certification.

Puma Capital Group are looking for a Compliance Monitoring Analyst to join our Compliance team in London. The role will be responsible for the review and approval of financial promotions and other external‑facing communications, alongside the delivery of Puma’s Compliance Monitoring Programme. P

We are currently supporting a leading Algorithmic trading firm with a new Compliance Analyst hire in London. The compliance generalist will cover monitoring, reporting and regulatory support across multiple jurisdictions. Perform daily compliance checks and assist with control activities across trad

You will join a busy and highly experienced Compliance team, working alongside Compliance Analysts, a Compliance Manager, Compliance Lawyers, and the Compliance Director. Provide day-to-day support to the Compliance team, including assisting the Compliance Manager, Senior Compliance Counsel, and Com

This role will serve as a senior figure within the firm’s London compliance function, providing significant exposure to more complex queries. Serve as the senior escalation point for complex AML, risk, and compliance queries arising within the London office. Act as the UK subject‑matter expert o

Private markets compliance professionals who are looking for that next step before a management role should reach out to find out more. Large complex private equity business seeks further growth within their compliance team.

Sound understanding of UK and EU financial services regulation, including EMIR and MiFID 2, as well as understanding of the UK and international financial crime regulatory frameworks. Assisting the Head of Legal and Compliance and working with the rest of the Legal and Compliance team to ensure the

The Risk & Compliance department for the firm is led by the London based Risk & Compliance Partner and currently includes the; Risk Legal Team, Business Acceptance Team, Conflicts Team, Compliance Systems. My client, a global law firm, is actively recruiting for a Legal Risk & Compliance professiona

The Fraud and Compliance Officer will be responsible for ensuring the accuracy, validity, and compliance of documentation submitted by residents, applicants, and third parties. Document Verification & Compliance Checks. Support the collation of compliance data for management reporting.

The firm is looking for individuals with proven experience in one or more areas of legal compliance, including AML, SRA Accounts Rules, Data Protection and GDPR, complaints, SRA Authorisation and Investigations, Immigration Advice Authority (IAA) compliance, or BSB Authorisation. Providing tailored

Proactively identify financial risks and recommend improvements to strengthen governance and financial resilience. Support compliance with internal financial controls, donor requirements, and UK charity regulatory obligations (including reporting to the Charity Commission). Maintain accurate and