Trabajos compliance officer en New York, NY - Page 8Crear alertas

As an compliance officer in this role, you will:. Apply a future-oriented, global perspective to the risk and compliance landscape. Experience with Alloy, or any other regulatory compliance screening platforms.

The Head of Information Barriers/Control Room Compliance reports to the firm's Global Chief Compliance Officer and will be responsible for developing and managing the current compliance program oversight and policies for all control room efforts managing information barriers and handling material...

The Compliance Officer will report into the Deputy Chief Compliance Officer and will lead the Risk Review, Monitoring and Exams (RRME) team in support of the overall global Compliance function. The Compliance officer will also manage and lead a small team that will also cover compliance related d...

Head of Monitoring & Surveillance Compliance Officer - Director. Oversee the handling of escalated alerts, working closely with line of business supervisors and compliance team as necessary to address potential issues in alignment with regulatory requirements. Define and report Key Risk Indicatio...

The Director of Quality Assurance & Quality Control (QA/QC) provides leadership and oversight of MCU's QA/QC function, ensuring compliance with regulatory requirements, internal policies, and industry best practices. Provide regular reporting to the Chief Risk Officer, executive leadership, and t...

Join Macquarie's Risk Management Group as an experienced Senior Regulatory Lawyer or Compliance Professional to support the Chief Compliance Officer of our Swap Dealer and Security-Based Swap Dealer. You will contribute to the development, implementation, and oversight of the firm's compliance pr...

Collaborate with the Chief Ethics & Compliance Officer to develop the Global Ethics & Compliance Program priorities related to compliance with ABAC, AML, and trade sanctions regulations. VP, Global Ethics & Compliance Program. Develop and execute global ethics & compliance training and communicat...

S securities regulations that may include Prime Brokerage, Clearing Services, Stock Loan/Fully Paid Lending, Portfolio Margining, Outsource Trading, Securities trading (including Options), Structured Products, 15a-6, and Floor Broker activities. Provide Compliance Advisory services to broker-deal...

The Senior Compliance Associate will support the Chief Compliance Officer/General Counsel on updating, implementing, and maintainng the firm's compliance program. A leading private credit investment firm with $7B+ assets under management is looking to bring on a Senior Compliance Associate to the...

Position Summary: The Chief Financial Officer (CFO) provides both operational and programmatic support to the organization. Oversee the coordination and activities of independent auditors ensuring all A-133 audit issues are resolved, and all 401(k) and 403(b) compliance issues are met, and the pr...

The Fixed Income Compliance Officer serves as key function/business/product compliance advisor within the Fixed Income Compliance Advisory Group with primary coverage of U. Job Title: Fixed Income Compliance Officer. This position is based in New York City in the Fixed Income Compliance Advisory ...

As we continue to expand our reach, we are seeking a skilled Compliance Officer to join our Compliance Team to assist in the expansion and enhancement of our Compliance Program. This is a prime opportunity for someone looking to broaden their skillset and expand their compliance knowledge. Assist...

The ICBA Compliance Officer reports directly to the Head of Global Markets Regulatory Compliance in the Americas and the Head of ICBRC in Head Office ultimately to the Regional Chief Compliance Officer for the Americas. Investment and Corporate Banking Advisory Compliance Officer- Americas ("ICBA...

Specifically, the incumbent will work with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance data quality framework that includes: policies and procedures for effective ...

Reporting to the Deputy Chief People Officer, the Director of Labor & Employee Relations focuses on the day-to-day employee and labor relations functions, policy development, union negotiations, contract administration, regulatory and compliance investigations, grievances, mediation and litigatio...

The successful candidate will work very closely with our Head of Americas Advisory Compliance and this role is designed to put this person on track to assume the Chief Compliance Officer position of one of the RIAs in 12 months. This role offers the opportunity to join our dynamic US Institutiona...

Marex is seeking a Compliance Officer - Swap Advisory who will provide compliance advisory services for Marex's registered Swap Dealer (Marex Derivative Products, "MDP") and Securities-Based Swap Dealer (Marex Securities Products, "MSP") and have a prominent role in the implementation of related ...

The Fixed Income Compliance Officer serves as key function/business/product compliance advisor within the Fixed Income Compliance Advisory Group with primary coverage of Credit products and US Rates. Job Title: Fixed Income Compliance Officer. US Head of Fixed Income Compliance.

The Fixed Income Compliance Officer serves as key function/business/product compliance advisor within the Fixed Income Compliance Advisory Group with E-Trading and Credit products. SVP, Fixed Income Compliance Advisory. US Head of Fixed Income Compliance.

Job Description Amalgamated Bank seeks a dedicated Institutional Service & Sales Associate who will be reporting directly to the Trust Revenue Officer and will be accountable for institutional for supporting all aspects of Client Service & Business Development. Primary responsibilities include ...

Job Description STAND ALONE SHELTER EXPERIENCE REQUIRED. Principal Duties and Responsibilities: Under the general supervision of the Chief Operating Officer, Program Directors are expected to perform the following principal duties and responsibilities: - Exercise overall responsibility for t...

Job Description Founding team is in NYC. Their preference is onsite in Long Island, NY. However, they're open to remote candidates with the right experience. Our client is a PE-backed platform prepared to build nation-wide Home & Community-Based Services (HCBS). They are looking for a Chief Exe...

Job Description INTRODUCTION BRAVO is the partnering of Velocity Architectural and Engineering Services and Bradford Construction Corporation (WBE). The cooperative brings together some of the industry's most distinguished leaders and technical experts, united by their decades of experience mod...

Job Description Aspiriant seeks to recruit a Manager for our Client Experience (Planning Strategy & Research) (PS&R) group. This is a nationwide search, with the opportunity to be located anywhere that Aspiriant has an office (Los Angeles, San Francisco, Mountain View, Irvine, San Diego, Austin, ...

Job DescriptionDescription: About Us At Biz2Credit, we look for individuals who are ready to join a dynamic and innovative fintech company on a mission to change the lending landscape for small businesses. Our values of Collaboration, Responsibility, Empowerment, Disruption, Innovation, and...

Job Description The salary range is based on several factors, including, but not limited to, overall experience, relevant experience, education level, certifications, applicable skills, and expertise. Join UP! We are lighting the path home, one person at a time. About Urban Pathways Si...

Job Description About Us Brilla Schools, a growing K-8 network in the Bronx, serves over 2,000 students with plans to expand to educate 3,000 across four elementary and four middle schools. Managed by Seton Education Partners, Brilla Schools are dedicated to forming students of strong wisdom and...

Job Description Overview Company Overview: Harvard Protection Services is one of the fastest growing, privately owned provider of high-quality security services in the United States. We are an industry leader and are well known for our innovative thinking and entrepreneurial spirit. Our Peopl...

Job Description Overview Company Overview: Harvard Protection Services is one of the fastest growing, privately owned provider of high-quality security services in the United States. We are an industry leader and are well known for our innovative thinking and entrepreneurial spirit. Our Peopl...

Job DescriptionAbout the Company Our client stands at the forefront of the data privacy revolution, delivering enterprise-grade governance, security, and compliance solutions that Fortune 100 companies trust. As a fast-scaling SaaS leader with proven product-market fit, they've established themse...

Job Description Overview Company Overview: Harvard Protection Services is one of the fastest growing, privately owned provider of high-quality security services in the United States. We are an industry leader and are well known for our innovative thinking and entrepreneurial spirit. Our Peopl...

Job Description Custom Protective Services is seeking a security officer with an F-01 to work weekends at a corporate building in Manhattan. Shift Time: - Saturday + Sunday 12 PM - 12 AM - Saturday + Sunday 12 AM - 12PM Responsibilities: - Ensure the security, safety, and well-being of all...

Job Description Overview Company Overview: Harvard Protection Services is one of the fastest growing, privately owned provider of high-quality security services in the United States. We are an industry leader and are well known for our innovative thinking and entrepreneurial spirit. Our Peopl...

Job Description Overview Company Overview: Harvard Protection Services is one of the fastest growing, privately owned provider of high-quality security services in the United States. We are an industry leader and are well known for our innovative thinking and entrepreneurial spirit. Our Peopl...

Job Description Overview Company Overview: Harvard Protection Services is one of the fastest growing, privately owned provider of high-quality security services in the United States. We are an industry leader and are well known for our innovative thinking and entrepreneurial spirit. Our Peopl...

Job DescriptionDescriptionPrecision Neuroscience is pioneering a brain implant, known as a brain-computer interface (BCI), to restore communication and independence for people with neurological conditions. Our cutting-edge technology is designed to empower people with paralysis to control digital...

Job Description Job Description: Information Desk and School Office Manager Start Date: July 1, 2025 Reports to: Chief Financial Officer Brief Description: The Front Desk Receptionist reports to the Chief Financial Officer and is responsible for the primary reception coverage at Brooklyn H...

Job Description Overview Company Overview: Harvard Protection Services is one of the fastest growing, privately owned provider of high-quality security services in the United States. We are an industry leader and are well known for our innovative thinking and entrepreneurial spirit. Our Peopl...

Job Description We are looking for a reliable and detail-oriented Assistant Facilities Officer to support the day-to-day operations and maintenance of our facilities. This role involves assisting in the coordination of maintenance activities, monitoring building systems, supporting health and saf...

Job DescriptionCareer Renew is recruiting for one of its clients a Chief Technology Officer - Crypto - this is a fully-remote US-based role. We are a stealth-mode, seed-stage startup building a next-gen payments protocol that bridges traditional finance and the digital asset ecosystem. Our foundi...

Job DescriptionJob Requisition: Vice President of Sleep Services Position Title: Vice President of Sleep Services Reports To: Chief Executive Officer (CEO) OR DELEGATE Department: Clinical Operations Location: New York and/or Remote / Hybrid Employment Type: Full-Time, Exempt Job Summary The Vic...

Job DescriptionChief Operating Officer (COO), ad-tech, NY The COO will serve as a key member of our executive team, responsible for overseeing and optimizing our Sales, Customer Success, and Marketing functions. This role requires a unique blend of technical acumen in ad technology, operational ...

Job DescriptionCompany Description As part of the Wilshire family, you can rest assured that every day you are contributing to an organization that is helping investors improve their financial outcomes. For more than 50 years, Wilshire has been dedicated to providing customized portfolio soluti...

Job DescriptionBenefits: - 401(k) - 401(k) matching - Bonus based on performance - Company parties - Competitive salary - Dental insurance - Health insurance - Paid time off About BPM-PR Firm BPM-PR Firm is a premier public relations agency specializing in high-impact media placements,...

Job DescriptionCompany Description About the Organization KIPP Public Schools is a national network of tuition-free public charter schools that prepares students with the skills and confidence to create the future they want for themselves, their communities, and us all. We are a network of 27...

Job Description Chief Operating Officer (COO) Brooklyn, NY 200-275k A rapidly growing, mission-driven organization focused on autism and education services is seeking a Chief Operating Officer (COO) to lead operational strategy, oversee cross-functional teams, and scale impact across diverse...

Job Description Position: Regional Director of Operations North America Location: Based in New York, NY | Extensive Travel Across U.S., Canada & Mexico Reports to: Chief Operating Officer (COO) and Chief Executive Officer (CEO) A leading global hospitality brand renowned for its excellence i...

Job Description Reporting to the President and CEO, the Chief Finance and Administrative Officer (CFAO) oversees the financial and operational functions and processes that advance Breast Cancer Research Foundation’s (BCRF) work in furtherance of its mission. These include the finance, investments...