Compliance officer jobs in New York, NY - Page 9Create job alerts

Senior Vice President of Human Resources, Chief People Officer, Chief Talent Officer, Head of Talent Development and Training, Global Head of Human Resources, Senior Human Resources Business Partner, Director of Employee Relations and Compliance, Human Resources Operations Manager, Director of Co...

Job DescriptionSalary: $59,000-$64,000 THE NEIGHBORHOOD SELF HELP BY OLDER PERSONS PROJECT, INC. 975 KELLY STREET SUITE 401 BRONX, NEW YORK 10459-3477 Tel: (718) 542-0006 Fax: (347) 772-3075 Email: Position Available Job Title: Outreach Coordinator Supervisor: Progra...

Familiarity or working knowledge of Contractor Special Programs Officer (CPSO) responsibilities such as managing Sensitive Compartmented Information (SCI) and Special Access Programs (SAPs) in compliance with the NISPOM, DoD SAP Security Manual, JAFAN’s, DCID’s, ICD’s and other applicable gove

This one-year Fellowship is a unique opportunity to work directly with a College Chief Diversity Officer in a dynamic urban institution. Reporting to the Dean and Deputy in the Office for Diversity and Compliance, the Fellow supports the work of the Office. With respect to investigation, complain...

Commercial bank located in Manhattan looking to bring on board a “Corporate Compliance Officer (AVP)” to join their compliance team. Assist with management committee reporting by compiling Compliance Program information and providing detailed status updates. Identify compliance-related risks and

We’re building a relationship-oriented bank for the modern world.We need talented, passionate professionals who are dedicated to doing what’s right for our clients.At CIBC, we embrace your strengths and your ambitions, so you are empowered at work.Our team members have what they need to make a m

Experience with Form ADV; a solid understanding of regulatory/self-regulatory agencies (e. Monitor regulatory changes, updates and industry-wide compliance initiatives. Conduct research with respect to compliance and regulatory issues; develop new compliance initiatives.

Familiarity with privacy risk frameworks (e,g. The analyst will assist the Ethics Program Manager and the Privacy Officer in the day-to-day operations of the Bank’s compliance to policies & standards, risk assessment, case management and training & awareness campaigns. Assist with conducting priv...

Compliance Officer & Accrediting Lead .Entirely owns the compliance and process of acrediting and maintaining the programs above.Ensures our consistent compliance to all of the above points.Business Development strategy and business plan as it relates to compliance .Must have ALL relevant e

The Administrative Hearing Officer will be a key member of the Division of Adjudications, within the newly centralized Office of Compliance & Risk Management (CRM). Administrative Hearing Officers within the Division of Adjudications help the city combat the affordable housing crisis. Reporting t...

We're looking for a highly motivated and experienced Associate Director, Intercompany Compliance to oversee and administer Horizontal Prudential Compliance programs at a CUSO (U.This is a critical leadership position within our team, requiring in-depth Subject Matter Expertise (SME) in key "Alpha...

Reporting to the Chief Nursing Officer, the Clinical Financial Analyst provides critical financial insight and analytical support to best enhance clinical operations. The Clinical Financial Analyst will also prepare detailed financial reports, assist in strategic planning, and ensure compliance w...

Ability to analyze the most complex laws and regulations and relate those laws to operational procedures, company policies, and industry trends. Ability to analyze the most complex laws and regulations and relate those laws to operational procedures, company policies, and industry trends. In dept...

Senior Vice President of Human Resources, Chief People Officer, Chief Talent Officer, Head of Talent Development and Training, Global Head of Human Resources, Senior Human Resources Business Partner, Director of Employee Relations and Compliance, Human Resources Operations Manager, Director of Co...

Senior Vice President of Human Resources, Chief People Officer, Chief Talent Officer, Head of Talent Development and Training, Global Head of Human Resources, Senior Human Resources Business Partner, Director of Employee Relations and Compliance, Human Resources Operations Manager, Director of Co...

Minimum of three years of recent experience in financial services regulatory compliance with a focus in consumer compliance and safety and soundness regulations, (such as a compliance manager and/or officer, auditor, examiner, advisor, consultant, or regulatory counselor) at a large financial ins...

Serve as the primary point of contact for regulatory agencies, ensuring timely and accurate responses to inquiries and maintaining positive relationships.

Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, MSRB, and other regulatory rules and regulations. Such guidance will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practices. Provide Co...

The Chief Compliance Officer for. Fidelity Compliance reports into the Chief Administrative Officer. Serve as an officer of the New York trust company, addressing the board of directors regularly on compliance, regulatory, industry, and enforcement matters.

Natixis CIB Americas’ Financial Crimes Compliance (FCC) team is responsible for maintaining an effective financial crimes compliance program consistent with both Natixis global policy and applicable laws and regulations, including the Bank Secrecy Act (BSA), USA PATRIOT Act and the economic sanct...

Natixis CIB Americas’ Financial Crimes Compliance (FCC) team is responsible for maintaining an effective financial crimes compliance program consistent with both Natixis global policy and applicable laws and regulations, including the Bank Secrecy Act (BSA), USA PATRIOT Act and the economic sanct...

Reporting to the Chief Diversity Officer, the EEO and Title IX Specialist is responsible for assisting the Affirmative Action Officer and Title IX Coordinator in ensuring the College's compliance with all applicable equal opportunity, civil rights, and human rights laws and regulations.Prepare re...

Senior Vice President of Human Resources, Chief People Officer, Chief Talent Officer, Head of Talent Development and Training, Global Head of Human Resources, Senior Human Resources Business Partner, Director of Employee Relations and Compliance, Human Resources Operations Manager, Director of Co...

Job DescriptionWhy Charlie Health? Millions of people across the country are navigating mental health conditions, substance use disorders, and eating disorders, but too often, they're met with barriers to care. From limited local options and long wait times to treatment that lacks personalization...

Able to work effectively with regulators at the federal, state and/or local levels as well as legislative bodies, legislators and policy makers.

Audits Compliance, Bank Compliance, Bank Regulations, Compliance Programs, Critical Thinking, Data Gathering Analysis, Decision Making, Ensure Compliance, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking, Teamwo...

A growing mission-driven organization is seeking a strategic and experienced Chief Financial Officer (CFO) to lead all financial operations and strategy. The CFO will serve as a thought partner to the CEO and senior leadership team, overseeing financial planning, operations, compliance, and risk ...

Thomson Reuters is seeking an experienced Vice President, Chief Privacy Officer to lead our organization's comprehensive privacy strategy and program.This role will oversee the development, implementation, and continuous enhancement of our privacy framework to ensure compliance with global regula...

Are you a strategic compliance professional ready to lead and shape the future of financial crime prevention? We’re looking for a dynamic leader to oversee our BSA/AML, CFT, and OFAC Compliance program—playing a pivotal role in protecting our institution and customers. Oversee the BSA – AML /

Oversee the BSA – AML / CFT & OFAC Compliance Department, ensuring compliance with evolving regulatory requirements while building a proactive risk culture. Act as a trusted advisor on all things related to AML/CFT and OFAC, and take on special projects that enhance risk management across the org...

Job Description Overview Are you looking for a career you can feel good about? We hire only those that strive to do their best. By joining our family, you'll receive the honor and recognition that comes with working for the industry's global leader in evidenced based rehabilitation. Who We Are:...

Job Description About Fuse Fuse is rebuilding clearing from the ground up. Fintech has gone global and emerging markets have become growth markets, transitioning from high risk jurisdictions to must have corridors, but clearing banks haven’t evolved. We believe the clearing stack needs to be reb...

Job DescriptionAurify Brands: Create. Grow. Aurify Company Overview Aurify Brands is a hospitality development group that owns Melt Shop, The Little Beet, The Little Beet Table, Fields Good Chicken, and franchises Five Guys Burgers and Fries in Manhattan and Brooklyn. We operate like an incubat...

Job DescriptionSummary The General Manager is responsible for the safe and efficient management, operation, maintenance, and financial performance of the FBO Vertiport facility and services. They serve as direct liaison with the managing entity of home airport and is responsible for compliance wi...

Job DescriptionAbout the Consortium The New Jersey Civic Information Consortium (NJCIC) is an independent nonprofit organization that sparks innovative media projects and funds community-driven local news in New Jersey. A first-in-the-nation project, the Consortium builds on the foundation laid ...

Job DescriptionMISSION STATEMENT Are you ready to give back to the community while pursuing your passion? For over 50 years, Acacia Network and its affiliates have been committed to improving the quality-of-life and wellbeing of underserved communities in New York City and beyond. We are one of t...

Job Description Position: Regional Director of Operations North America Location: Based in New York, NY | Extensive Travel Across U.S., Canada & Mexico Reports to: Chief Operating Officer (COO) and Chief Executive Officer (CEO) A leading global hospitality brand renowned for its excellence i...

Job Description Overview Physician Affiliate Group of New York (PAGNY) is adding a Patient Safety Officer to the group at NYC Health + Hospitals/ South Brooklyn Health. The Hospital is part of NYC Health + Hospitals. South Brooklyn Health is a redesigned health care campus featuring the new 11-...

Job Description Overview Are you looking for a career you can feel good about? We hire only those that strive to do their best. By joining our family, you'll receive the honor and recognition that comes with working for the industry's global leader in evidenced based rehabilitation. Who We Are:...

Job Description PRIMARY FUNCTION/PURPOSE The Operations Administrator will collaborate with the AVP of Facilities and Operations and the VP of Operations in developing systems and reports to enhance CRF’s compliance with regulatory and legal facility requirements. The Operations Administrato...

Job Description Hamilton-Madison House is a nonprofit settlement house dedicated to improving the quality of life of its community, primarily the Two Bridges/Chinatown area of Manhattan's Lower East Side. The House provides a wide range of programs and services designed to enhance the quality of ...

Job Description • Applicants MUST submit a cover letter with resume to be considered., • This position will require in-office presence. Hybrid work schedules may be possible based on specific job duties and consistent with ESD policy., • Minorities, women, and individuals with disabilities are e...